High Hopes: Public Health Approaches to BAC KG RO U N D Reducing the Need for Health Care P A P E R NO. 78 MICHELE J. ORZA, ScD, Principal Policy Analyst SEPTEMBER 27, 2010 OVERVIEW — Driven in part by a desire to contain health care costs, policymakers are looking beyond medical care for opportunities to reduce the need for expensive services. This paper briefly reviews current public health concepts and strategies for improving health that emphasize nonmedical factors such as behavior, socioeconomic status, and environ- ment. It also provides examples of how these concepts and strategies undergird many of the public health provisions of the Patient Protection and Affordable Care Act, other legis- lation, and several programs and initiatives. These concepts include prevention, health in all policies, global health, the One Health Initiative, and climate change and health. SEPTEMBER 27, 2010 NATIONAL HEALTH POLICY FORUM National Health Policy Forum Contents 2131 K Street, NW Suite 500 Washington, DC 20037 LOOKING UNDER THE LAMPPOST.........................................................3 Figure 1: Life Expectancy at Birth and Health Spending T 202/872-1390 Per Capita, 2007.........................................................................4 F 202/862-9837 E nhpf@gwu.edu Figure 2: Proportional Contribution of Determinants of www.nhpf.org Health to Premature Death..........................................................5 Judith Miller Jones LOOMING DEMAND FOR HEALTH CARE...............................................6 Director THINKING BIG—PUBLIC HEALTH. .........................................................7 . Sally Coberly, PhD Deputy Director PUBLIC HEALTH CONCEPTS AND INITIATIVES........................................8 Monique Martineau Prevention...................................................................................9 Director, Publications and Online Communictions Table 1: Examples of Prevention Activities, by Intervention Mode and Level. .................................................9 . Health in All Policies....................................................................11 Global Health..............................................................................12 The One Health Initiative ............................................................13 Climate Change and Health.........................................................13 CHALLENGING ROAD AHEAD...............................................................14 ENDNOTES............................................................................................15 The National Health Policy Forum is a nonpartisan research and public policy organization at The George Washington University. All of its publications since 1998 are available online at www.nhpf.org. 2 BAC KG RO U N D www.nhpf.org P A P E R NO. 78 A lthough they may be fewer and smaller in scope and may have received less attention than health insurance provisions during the debate, many of the provisions of the Patient Protection and Affordable Care Act (PPACA) are not focused on health care. Instead, they emphasize other deter- minants of health and are intended to reduce health care uti- lization and expenditures by preventing people from becom- ing patients in the first place (see text box). Similar kinds of provisions, premised partly on the idea that a healthy econ- omy requires healthy people and vice versa, are also found in the American Recovery and Reinvestment Act (ARRA). The thinking behind these provisions is not necessar- ily new, but it has been evolving. Sections of PPACA Nonmedical Provisions of PPACA: and other legislation reflect a convergence of several Three Examples lines of research, deliberation, effort, and advocacy • To provide more information to enable for the public’s health. healthier choices, section 4205 requires This paper briefly describes some of the major public nutrition labeling for standard menu items health ideas about and activities directed predomi- in chain restaurants. nantly at the nonmedical determinants of health, in- • To discourage a risky behavior, while at cluding prevention, health in all policies, global health, the same time generating revenue, section the One Health Initiative, and climate change and 5000B imposes a 10 percent excise tax on health. It is intended to serve as a reference point for indoor tanning services. understanding the origins of some of the provisions of • To facilitate a healthy behavior, section PPACA, likely implementation challenges, and similar 4207 requires employers to provide reason- issues that may arise during the development of legis- able break time and location for nursing lation and policy in other arenas such as agriculture, mothers to express breast milk. banking, energy, environment, food, foreign affairs, and transportation. LO O K I N G U N DER T HE L A M P P OS T Virtually every discussion of health reform starts with two largely un- disputed facts: first, the United States spends more on average per per- son on health care than every other nation, including high-income na- tions, and by a wide margin; second, despite these high expenditures, the United States ranks below average on a variety of measures of 3 SEPTEMBER 27, 2010 NATIONAL HEALTH POLICY FORUM health status, even below some much lower-income countries (Figure 1). However, as true as these two facts may be, one does not necessar- ily follow directly from the other. In fact, inadequate health care ranks lower than most other factors in contributing to premature death (see Figure 2, next page). Access to good health care can make a big differ- ence to the health of many people in the short and the long term. But for most people on most days, health care may be almost irrelevant, and other considerations, such as how they behave and where they live and work, can have a much greater (although often more subtle and gradual) effect on their current and future health.1 So perhaps it should come as no surprise that high national spending on health care does not necessarily translate into a healthy nation. FIGURE 1 Life Expectancy at Birth and Health Spending Per Capita, 2007* Life Expectancy in Years 84 Iceland [$3,319] Australia Sweden [$3,323] R2 = 0.55 Japan [$2,581] [$3,137] France Switzerland [$4,417] 82 [$3,601] Italy [$2,686] Spain [$2,671] Canada [$3,895] Finland Norway [$4,763] New Zealand [$2,510] [$2,840] 80 Netherlands [$3,837] Korea [$1,688] Luxembourg [$4,162] United States Portugal [$7,290] 78 [$2,150] Greece Austria [$3,763] [$2,727] United Belgium [$3,595] Czech Republic Kingdom Germany [$3,588] [$1,626] [$2,992] 76 Denmark [$3,512] Mexico Poland [$1,035] Ireland [$3,424] [$823] Slovak Republic [$1,555] 74 Hungary [$1,388] Turkey [$618] 72 $0 $1,000 $2,000 $3,000 $4,000 $5,000 $6,000 $7,000 $8,000 Health Spending per Capita (USD PPP**) *Data for Canada, Italy, the United Kingdom, and the United States are for 2006. Source: Organisation for Economic Co-Operation and Development (OECD), "Health Status: Life **In making its calculations, the OECD took into account differences in the purchasing Expectancy at Birth," in Health at a Glance 2009: power of national currencies in each country. To calculate the conversion rate of national OECD Indicators (2009), fig. 1.1.4; available at http:// currencies into U.S. dollar purchasing power parity (PPP), the same, fixed basket of www.oecd-ilibrary.org/content/serial/19991312. goods and services across different countries is priced in the national currency, and then converted to U.S. dollars (USD). 4 BAC KG RO U N D www.nhpf.org P A P E R NO. 78 FIGURE 2 Proportional Contribution of Determinants of Health to Premature Death Environmental Exposure Inadequate 5% Health Care 10% Behavioral Social Patterns 15% Circumstances 40% Genetic Predisposition 30% Note: The science of attributing these proportions is imprecise, and thus the emphasis should be on appreciating the relative contributions of the determinants rather than the exact size of each slice. Source: Steven A. Schroeder, "We Can Do Better—Improving the Health of the American People," New England Journal of Medicine, 357, no. 12 (September 20, 2007): p. 1222; available at http:// www.nejm.org/doi/pdf/10.1056/NEJMsa073350. Nonetheless, the focus of health reform has tended to be on health care, perhaps in part because it seems as though that is where the money is.2 And maybe it is because, as vast and complicated as health care has become, at least its dimensions are relatively clearly illuminated. From the perspective of some, focusing on the other factors that influence health moves one rapidly outside the circle of light shed by the streetlamp and into the increasingly murky dark- ness where lurk numerous, sometimes poorly understood influences on health. These include personal behavior, genetics, education, eco- nomic resources, neighborhood conditions, and both the global and the local environment. Faced with these myriad factors that intersect and interact in complex ways and that can be difficult to measure and influence, it is perhaps understandable to want to rush back to the lamppost. Estimates of how much the nation does or should spend on these other factors that influence health are hard to determine, partly be- cause methods vary, data are not comparable, and the boundaries can be difficult to draw. While it might seem reasonable to most 5 SEPTEMBER 27, 2010 NATIONAL HEALTH POLICY FORUM people to include spending on seatbelt campaigns, lead abatement, and water sanitation, what about bike paths, farmers’ markets, or wetlands restoration? Estimates for U.S. national spending on public health programs not focused on health care range from 1 percent up to about 9 percent and suggest that the United States spends relative- ly little on public health compared to health care.3 Other data suggest that the United States spends a smaller proportion of its total health spending on public health than many other nations do.4 Given these estimates, if the goal is to identify ways to save money and improve health, focusing on health care rather than nonmedical strategies may seem both easier and more fruitful. LO O M I N G DEM A N D F O R HE A LT H C A RE Especially when looked at in historical terms, both medicine and public health have greatly increased the quantity and quality of life that Americans enjoy, with traditional public health claiming credit for the majority of the gains, particularly in average lifespan.5 But, by many accounts, the United States faces a genuine health crisis and is headed for poorer health status and greater utilization of health care. Epidemiologists caution that steady historical gains in lifespan could stall or even be reversed in future generations, and economists warn that health care spending, if it remains on its current trajectory, will consume an increasingly large and perhaps unsustainable pro- portion of the economy.6 Health care by itself cannot prevent or significantly alter the course of many of the conditions that afflict Americans, but these conditions can lead to substantial demands for health care, many sooner rather than later (see text box on U.S. health statistics, next page). Health care fixes have consumed a great deal of the nation’s attention of late, but even perfecting the health care system may not be enough to overcome the health crisis. Even if medicine were to evolve to the point where it could substantially alter genetic predispositions, more than half of the determinants of health could still be beyond the reach of health care. Some analysts worry that, unless the need for health care is reduced by significantly improving the health of the American people, it will be difficult if not impossible to bring health care costs under control. Increasingly, they argue that improving the nation’s health will require venturing into the murkiness beyond the lamppost and 6 BAC KG RO U N D www.nhpf.org P A P E R NO. 78 looking not only at where the money is currently being spent but also at where A Few U.S. Health Statistics That Portend it might more effectively be spent to Increased Health Care Needs yield the biggest gains in health. Cigarette smoking—Although rates have declined over the past de- cades, roughly one in five high school students and adults smokes T H I N K I N G BI G — PU BL I C cigarettes. Cigarette smoking is the leading cause of preventable HE A LT H death, and for every person who dies from a smoking-related dis- ease, about 20 more people have at least one serious illness related Many people are endeavoring to think to smoking. bigger than health care. They assert Obesity and overweight—More than one-third of adults are con- that the medical model, even an expan- sidered to be obese, and almost another third overweight. Obesity sive one that provides everyone with a is associated with increased risk of heart disease, stroke, diabetes, medical home and fully integrates the some cancers, hypertension, osteoarthritis, gallbladder disease, mind and body and the full range of and disability. approaches to care, goes only so far.7 To Increasing numbers of children, even very young children, are have healthy people, they say, it is nec- overweight: more than one out of ten preschoolers are overweight. essary to seek and think more broadly Being overweight increases their risk of developing hypertension, and be working on many fronts simul- high cholesterol, orthopedic disorders, sleep apnea, diabetes, and taneously, among them the state of the low self-esteem and of becoming an overweight adult. planet and the local environment; the Heart disease—More than one-third of adults have two or more of condition of the communities where the major risk factors for heart disease, a leading cause of morbidity, people work, live, and go to school; the mortality, and health care utilization and spending. socioeconomic status of the family; the attitudes and behaviors of the individ- Sources: Centers for Disease Control and Prevention (CDC), “Smoking and To- bacco Use: Fast Facts,” available at www.cdc.gov/tobacco/data_statistics/fact_sheets/ ual person; and the quality of medical fast_facts/index.htm; CDC, “Health, United States, 2009,” available at http://www. care. Although the terminology may cdc.gov/nchs/hus.htm. vary, the concepts under discussion have in common a comprehensive vi- sion of what “health” entails and call for a robustly integrated approach to achieving it for all individuals, communities, and populations.8 An integrated approach is one that is multifaceted, interdisciplinary, interagency, and multisectoral. It can be difficult to come up with a rubric that encompasses all of the ideas under discussion without getting into an argument about medicine versus public health. Increasingly, the emphasis is not on making that distinction but rather on starting from the perspective of a person, family, or community (rather than from a condition, dis- cipline, or agency); appreciating the complete array of factors that determine health and their intersections and interactions; and devel- oping an approach that will, in all likelihood, require many partners 7 SEPTEMBER 27, 2010 NATIONAL HEALTH POLICY FORUM from many fields and both the public and What Is "Public Health"? private sectors working together in order to be fully successful. The field defines public health broadly as what a society does collectively to assure the conditions in which people can be Those in the public health field define it very healthy. More specifically, public health includes “the efforts, broadly, encompassing even health care (see science, art, and approaches used by all sectors of society text box at left). And people who practice in (public, private, and civil society) to assure, maintain, protect, many medical specialties, such as primary promote, and improve the health of the people.”* care, preventive medicine, and occupational However, many inside and outside of the field of public health, tend to think and act in widening health have something narrower in mind that may focus on circles around the patient. Thus, the lines are the health infrastructure and activities of the government blurry, the overlap great, and the distinctions (federal, state, and local); on the subspecialty of medicine perhaps not helpful in understanding the ba- concerned primarily with community or population health; sic concepts. For practical purposes, however, on the agencies charged with protecting and promoting the such as discussions of financing, the lack of health of the public, such as the Food and Drug Adminis- clarity can cause real consternation. For ex- tration and the Centers for Disease Control and Prevention; ample, if the broadest definition of public or on publicly financed health programs and services, such health were taken to its logical extreme, it as Medicaid and grant programs supported by the Health Resources and Services Administration. might be difficult to identify much spend- ing that could not be characterized as health *Institute of Medicine, The Future of the Public’s Health in the 21st Century spending. A lack of good evidence hampers (Washington, DC: National Academies Press, 2002); available at www. nap.edu/openbook.php?isbn=030908704X. attempts to determine how much should be spent, in either absolute or relative terms, on public health activities and health care servic- es; however, the consensus has been that, for a variety of reasons, public health has suffered from a lack of attention and funding relative to medical care.9 PU BL I C HE A LT H CO N C EP T S A N D I N I T I AT I V ES For purposes of this paper, the concepts and initiatives described below fall, although imperfectly, under the broad rubric of public health, with an emphasis on nonmedical determinants of health (“imperfectly” because many of them have a focus on better integrat- ing the traditional medical and public health domains).10 These con- cepts and approaches have numerous intersections as well as many common roots, ideas, and actors. Each overlaps significantly with at least one other and, to some degree, with most of the others. This paper discusses them in an order which allows for a logical flow, but the order is not intended to convey any sense of relative importance or significance. 8 BAC KG RO U N D www.nhpf.org P A P E R NO. 78 P reve n tio n The concept of prevention has been around for a long time, and most people can readily identify preventive interventions, such as vacci- nations against childhood diseases and influenza. Over the years, the concept of prevention has been increasingly broadened: it now ranges across a spectrum from “primordial prevention” (defined as preventing the emergence of predisposing social and environmen- tal conditions that can lead to causation of disease) to “quaternary prevention” (which is generally concerned with preventing a seri- ously ill person from getting even sicker, especially by virtue of the medical care he or she is receiving).11 In between are the more famil- iar primary, secondary, and tertiary prevention (Table 1). Primordial and primary prevention tend to be focused more on the nonmedical determinants of health and are often referred to as “true” preven- tion, while the rest of the spectrum generally deals with the failure to prevent disease and disability and involves health care services. Much of what many people think of as prevention is clinical preven- tive health care services. These have been somewhat better studied in terms of both efficacy and cost-effectiveness than population- or community-based interventions.12 Screenings, such as for cancer or high cholesterol or depression, are familiar preventive services that are conducted in the hope that a condition or disease can be detected TABLE 1 Examples of Prevention Activities, by Intervention Mode and Level LEVELS MODES Primary Secondary Te r t i a r y Clinical Behavioral Testing by Chronic illness counseling by physicians for care and disease physicians early detection management by of cancer, heart physicians disease, etc. Community Altering the Screening Self-care; disease Population–Based community and fairs and other management at environment to community home, work, or promote healthy venues for school lifestyles disease testing Source: Steven Woolf, "Will Prevention Save Money?" slide presentation to the Agency for Healthcare Research and Quality 2009 Annual Conference, September 15, 2009; available at www.ahrq.gov/about/annualconf09/woolf.htm 9 SEPTEMBER 27, 2010 NATIONAL HEALTH POLICY FORUM early enough to prevent its further progression. But screenings, like most preventive health care services, do not prevent people from de- veloping a condition or disease in the first place. Such services are included in the province of the U.S. Clinical Preventive PREVENTION AND Services Task Force, to which several provisions of PPACA apply. Most P U B L I C H E A LT H F U N D notably, PPACA establishes in law the independent task force, autho- A P P R O P R I AT I O N S , rizes funding for it, and requires or provides incentives for Medi- F i s c a l Ye a r s 2 0 1 0 – 2 0 15 care, Medicaid, and private insurers to fully cover (that is, without and Af ter cost-sharing requirements) the items and services it recommends that are supported with certain levels of evidence.13 Fiscal Year Appropriation The interventions aimed at the nonmedical determinants of health 2010 $500 million and intended to accomplish primordial and primary prevention, are 2011 $750 million the province of the U.S. Community Preventive Services Task Force, which collaborates in producing the Guide to Community Preventive Services.14 2012 $1 billion This guide is a compendium of evidence about community interven- 2013 $1.25 billion tions to improve health, such as programs and policies to increase 2014 $1.5 billion physical activity or to reduce violence-related injuries. As with the 2015 and clinical services task force, PPACA establishes in law this task force after $2 billion and authorizes funding for it.15 Source: Patient Protection and Affordable The legislation directs the task forces to coordinate with each other Care Act, section 4002. and with other relevant entities, both generally and specifically; the coordination is to include “the examination of how each task force’s recommendations interact at the nexus of clinic and com- munity.”16 Both task forces share and have in common with entities focused on health care services the challenge of strengthening an evidence base that is not as robust as needed. Funds authorized by both ARRA and PPACA are directed to research in order to meet this challenge. PPACA establishes a permanent Prevention and Public Health Fund, as well as grant programs such as the Community Transformation Grant program, and authorizes and appropriates funding to support broad public health and prevention interventions at the federal, state, and community levels (see text box for fiscal year appropriations). The explicit purpose of this fund is “to provide for expanded and sus- tained national investment in prevention and public health programs to improve health and help restrain the rate of growth in private and public sector health care costs.”17 The Community Transformation Grant program, like many of the other prevention and wellness provisions of PPACA, focuses on 10 BAC KG RO U N D www.nhpf.org P A P E R NO. 78 nonmedical determinants of health and eliminating health dispari- ties. This grant program is managed by the Centers for Disease Health promotion, which is often Control and Prevention and is intended to reduce chronic disease linked with prevention, as it rates, prevent the development of secondary conditions, address is in PPACA, is defined by the health disparities, and develop a stronger evidence base for pre- World Health Organization as vention programming. Grantees are required to submit “a detailed “the process of enabling people plan that includes the policy, environmental, programmatic, and to increase control over, and to improve, their health. It moves as appropriate infrastructure changes needed to promote healthy beyond a focus on individual living and reduce disparities”; they are encouraged to prioritize behaviour towards a wide range “strategies to reduce racial and ethnic disparities, including social, of social and environmental economic, and geographic determinants of health.”18 interventions.”* *World Health Organization, “Health H eal th in A ll Po li cie s Promotion”; available at www.who.int/ topics/health_promotion/en/. The concept of health in all policies has its roots in the World Health Organization’s health-for-all and primary care policy frameworks for advancing the health of people, which date back to the 1970s. Rec- ognizing that much of what affects health broadly lies outside the influence of the health domain, the World Health Organization rec- ommends that governments adopt a health-in-all-policies approach; Australia and the European Union, among others, are leading the way.19 Such an approach seeks to build awareness of and take into account the impact on health of seemingly unrelated policies, such as those directed at agriculture, housing, and transportation, and has been employed from the international level to the federal level A primary tool for the health-in- and even in some states and communities (see text box on the health all-policies approach is the health impact assessment tool).20 impact assessment. These assess- ments are intended to bring a A health-in-all-policies approach is reflected in the National Preven- health focus to policies, programs, tion, Health Promotion and Public Health Council established by PPACA.21 and projects in other domains The legislation directs that the surgeon general serve as chairper- where the effects of the proposed son of this council and that its membership include the Secretaries action on health might not be ad- of Health and Human Services, Agriculture, Education, Transpor- equately considered or considered tation, Labor, and Homeland Security; the chairman of the Federal at all. Trade Commission; the administrator of the Environmental Protec- For more on this topic, see Janet Collins tion Agency; the director of the Office of National Drug Control Pol- and Jeffrey P. Koplan, “Health Impact icy; the director of the Domestic Policy Council; the assistant secre- Assessment: A Step Toward Health in All Policies,” JAMA, 302, no. 3 (July 15, tary for Indian Affairs; the chairman of the Corporation for National 2009): pp. 315–317. and Community Service, and the head of any other federal agency that the chairperson determines is appropriate. 11 SEPTEMBER 27, 2010 NATIONAL HEALTH POLICY FORUM The legislation charges this council with developing a national pre- Social Determinants vention, health promotion, and public health strategy. One of the many challenges for this council will be to coordinate this strategy According to the World Health and its implementation with numerous other national strategies, Organization, “the social determi- both within and outside the health domain. Important among these nants of health are the conditions is Healthy People, the Department of Health and Human Services’ in which people are born, grow, initiative for promoting health and preventing disease. Since 1979, live, work and age, including the Healthy People has set and monitored 10-year national health objec- health system. [They] are mostly responsible for health inequities tives. One of two overarching goals of Healthy People 2010 was to —the unfair and avoidable differ- eliminate health disparities among different segments of the popu- ences in health status seen within lation. The plan for Healthy People 2020 calls for the overarching and between countries.” goals to incorporate a focus on social determinants of health (see text box) and include the development of related objectives and methods to ensure their integration across all objectives.22 Glo b al H eal th Interest in global health, formerly known as international health, has burgeoned over the past decade. Worldwide funding and programs have increased dramatically, and, with bipartisan support, the United States’ investment in it has more than quintupled. Appreciation has grown for the global nature of such things as determinants of health, threats to health, the evidence base for health practice, the health workforce, the food supply, and the marketplace for health products and technologies. The field is in the process of redefining itself, and its leaders recently published for comment the following definition: Global health is an area for study, research, and practice that plac- es a priority on improving health and achieving equity in health for all people worldwide. Global health emphasizes transnational health issues, determinants, and solutions; involves many disci- plines within and beyond the health sciences and promotes inter- disciplinary collaboration; and is a synthesis of population-based prevention with individual-level clinical care.23 The H1N1 influenza pandemic of 2009–2010, like previous experi- ences with SARS, avian influenza, and other infectious diseases, brought home to many the interdependence of the United States and other nations. Disease surveillance and vaccine production and distribution in particular were universal challenges that required global cooperation and coordination. But advocates for global health emphasize that, in addition to its self-interest, the United States has numerous reasons, ranging from compassion to international secu- rity, for global involvement and commitment. 12 BAC KG RO U N D www.nhpf.org P A P E R NO. 78 Federal global health activities and funding involve many departments and agencies beyond the Department of U.S. Global Health Initiative Health and Human Services (see text box). In addition, nu- Federal entities involved in the U.S. Global merous public and private-sector entities, both international Health Initiative: and based in the individual countries, are involved. Pro- •U.S. Agency for International Development viding some of the best examples of the opportunities and •Department of Agriculture challenges inherent in interdisciplinary, interdepartmental, interagency, intersectoral, crosscultural work at all levels is •Department of Commerce the United States’ Global Health Initiative, most notably its HIV/ •Department of Defense AIDS program, the President’s Emergency Plan for AIDS •Department of Health and Human Services Relief (known as PEPFAR), which was launched in 2003.24 •Department of Homeland Security •Department of Labor T h e O n e H eal th I ni tia ti ve •Department of State •Department of the Treasury The recently formed One Health Initiative, an interna- •Environmental Protection Agency tional, public-private collaboration of a wide variety of health scientists, emphasizes the linkages between human •Millenium Challenge Corporation and animal and environmental health and seeks to inte- •Peace Corps grate human and veterinary medicine and public health.25 Advocates of this approach highlight the numerous inter- sections between human and animal health, such as the animal origins of the majority of recent and anticipated emerging infections and the numerous drugs that are used both in human and animal medicine and agriculture. One Health activities have involved the Departments of Agriculture and Homeland Security, the Environmental Protection Agency, the U.S. Agency for International Development, and several agencies within the Department of Health and Human Services, such as the Centers for Disease Control and Prevention, the Food and Drug Ad- ministration, and the National Institutes of Health.26 Several state and local departments of health, agriculture, the environment, and fisher- ies and wildlife are also involved, along with numerous private-sec- tor organizations, including associations of veterinary, human, and public health professionals. Participants in One Health intend to be involved in a wide range of legislation and policies, from those related to agriculture to those concerning zoonotic diseases.27 Clim a te C ha n g e a n d H eal th The relationship between climate change and health has over the past few years become a focus of the long-standing field of environmental 13 SEPTEMBER 27, 2010 NATIONAL HEALTH POLICY FORUM health. Concern about the impact of a changing Public Health Concepts and Initiatives climate on health has been a major emphasis of both public and private-sector organizations Prevention ranges across a spectrum from preventing the ranging from those with a global perspective, emergence of predisposing social and environmental con- like the World Health Organization, to national ditions that can lead to causation of disease to preventing a seriously ill person from getting even sicker. entities, like the American Public Health As- sociation, to federal agencies, such as the Envi- A health-in-all-policies approach highlights the impact on ronmental Protection Agency. (See text box, next health of policies in arenas such as agriculture, banking, page, for an example of interagency cooperation.) energy, and transportation and seeks to influence those Although there is still argument in some quar- policies for the betterment of health. ters about the precise extent and causes of cli- Global health aims to improve health and achieve equity in mate change, the public health community gen- health for all people worldwide, emphasizing transnational erally characterizes the observed and expected health issues, determinants, and solutions and interdisci- effects on health of global warming as profound. plinary collaboration. While not all of the effects are necessarily harm- The One Health Initiative emphasizes the linkages between ful—for example, some areas may benefit from human and animal and environmental health and seeks to increased local food production due to a longer integrate human and veterinary medicine and public health. and warmer growing season—the damages to Those concerned with climate change and health are focused health are expected to outweigh the benefits.28 on understanding, ameliorating, and preventing the ob- All countries and populations are affected in served and expected adverse effects of global warming varying ways, and those in developing coun- on health. tries are seen as most at risk from the adverse effects. Among the concerns are more frequent and severe extreme weather events that can kill large numbers of people, both directly and by enhancing condi- tions for the spread of disease; changes in precipitation patterns that affect the supply of food and water and areas in which people can live safely; and challenges to controlling infectious diseases as the microorganisms and their vectors evolve and migrate in response to changing environments.29 The science and policy of climate change and health involves a wide range of disciplines and actors inside and outside of the health domain, and thus provides a real-time illustra- tion of both the promise and challenge of such broad-based issues and approaches to improving health. The impact of climate change on health is also an integral part of legislation outside the traditional health arena, including energy bills and foreign assistance bills.30 CH A L LEN G I N G ROA D A HE A D At the federal level, the Department of Health and Human Services and, in particular, its Centers for Disease Control and Prevention 14 BAC KG RO U N D www.nhpf.org P A P E R NO. 78 are at the intersection of all of these approaches and the initiatives related to them. Many other federal agencies and nongovernmental Coordination Among entities are often involved in several of them. These approaches and Federal Agencies: the consortia to implement them also exist at other levels, from the An Example international to the local. In 2009, the Department of Hous- All participants from both the public and private sectors face similar ing and Urban Development, the challenges in implementing these approaches, including commu- Department of Transportation, nicating and working together across different sectors, disciplines, and the Environmental Protection organizations, institutional cultures, and administrative and other Agency formed the Interagency Partnership for Sustainable Com- procedures and practices; dealing with jurisdictional or “turf” is- munities to coordinate federal sues and conflicting ideologies, imperatives, and priorities; find- housing, transportation, and other ing the resources necessary to participate in activities that may be infrastructure investments to pro- seen as outside the traditional boundaries of the entity’s mandate tect the environment, promote eq- or person’s job description; understanding different cultures, build- uitable development, and address ing trust, and forming partnerships; building the evidence base for the challenges of climate change. and sharing knowledge about effective strategies and practices for A major goal of the partnership integration, coordination, and cooperation; and, often, simply find- is to improve the health of com- ing the time and energy for efforts that are likely to be beyond the munities. regular call of duty. These challenges are formidable, and successful For more information, see U.S. Environmental implementation of many of the public health provisions of PPACA Protection Agency, "HUD-DOT-EPA Inter- and other legislation and programs as well will require participants agency Partnership for Sustainable Communi- ties"; available at http://www.epa.gov/smart- to find ways to overcome them. growth/partnership/index.html#background. EN DN OT ES 1. For more information, see World Health Organization (WHO), “Social deter- minants of health”; available at www.who.int/social_determinants/en/. 2. The Centers for Medicare & Medicaid Services estimates that about 3 percent of the well over $2 trillion dollars that the United States spends on health annually is for “government public health activities.” See Centers for Medicare & Medicaid Services, “National Health Expenditure Projections 2009–2019,” Table 2; available at www.cms.gov/NationalHealthExpendData/downloads/proj2009.pdf. 3. George Miller et al., “Quantifying National Spending on Wellness and Preven- tion” in Beyond Health Insurance: Public Policy to Improve Health, vol. 19, Advances in Health Economics and Health Services Research, (Emerald Group Publishing Limited, 2008), pp. 1–24. 4. According to the Organisation for Economic Co-Operation and Development (OECD), on average, 3 percent of a country’s health expenditures go for “organised public health and prevention programmes.” The United States is slightly above av- erage at 3.3 percent, while Canada spends the highest proportion (7.3 percent) and Italy the lowest (0.6 percent). See OECD, Health at a Glance 2009: OECD Indicators, figure 7.3.3, p. 165; available at www.oecd-ilibrary.org/content/serial/19991312. 15 SEPTEMBER 27, 2010 NATIONAL HEALTH POLICY FORUM 5. See John P. Bunker, Howard S. Frazier and Frederick Mosteller, “Improving Health: Measuring Effects of Medical Care,” Milbank Quarterly, 72, no. 2 (1994):, pp. 225–58; Centers for Disease Control and Prevention (CDC), “Ten Great Pub- lic Health Achievements—United States, 1900–1999,” Morbidity and Mortality Weekly Report, 48, no. 12 (April 2, 1999), available at www.cdc.gov/mmwr/preview/ mmwrhtml/00056796.htm; and David M. Cutler and Grant Miller, “The Role of Public Health Improvements in Health Advances: The Twentieth-Century United States,” Demography, 42, no. 1 (February 2005): pp.1–22. As is evident from these seminal articles, public health’s greatest successes have historically been with acute condi- tions, such as infectious disease and injury. Chronic diseases and long-term condi- tions represent relatively uncharted territory, and thus the field of public health is challenged to rethink virtually everything from its conceptual frameworks to how the impact of interventions should be measured. 6. S. Jay Olshansky et al., “A Potential Decline in Life Expectancy in the United States in the 21st Century,” New England Journal of Medicine, 352, no. 11, (March 17, 2005): pp. 1138–45; Peter R. Orszag and Philip Ellis, “The Challenge of Rising Health Care Costs—A View from the Congressional Budget Office,” New England Journal of Medicine, 357, no. 18, (November 1, 2007): pp. 1793–95. 7. The medical or biomedical model emphasizes the physical and biological causes and manifestations of diseases and conditions. 8. Some prefer terms like “wellness” or “well-being.” 9. See for example, David Hemenway, “Why We Don’t Spend Enough on Public Health,” New England Journal of Medicine, 362, no. 18 (May 6, 2010): pp. 1657–58; available at www.nejm.org/doi/pdf/10.1056/NEJMp1001784. 10. Other common and related terms for a broad public health approach include “ecological,” “community health,” and “population health.” 11. For a thought-provoking discussion, see B. Starfield et al., “The concept of pre- vention: a good idea gone astray?” Journal of Epidemiology and Community Health, 62 (2008): pp. 580-83; available at http://jech.bmj.com/content/62/7/580.full.pdf. 12. Debate is ongoing about whether such preventive health care services save money, either individually or in totality, and results can depend on the intervention examined, the perspective taken in the analysis, and the methods used. See Eileen Salinsky, “Clinical Preventive Services: When Is the Juice Worth the Squeeze?” National Health Policy Forum, Issue Brief No. 806, August 24, 2005; available at www.nhpf.org/library/details.cfm/2600. See also Larissa Roux et al., “Cost Effectiveness of Community-Based Physical Activity Interventions” American Journal of Preventive Medicine, 35, no. 6 (December 2008): pp. 578–588; available at http://download.journals.elsevierhealth.com/pdfs/journals/0749-3797/PIIS0749379708007708. pdf. Also note that, in August 2010, the National Institutes of Health issued a request for applications for research to conduct economic analyses of prevention and health (RFA-RM-10-015); available at see http://grants.nih.gov/grants/guide/rfa-files/ RFA-RM-10-015.html#PartI. 13. Patient Protection and Affordable Care Act (PPACA), sections 4003, 4104, 4106, and 1001. 14. CDC, “Guide to Community Preventive Services”; available at www. thecommunityguide.org/index.html. 16 BAC KG RO U N D www.nhpf.org P A P E R NO. 78 15. PPACA, section 399U 16. PPACA,sections 4003 and 399U. 17. PPACA section 4002. 18. PPACA, sections 4201(c)(2)(A) and 4201(c)(2)(B)(vi). 19. For more information on the health-in-all-policies concept, see WHO and Gov- ernment of South Australia, “Adelaide Statement on Health in All Policies,” report from the International Meeting on Health in All Policies, Adelaide, 2010; available at www.who.int/social_determinants/hiap_statement_who_sa_final.pdf. See also Timo Ståhl et al. (Eds.) Health in All Policies: Prospects and potentials, Finnish Ministry of Social Affairs and Health/European Observatory on Health Systems and Policies, 2006; available at www.euro.who.int/__data/assets/pdf_file/0003/109146/E89260.pdf. 20. Two examples of this health in all policies approach at the state level are Cali- fornia’s Health in All Policies Task Force and the Kansas Health Policy Authority (KHPA). See California Strategic Growth Council, “Health in All Policies Task Force,” available at www.sgc.ca.gov/workgroups/hiap.html; and KHPA, “Welcome to the Kansas Health Policy Authority,” available at www.khpa.ks.gov/. 21. PPACA, section 4001 22. For more information about the Healthy People initiative, see U.S. Department of Health and Human Services, “Healthy People 2020: The Road Ahead,” available at www.healthypeople.gov/hp2020/default.asp. 23. Jeffrey P Koplan et al., “Towards a common definition of global health,” Lancet, 373, no. 9679 (June 6, 2009): p. 1995; available at www.thelancet.com/journals/lancet/ar- ticle/PIIS0140-6736%2809%2960332-9/fulltext#. 24. For more information on the President’s Emergency Plan for AIDS Relief (PEP- FAR), see PEPFAR, “Meeting the Millennium Development Goals,” available at www.pepfar.gov. 25. For information about the One Health Initiative, see One Health Initiative, “One Health Initiative will unite human and veterinary medicine,” available at www.onehealthinitiative.com/index.php. 26. See, for example, Thomas F. Powdrill, Terry L. Nipp, and Jennifer L. Rinderknecht, “One health approach to influenza: assessment of critical is- sues and options,” conference summary, Emerging Infectious Diseases, 16, no. 8 (August 2010), available at www.cdc.gov/eid/content/16/8/e1.htm; and Institute of Medicine, “One Health Summit,” available at http://iom.edu/Activities/Global/ OneHealthCommissionSummit/2009-NOV-17.aspx. 27. Zoonotic diseases are those that can be transmitted from animals to people. Examples include anthrax, Lyme disease, and rabies. For more information, see CDC,” National Center for Emerging and Zoonotic Infectious Diseases,” available at www.cdc.gov/ncezid/. 17 SEPTEMBER 27, 2010 NATIONAL HEALTH POLICY FORUM 28. WHO, “Climate change,” available at www.who.int/topics/climate/en/; American Public Health Association, “Global Climate Change Legislation,” available at www. apha.org/advocacy/priorities/issues/GlobalClimateChange.htm; U.S. Environmental Protec- tion Agency, “Climate Change,” available at www.epa.gov/climatechange/. 29. See Anthony Costello et al., “Managing the health effects of climate change,” Lancet, 373, no. 9676 (May 16, 2009): pp. 1693–733; available at www.thelancet.com/ journals/lancet/article/PIIS0140-6736%2809%2960935-1/fulltext. 30. See, for example, the American Clean Energy and Security Act of 2009 (H.R. 2454) passed by the House of Representatives in 2009, Subtitle E, Subpart B—Pub- lic Health and Climate Change. Also, a discussion draft of the Global Partnerships Act of 2010 circulated by the House Foreign Affairs Committee in mid-2010 in- cludes as one of the principles of foreign assistance the following: “The likely im- pact of United States foreign assistance policies and programs upon the environ- ment should be taken into account in all stages of the foreign assistance process, and effective action should be taken to mitigate any negative impacts.” 18