S I GN Scottish Intercollegiate Guidelines Network Help us to improve SIGN guidelines - click here to complete our survey Assessment, diagnosis and clinical 98 interventions for children and young people with autism spectrum disorders A national clinical guideline 1 Introduction 1 2 Definitions and concepts 3 3 Recognition, assessment and diagnosis 5 4 Principles of intervention 15 5 Non-pharmacological interventions 16 6 Pharmacological interventions 21 7 Service provision 25 8 Information for discussion with 28 children, young people, parents and carers 9 Implementation, resource implications 36 and audit 10 Development of the guideline 39 Abbreviations 44 Annexes 45 References 60 The guideline can be used in association with the suite of ASD specific resources developed by NHS Education for Scotland July 2007 COPIES OF ALL SIGN GUIDELINES ARE AVAILABLE ONLINE AT WWW.SIGN.AC.UK KEY TO EVIDENCE STATEMENTS AND GRADES OF RECOMMENDATIONS LEVELS OF EVIDENCE 1++ High quality meta-analyses, systematic reviews of RCTs, or RCTs with a very low risk of bias 1+ Well conducted meta-analyses, systematic reviews, or RCTs with a low risk of bias 1 - Meta-analyses, systematic reviews, or RCTs with a high risk of bias 2++High quality systematic reviews of case control or cohort studies High quality case control or cohort studies with a very low risk of confounding or bias and a high probability that the relationship is causal 2+Well conducted case control or cohort studies with a low risk of confounding or bias and a moderate probability that the relationship is causal 2 -Case control or cohort studies with a high risk of confounding or bias and a significant risk that the relationship is not causal 3 Non-analytic studies, eg case reports, case series 4 Expert opinion GRADES OF RECOMMENDATION Note: The grade of recommendation relates to the strength of the evidence on which the recommendation is based. It does not reflect the clinical importance of the recommendation. AAt least one meta-analysis, systematic review, or RCT rated as 1++, and directly applicable to the target population; or A body of evidence consisting principally of studies rated as 1+, directly applicable to the target population, and demonstrating overall consistency of results B A body of evidence including studies rated as 2++, directly applicable to the target population, and demonstrating overall consistency of results; or Extrapolated evidence from studies rated as 1++ or 1+ C A body of evidence including studies rated as 2+, directly applicable to the target population and demonstrating overall consistency of results; or Extrapolated evidence from studies rated as 2++ D Evidence level 3 or 4; or Extrapolated evidence from studies rated as 2+ GOOD PRACTICE POINTS Recommended best practice based on the clinical experience of the guideline development group. This document is produced from elemental chlorine-free material and is sourced from sustainable forests Scottish Intercollegiate Guidelines Network Assessment, diagnosis and clinical interventions for children and young people with autism spectrum disorders A national clinical guideline July 2007 © Scottish Intercollegiate Guidelines Network ISBN(10) 1 905813 08 2 ISBN(13) 978 1 905813 08 7 First published 2007 SIGN consents to the photocopying of this guideline for the purpose of implementation in NHSScotland Scottish Intercollegiate Guidelines Network 28 Thistle Street, Edinburgh EH2 1EN www.sign.ac.uk 1 INTRODUCTION 1 Introduction 1.1 THE NEED FOR A GUIDELINE In 2001, the Public Health Institute of Scotland (PHIS) Autistic Spectrum Disorders Needs Assessment Report recommended that a SIGN guideline should be developed to improve the assessment and management of autism spectrum disorders (ASD) in Scotland.1 The 2003 National Autism Plan for Children (NAPC) for England and Wales highlighted the need for a systematic approach to ASD assessment, diagnosis and intervention.2 The PHIS report reviewed ASD prevalence studies and estimated that there were 7,714 children under 19 in Scotland with ASD. The figure was based on a previously published ASD prevalence rate of 70.3 per 10,000 in pre-school children.1, 3 In a more recent study, the total prevalence of ASD in 9-10 year olds was 116.1 per 10,000 in the Thames region of London in 2006. 4 ASD occurs more commonly in boys than girls, at a ratio of approximately 4:1, although this varies across the spectrum.5 There is no evidence of an association between ASD and social class6, 7 or ethnicity.7, 8 Early diagnosis and appropriate intervention, specialised education, and structured support may help a child to maximise his or her potential. There are significant disparities in multiagency ASD provision in Scotland.9 Variation in referrals from primary care may be related to the problems that some primary care professionals can have in recognising the key symptoms of ASD. Referral rates may also be influenced by parental education and social class.10 There is variation in referral pathways and service provision and in the range of healthcare and other professionals involved. 1.2 REMIT OF THE GUIDELINE The guideline applies to children and young people up to the age of 18, which may include the period of transition from childhood to adult services. Sometimes the evidence and any consequent recommendations are age specific. This guideline focuses on assessment, diagnosis and clinical interventions for ASD. It considers the evidence for joint working and consultation with children and young people, and with parents and carers. It also considers the evidence for how multidisciplinary and multiagency working can best address the needs of individuals with ASD at all levels of provision (primary, secondary and tertiary care). The guideline does not examine the broad range of educational and social opportunities offered to children and young people with ASD, which may add value to their lives and promote social inclusion. Educational interventions which may influence clinical outcomes have been considered (see section 3). The guideline does not review epidemiology, including that relating to the possible increase in the prevalence of ASD, and the use of the measles, mumps and rubella (MMR) vaccine. Summaries of the issues and the evidence around ASD and MMR have been published elsewhere, for example: www.mmrthefacts.nhs.uk/ or www.healthscotland.com/immunisation/mmr/mmrdiscussionpack.cfm and www.mrc.ac.uk/pdf-autism-report.pdf The management of ASD involves a wide range of professionals. A number of different pathways of care, all involving a variety of specialists, exist across Scotland. This guideline will be of interest to healthcare professionals and others involved in the care of children with ASD, including; child and adolescent psychiatrists, clinical and educational psychologists, commissioners of health, educational and social children’s services, dietitians, general practitioners (GPs), health visitors, nurses, occupational therapists, ophthalmologists, paediatricians, parent/carer groups, primary care mental health workers, psychotherapists, physiotherapists, social workers, speech and language therapists and teachers. The guideline will also be of interest to children and young people with ASD and their families. Assessment, diagnosis and clinical interventions for children and young people with autism spectrum disorders 1.3 AIM AND ETHOS OF THE GUIDELINE The aim of this guideline is to provide the evidence base and recommendations to inform clinical service provision, in particular, assessment and clinical intervention. The guideline development group hopes that the concept of “ASD-friendly” services is a constant throughout this guideline. The involvement of parents and family and the young person affected by ASD is important to the success of any intervention. Healthcare professionals should be given adequate time for discussion with children, young people and parents and there should be continuity of care across services. It is recognised that many assessments and interventions will be undertaken with partners in education, supported within the new framework of the Additional Support for Learning (Education) Scotland Act (2004), and with partners in social services (see www.opsi.gov.uk/ legislation/scotland/acts2004/20040004.htm). 1.4 CHALLENGES IN REVIEWING THE EVIDENCE Accurate diagnosis of ASD can be difficult, but when reviewing the literature for this guideline, it has only been possible to interpret and generalise from studies where the approach to diagnosis has been clearly stated. When considering the literature it was evident that studies of children and young people with ASD varied in terms of how the diagnosis had been made. This made it difficult to compare or combine the results of studies, as it was not always clear which, if any, definition of ASD had been used, or whether populations with similar characteristics were being studied. When reviewing the literature the guideline development group considered the assessment process, classification system and diagnostic instrument to be important in the accurate diagnosis of ASD (see annex 1 for further details). Recommendations derived from studies that did not clearly describe how participants were diagnosed were downgraded according to the SIGN grading system. Some interventions may be evaluated through methods not currently defined within the SIGN grading system. In recognition of this, meta-analyses of well conducted single case designs carried out over at least two cycles have been classed as level 2 evidence. Recommendations have been made where evidence is available. There was often a lack of evidence for investigations and interventions that are in everyday use. Research in these areas should be a priority (see section 9.4, recommendations for research). 1.5 STATEMENT OF INTENT This guideline is not intended to be construed or to serve as a standard of care. Standards of care are determined on the basis of all clinical data available for an individual case and are subject to change as scientific knowledge and technology advance and patterns of care evolve. Adherence to guideline recommendations will not ensure a successful outcome in every case, nor should they be construed as including all proper methods of care or excluding other acceptable methods of care aimed at the same results. The ultimate judgement must be made by the appropriate healthcare professional(s) responsible for clinical decisions regarding a particular clinical procedure or treatment plan. This judgement should only be arrived at following discussion of the options with the patient and their carer where appropriate, covering the diagnostic and treatment choices available. However, it is advised that significant departures from the national guideline or any local guidelines derived from it should be fully documented in the patient’s case notes at the time the relevant decision is taken. 1.6 REVIEW AND UPDATING This guideline was issued in 2007 and will be considered for review in three years. Any updates to the guideline in the interim period will be noted on the SIGN website: www.sign.ac.uk 2 Definitions and concepts 2 Definitions and concepts 2.1 DEFINITIONS The term autism spectrum disorders has been used throughout this guideline to cover conditions termed autism, atypical autism and Asperger’s syndrome (see annex 2). These are complex developmental disorders, behaviourally defined, that include a range of possible developmental impairments in reciprocal social interaction and communication, and also a stereotyped, repetitive or limited, behavioural repertoire. ASD may occur in association with any level of general intellectual/ learning ability, and manifestations range from subtle problems of understanding and impaired social function to severe disabilities.1 Impairments in each of the areas relevant to ASD diagnoses occur along a continuum from minimal to severe and categorical diagnoses inevitably involve defining a cut off. Diagnostic classification in itself should not be the basis for decisions about provision within education, or needs for social care and support.2 2.2 DIAGNOSTIC CRITERIA There are two major diagnostic classification systems in current use, the International Classification of Diseases, version 10 (ICD-10)11 and the Diagnostic and Statistical Manual of Mental Disorders 4th edition (DSM-IV).12 They have similar symptom criteria for diagnosis, based on a triad of impairments, with the behaviours being discrepant from the individual’s mental age:13, 14  social – impaired, deviant and delayed or atypical social development, especially interpersonal development  language and communication – impaired and deviant language and communication, verbal and non-verbal. Impairment in pragmatic aspects of language  thought and behaviour – rigidity of thought and behaviour and impoverished social imagination. Ritualistic behaviour, reliance on routines, impairment of imaginative play. A comparison of the two systems is given in annex 2. ICD-10 (available in complementary clinical and research forms) is the most commonly used ASD classification system in the UK, although many research studies use DSM-IV or other criteria. For this reason and to minimise complexity, where differences of terminology occur between ICD-10 and DSM-IV, this guideline has used that within ICD-10. The diagnostic criteria for ASD continue to develop as more research is done and understanding improves, and they are likely to change with future revisions. For example, for a diagnosis of Asperger’s syndrome, both systems require no clinically significant general delay in language (speech of words and phrases by specified times) and no clinically significant general delay in cognitive development. DSM-IV also employs an explicit hierarchy, so that Asperger’s syndrome can only be diagnosed if criteria for autism are not met. This is not specified in the same way within ICD-10. Wider usage of diagnostic terms may be influenced by other factors and may not always reflect the definitions in classification systems. For example, the name Asperger’s syndrome may be used for some individuals who speak well later, but did in fact have early language delay. Assessment, diagnosis and clinical interventions for children and young people with autism spectrum disorders There is limited evidence on the reliability and validity of the existing classification systems, ICD-10 and DSM-IV. Several studies have explored the discriminatory validity of Asperger’s syndrome and autism, but no studies have looked at predictive validity. Three studies all found that the use of DSM-IV and ICD-10 criteria for autism improve the reliability of the diagnostic process.15-17 The studies consistently found that:  u sing either DSM-IV or ICD-10 increases the reliability of the diagnostic process. The effect 2+ is even greater when inexperienced practitioners are making the diagnosis  the current criteria for Asperger’s syndrome and autism have poor discriminant validity. C ll professionals involved in diagnosing ASD in children and young people should A consider using either ICD-10 or DSM-IV. 3 Recognition, assessment and diagnosis 3 Recognition, assessment and diagnosis 3.1 RECOGNITION IN PRIMARY CARE 3.1.1 INTRODUCTION The early detection of children requiring assessment for health problems and developmental disorders is desirable and is the aim of child health screening and surveillance programmes. These programmes are reviewed regularly by the Royal College of Paediatrics and Child Health. The most recent review entitled Health for all Children,18 and commonly referred to as Hall 4, has led to a significant change in the provision of child health surveillance and screening in Scotland.19 Hall 4 states that every child and parent should have access to a universal or core programme of preventative pre-school care, but that formal screening should be confined to the evidence based programmes agreed by the UK National Screening Committee.18 Hall 4 does not recommend formal universal screening for speech and language delay, global developmental delay or autism, but states that staff should elicit and respond to parental concerns as part of child health surveillance. The report emphasises the need for an efficient preliminary assessment, or triage process, to determine which children may need referral for fuller assessment and/or intervention. 3.1.2 SCREENING Screening has been defined by the UK National Screening Committee as “a public health service in which members of a defined population, who do not necessarily perceive they are at risk of, or are already affected by a disease or its complications, are asked a question or offered a test, to identify those individuals who are more likely to be helped than harmed by further tests or treatment to reduce the risk of a disease or its complications”.20 Any screening test must have a known specificity (analogous to the risk of false positives) and sensitivity (analogous to the risk of false negatives) within the population to which it is being applied. The UK National Screening Committee20 and a systematic review21 have not 2+ identified any research into ASD screening instruments that meet the rigorous criteria for a robust population screening test. Population screening for ASD is not recommended. False positive or false negative results from inappropriate use of screening tests may delay correct diagnosis. The decision about the need for referral and further assessment should be made on clinical grounds. CPopulation screening for ASD is not recommended. 3.1.3 SURVEILLANCE Child health surveillance takes a broad clinical approach involving partnership between parents, children and health professionals. Child health surveillance can contribute to the early recognition and diagnosis of ASD.22 Surveillance for ASD should follow general developmental surveillance and should be considered by all professionals working with children and young people. Responding to concerns raised by parents has a role in surveillance, and healthcare professionals should be aware that parental concerns about the absence of normal developmental features 3 are as important as the presence of abnormal features.22-27 The recognition of children requiring further assessment for ASD requires a high level of vigilance for features indicative of abnormal development, both at any specific age and as they emerge over a period of time. Two structured instruments are of potential use to help identify young children with possible ASD during child health surveillance. Assessment, diagnosis and clinical interventions for children and young people with autism spectrum disorders The Checklist for Autism in Toddlers (CHAT) was designed to identify 18 month old children at risk of ASD. It has been tested in a general population setting and was found to have acceptable specificity, but the sensitivity was too low for it to be used in total population screening.28, 29 4 The modified CHAT (M-CHAT) is a parent report version of the CHAT designed to be used as part of clinician led child health surveillance, with 18-24 month old children.30 A preliminary study suggests the M-CHAT is useful but final data on the psychometric properties from the ongoing follow up study are awaited. These instruments can provide a useful structure for considering relevant clinical features during surveillance by healthcare professionals. Surveillance remains dependent on the use of clinical knowledge and skills to identify unusual patterns of development. Not all children with ASD will be identified during child health surveillance, and parents should be encouraged to return for further assessment, if they remain concerned about the development of their child. Features which should alert healthcare professionals to the possibility of ASD are shown in Tables 1, 2 and 3. D part of the core programme of child health surveillance, healthcare professionals As can contribute to the early identification of children requiring further assessment for ASD, and other developmental disorders:  clinical assessment should incorporate a high level of vigilance for features suggestive of ASD, in the domains of social interaction and play, speech and language development and behaviour  CHAT or M-CHAT can be used in young children to identify clinical features indicative of an increased risk of ASD but should not be used to rule out ASD. Table 1 General developmental warnings of possible ASD in pre-school children31 Warning signs  delay or absence of spoken language  looks through people; not aware of others  not responsive to other people’s facial expression/feelings  lack of pretend play; little or no imagination  does not show typical interest in or play near peers purposefully  lack of turn-taking  unable to share pleasure  qualitative impairment in non-verbal communication  does not point at an object to direct another person to look at it  lack of gaze monitoring  lack of initiation of activity or social play  unusual or repetitive hand and finger mannerisms  unusual reactions, or lack of reaction, to sensory stimuli 3 Recognition, assessment and diagnosis Table 2 Warnings of possible ASD in school-age children2 Warning signs Communication impairments  abnormalities in language development including muteness  odd or inappropriate prosody  persistent echolalia  reference to self as ‘you’, ‘she’ or ‘he’ beyond three years  unusual vocabulary for child’s age/social group  limited use of language for communication and/or tendency to talk freely only about specific topics Social impairments  inability to join in play of other children or inappropriate attempts at joint play (may manifest as aggressive or disruptive behaviour)  lack of awareness of classroom ‘norms’ (criticising teachers, overt unwillingness to co- operate in classroom activities, inability to appreciate or follow current trends)  easily overwhelmed by social and other stimulation  failure to relate normally to adults (too intense/no relationship)  showing extreme reactions to invasion of personal space and resistance to being hurried Impairments of interests, activities and/or behaviours  lack of flexible cooperative imaginative play/creativity  difficulty in organising self in relation to unstructured space (eg hugging the perimeter of playgrounds, halls)  inability to cope with change or unstructured situations, even ones that other children enjoy (school trips, teachers being away etc) Other factors  unusual profile of skills/deficits  any other evidence of odd behaviours including unusual responses to sensory stimuli Assessment, diagnosis and clinical interventions for children and young people with autism spectrum disorders Table 3 Additional warnings of possible ASD in adolescents* NB difficulties are likely to be more subtle in older individuals or those without learning disability. Warning signs General picture  long standing difficulties in social behaviours, communication and coping with change, which are more obvious at times of transition (eg change of school, leaving school)  significant discrepancy between academic ability and ‘social’ intelligence , most difficulties in unstructured social situations, eg in school or work breaks  socially ‘naïve’, lack common sense, not as independent as peers Language, non-verbal skills and social communication  p roblems with communication, even if wide vocabulary and normal use of grammar. May be unduly quiet, may talk at others rather than hold a to and fro conversation, or may provide excessive information on topics of own interest  unable to adapt style of communication to social situations eg may sound like ‘a little professor’ (overly formal), or be inappropriately familiar  may have speech peculiarities including ‘flat’, unmodulated speech, repetitiveness, use of stereotyped phrases  may take things literally and fail to understand sarcasm or metaphor  unusual use and timing of non-verbal interaction (eg eye contact, gesture and facial expression) Social problems  d ifficulty making and maintaining peer friendships, though may find it easier with adults or younger children  can appear unaware or uninterested in peer group ‘norms’, may alienate by behaviours which transgress ‘unwritten rules’  may lack awareness of personal space, or be intolerant of intrusions on own space Rigidity in thinking and behaviour  p reference for highly specific, narrow interests or hobbies, or may enjoy collecting, numbering or listing  strong preferences for familiar routines, may have repetitive behaviours or intrusive rituals  problems using imagination eg in writing, future planning  may have unusual reactions to sensory stimuli eg sounds, tastes, smell, touch, hot or cold. * developed by the guideline group based on their knowledge of the evidence base and their clinical experience 3 Recognition, assessment and diagnosis 3.1.4 SCREENING OF HIGH RISK GROUPS The screening of children and young people thought to be at high risk (defined as secondary screening) may be applied, for example, to children referred to services because of developmental delay, emotional and behavioural problems, certain genetic syndromes or to siblings32 of children and young people with a diagnosis of ASD. Secondary screening is dependent on an awareness that a child is at higher risk of ASD, and the application of sound clinical knowledge and skills. Several structured instruments for use 2+ in secondary screening have been examined in a number of studies using relatively small cohorts.30, 33-38 With all these instruments, the findings of the studies have not been replicated outwith the study settings. The use of these instruments can be considered as a supplement to the clinical assessment of at-risk children, and may improve the reliability of the process used to screen for ASD, see annex 4. A single specific instrument cannot be recommended as each one is designed for use within a limited age group, and often focuses on one particular ASD eg Asperger’s syndrome. The assessment of children and young people with developmental delay, emotional and behavioural problems, or genetic syndromes should include surveillance for ASD as part of routine practice. Healthcare professionals should consider informing families that there is a substantial increased risk of ASD in siblings of affected children. CThe use of an appropriate structured instrument may be a useful supplement to the clinical process to identify children and young people at high risk of ASD. 3.1.5 TIMING OF DIAGNOSIS In children under two years old typical ASD behaviours may not be evident. Absence of such 4 behaviours should not rule out the possibility of diagnosis.22 The evidence regarding the minimum age at which ASD can be reliably diagnosed is not clear. Findings suggest that:  the diagnosis of autism is always more reliable and stable than the diagnosis of other autism spectrum disorders, regardless of age, and can be reliably diagnosed between the ages of 3 2-3 years by experienced healthcare professionals.39, 40  in children later identified as having ASD, features reported when they were under two years may have been non-specific.41 DASD should be part of the differential diagnosis for very young (pre-school) children displaying absence of normal developmental features, as typical ASD behaviours may not be obvious in this age group. Regardless of the findings of any earlier assessments, referral for further diagnosis of an ASD assessment should be considered at any age. Suggested criteria for alerting features for ASD in older children are given in Tables 2 and 3. 3.2 METHODS OF ASSESSMENT 3.2.1 INITIAL ASSESSMENT The initial presentation can be to a wide range of professionals in primary care, education or social services. Important information can be gathered at this stage that may suggest the need for specialist assessment. Those involved in carrying out the initial assessment should be aware of the core features of ASD as well as of the wide range of different possible presentations, depending on the child’s level of communication and intellect, personality, gender differences, family and educational supports. Assessment, diagnosis and clinical interventions for children and young people with autism spectrum disorders Key areas to explore at this stage include:  the nature of the problem: are the presenting features of the type represented by the diagnostic criteria for ASD?  the severity of the problem (dysfunction and/or distress in a number of contexts including individual, family, educational or workplace, or severity in one such context). If, on the basis of initial assessment, it is suspected that a child or young person may have ASD, they should be referred for specialist assessment. 3.2.2 SPECIALIST ASSESSMENT The aim of specialist assessment is to gather and record information that enables diagnosis and to formulate a multiagency management plan, leading to the development of an appropriate programme of supportive intervention. Such an assessment is necessarily comprehensive and may take place over a period of time.2 A diagnosis of ASD may be seen as a life long ‘label’. For this reason, it is of equal importance that clinicians diagnose, and not diagnose, accurately. Specialist healthcare professionals must ensure that they are sufficiently informed and experienced to confidently diagnose in the majority of cases and that they collaborate, where possible, with relevant multiagency colleagues, so as to achieve diagnostic consensus. Healthcare professionals should also have a low threshold of referral to more specialised colleagues in cases of diagnostic disagreement or subtle presentation. The process of assessment and diagnosis aims to review functioning in relevant domains, make diagnoses as appropriate and facilitate seamless, multiagency intervention. It should acknowledge that other conditions (for example, specific language impairment in a three year-old, or first onset depression in a 13 year-old) may present in a superficially similar way to ASD and also that there is significant potential for comorbidity. Although the research evidence is limited, there is support for the use of multidisciplinary or multiagency teams. 42-45 The use of different professional groups in the assessment process is recommended as it may identify different aspects of ASD and aid accurate diagnosis. Specialist assessment should involve a history-taking element, a clinical observation/ assessment element, and the obtaining of wider contextual and functional information. Specialist assessment should be available for any children and young people who need it. Specialist teams should assess if their service is being used equitably. Apparent inequalities should be investigated and addressed. The appropriateness of an assessment of mental health needs should be considered for all children and young people with ASD. 3.2.3 COMPONENTS OF SPECIALIST ASSESSMENT History taking (Parent/carer interview) This is an important component of any ASD assessment. Without it, evidence of ASD-like behaviour cannot be put into context. Use of ASD-specific history-taking instruments can be useful in this process, although healthcare professionals should be mindful of a global perspective on the circumstances of a child or young person, taking into consideration the possibility of comorbidities and the possible differential diagnoses. 10 3 Recognition, assessment and diagnosis A clinical history should include:  a description of the current problems experienced by the parent/carer, the child/young person and other individuals (eg teachers, nursery staff). The focus should be on eliciting features consistent with the triad of impairments described in section 2.2  a history of the child/young person’s pre-natal, perinatal and developmental history (including social and emotional factors) up to the patient’s age at assessment. This should include a detailed enquiry into evidence of any problems at home, school or in other social relationships  a family history including evidence of any ASD, speech and language difficulties, psychiatric disorders, learning disability, epilepsy or developmental neurological problems  a description of who is in the family (eg use of a genogram) and any history of family problems (eg parental separation/divorce) which might be affecting the child or young person’s behaviour. A framework for an ASD-specific developmental history is important and a version is available in the NAPC.2 In an older or more able individual, there may be successful compensation for disabilities, and problems may only be evident within a detailed developmental history.46 ASD-specific diagnostic instruments may be used to supplement the process of clinical history taking. There are two theoretical approaches to the diagnostic classification of ASD – the categorical and the dimensional. Categorical systems (such as ICD and DSM) have led to the development of such instruments as the Autism Diagnostic Interview – revised (ADI-R).47, 48 The dimensional concept has led to the development of the Diagnostic Interview for Social and Communication Disorders (DISCO)49 and the Developmental, Dimensional and Diagnostic Interview (3di).50 The Autism Diagnostic Interview – revised (ADI-R) has been shown to be a reliable diagnostic instrument. 47, 48 It should be used with caution in children with a developmental level below 2+ the age of two years. It has also been shown to be a valid instrument for diagnosing autism in children of pre-school age.51 The 3di and DISCO allow structured data collection in relation to ASD and other conditions. The published data on the 3di suggests that it is a reliable and valid ASD diagnostic interview schedule when compared to the ADI-R. 50 2+ The published data on DISCO suggest that it has adequate inter-rater reliability for ICD-10 3 categories.49, 52 DHealthcare professionals involved in specialist assessment should take an ASD-specific diagnostic history. CASD-specific history-taking instruments may be considered as a means of improving the reliability of ASD diagnosis. Clinical observation/assessment (Child/young person assessment/ interview) The experience of interacting with a child or young person, in order to elicit clinical evidence of ASD that is compatible with ICD-10 or DSM-IV, is a significant professional task, which cannot be undertaken without a substantial amount of clinical experience. Such skills are not exclusive to disciplines. The crucial ingredients are training and experience. Assessments of children and young people for ASD cannot be rushed. It may not be possible to obtain sufficient evidence in one session and the child/young person may require observation 4 in different settings, eg at school (especially in unstructured activity such as break-time) as well as the clinic.2 ASD-specific diagnostic instruments may be used to supplement the process of clinical observation, as part of the diagnostic assessment. The Childhood Autism Rating Scale (CARS) is an older instrument which encompasses history and observation of spontaneous behaviours relevant to autism.53, 54 11 Assessment, diagnosis and clinical interventions for children and young people with autism spectrum disorders The Autism Diagnostic Observation Schedule–Generic (ADOS-G),55 has been shown to be a reliable diagnostic instrument and can be used to supplement clinical history. It provides standard contexts to elicit relevant social and communicative behaviours, rather than relying 2+ on what is spontaneously manifested by a child or young person. ADOS-G has an excellent diagnostic validity for autism versus non-ASD conditions, if controlled for expressive language level.55 A study of an earlier version (the ADOS) found that it was also a very specific diagnostic instrument.48 DHealthcare professionals should directly observe and assess the child or young person’s social and communication skills and behaviour. CHealthcare professionals should consider using ASD-specific observational instruments, as a means of improving the reliability of ASD diagnosis. Contextual and functional information Helpful information about a child or young person’s functioning should be available from pre- school or school provision, and additional input can be sought from any other educational or social care professionals involved. Frameworks for information gathering to guide education professionals are available. This type of information increases understanding as to how a child functions in groups, in unstructured settings, and when performing real life tasks. It may point clinicians towards difficulties that are not evident in one to one observations, or in more structured assessment contexts. Information about children’s and young people’s functioning outside the clinic setting, should routinely be obtained from as many available sources as is feasible. 3.3 INDIVIDUAL PROFILING Children and young people with ASD vary considerably in their individual strengths and difficulties. More detailed assessment of communication, neuropsychological functioning, motor and sensory skills, and adaptive functioning may be helpful. By definition, all children and young people with ASD have an impairment in communication which ranges from profound comprehension problems and lack of speech to subtle pragmatic or functional use of language difficulties, such as failure to understand sarcasm or use of metaphor. 3 A wide range of speech and language and communication assessments are available56-58 but there is limited evidence to support the use of one assessment tool over another (see annex 3 for communication, speech and language assessments). DAll children and young people with ASD should have a comprehensive evaluation of their speech and language and communication skills, which should inform intervention. Practitioners should note that an individual’s level of comprehension may be at a lower developmental level than that suggested by their expressive language skills. Children and young people with ASD will have a range of impairments in intellectual, neuropsychological and adaptive skills. A wide range of assessments were included in the search strategy (see annex 3). These are useful for individual profiling but are not diagnostic 3 instruments.59-64 Some impairments, such as “theory of mind”62-64 and executive function60 are not specific to autism, although they may be more severe in children and young people with ASD. The degree of impairment is also influenced by levels of speech and language, communication and verbal mental age. Insights from these assessments may promote understanding by care-givers, therapists, education and social work staff in optimally supporting the child and young person with ASD to reach their potential. 12 3 Recognition, assessment and diagnosis “Theory of mind” is not a diagnostic marker for autism but relates to communication and linguistic development. It may be of value as part of an assessment to inform intervention. Verbal mental age should be taken into account to avoid over interpreting deficits in “theory of mind”. DChildren and young people with ASD should be considered for assessment of intellectual, neuropsychological and adaptive functioning. There was insufficient evidence to make recommendations about occupational therapy or physiotherapy assessments. Occupational therapy and physiotherapy assessments should be considered where relevant. 3.4 BIOMEDICAL INVESTIGATIONS There is a range of potential biomedical investigations that may be appropriate for a child or young person with suspected ASD. These are carried out to aid diagnosis through establishing aetiology, to exclude treatable conditions, to identify comorbid conditions and to establish baseline information prior to starting treatment. The evidence does not support the use of routine magnetic resonance imaging (MRI) brain imaging.71-73 Whilst epilepsy is common in children with ASD,74 there is no indication for an electroencephalogram (EEG) in the absence of other clinical criteria.75 A fifth to a third of pre-school children with ASD have a history of regression in acquired language skills during their second year of life. A total loss of acquired language skills is associated with a high probability of autistic conditions when this occurs in children under the age of three.76 When children undergo language regression over the age of three, they are 3 more likely to experience seizures and the differential diagnosis should include consideration of an acquired epileptic dysphasia/Landau Kleffner dysphasia.76 Other conditions such as Rett disorder may appear superficially similar to ASD77 and other neurodegenerative conditions such as mitochondriopathies may need to be considered and investigated.78 Around 10% of children with ASD have an identifiable cause65 such as tuberous sclerosis and genetic investigations may be helpful.66-69 Clinical examination for dysmorphic features and the presence of a learning disability may aid in the decision to investigate further.66,70 For 3 these reasons, medical paediatric history and examination may indicate that further biomedical investigations are warranted. 70 DWhere clinically relevant, the need for the following should be reviewed for all children and young people with ASD:  examination of physical status, with particular attention to neurological and dysmorphic features  karyotyping and Fragile X DNA analysis  examination of audiological status  investigations to rule out recognised aetiologies of ASD (eg tuberous sclerosis, see annex 3). There is considerable interest in the role of the immune system and the influence of bowel function in children and young people with ASD. An extensive search was carried out for research in this area, using the terms listed in annex 3. In addition a variety of additional investigations for children and young people diagnosed with ASD were considered (included within the list of investigations given in annex 3). The guideline development group found no research evidence of an acceptable level in support of the clinical use of these investigations, and it is not possible at present to make a recommendation. 13 Assessment, diagnosis and clinical interventions for children and young people with autism spectrum disorders 3.5 CONDITIONS ASSOCIATED WITH ASD Children with ASD can experience the full range of developmental, medical and mental health problems that are experienced by children who do not have ASD. It is as crucial to their development as to any other child’s that all comorbid conditions are appropriately assessed and managed. Clinicians should not assume that any problems are inevitable aspects of an ASD, as many comorbid conditions benefit from careful assessment and management. Equally, children with ASD that has not been recognised may initially present to clinical services with a separate problem, eg epilepsy, a sleep disorder, or school refusal.79 A case control study found no evidence that children with autism were more likely than children without autism to have had defined gastrointestinal disorders at any time before their diagnosis.80 Parent-reported gastrointestinal symptoms, in particular frequent vomiting and 2+ constipation, were more common post-diagnosis in one study. Parents also reported higher rates of food selectivity.81 Children and young people with ASD have higher rates of epilepsy65, 82-84 visual impairment65, 84 and hearing impairment.84, 85 As these associations have been described in the main in children 2+ and young people with learning disabilities, the extent of the specific association across the ASD spectrum is uncertain. There are some clinical conditions which seem to occur more frequently in children and young people with ASD, regardless of intellectual ability. Children with ASD experience higher rates 2+ of mental ill health and behaviour problems.86, 87 In particular, there is evidence that anxiety and depression88-92 and attention deficit and hyperkinetic disorders (ADHD)93, 94 are more common. Parent-reported sleep problems are more frequent in children and young people with ASD.95-98 2+ There is also evidence that neuromotor problems, such as clumsiness99 and tics94,100 are 2- commonly experienced by children and young people with ASD. Children and young people with ASD display the same attachment behaviours as children who do not have ASD. However, children and young people with ASD are more likely to be 2+ insecurely attached, affecting their responsiveness in contact with care-givers.101 Healthcare professionals should recognise that children and young people with ASD may also have medical problems or emotional difficulties/disorders and should have access to the same range of therapeutic interventions as any other child. CHealthcare professionals should be aware of the need to routinely check for comorbid problems in children and young people with ASD. Where necessary, detailed assessment should be carried out to accurately identify and manage comorbid problems. 3.6PROGNOSTIC INDICATORS IN CHILDHOOD Only the evidence for prognostic indicators in childhood was reviewed. In one small study, early joint attention and imitation skills were found to be predictive of pre-school language levels.102 High IQ and language skills at an early age were also found 2+ to predict better eventual outcome in communication and social competence domains,103-107 although social impairments and repetitive behaviours103 may persist. Improvements in adaptive behaviour and decline in atypical features have been reported for adolescents with ASD and a high IQ, with poorer outcomes evident in social impairment and 3 social skills for young people with learning disability.108, 109 Around a quarter of young children with ASD are reported to have had regression of skills. Early language regression before three years of age, in children referred for paediatric neurology assessment,76 or those referred for ASD assessment110 has a high probability of being associated 2+ with an ASD diagnosis. The majority of children with ASD who are reported to regress have not had normal skills prior to the loss, and most are reported to subsequently regain the lost skills.111 Regression does not appear to be associated with worse prognosis during pre-school years.41,110 There have been no adequate studies of later childhood or adolescent onset regression and it is not clear whether the phenomena are clinically the same. 14 4 Principles of intervention 4Principles of intervention Following a diagnosis of ASD, children and young people, parents and carers, and professionals want effective interventions to be available and need information to help make decisions about what form these could take. There are many different interventions and treatments for ASD in everyday use, some of which are not evidence based.112 In 2001, the Medical Research Council (MRC) review of autism research stressed the need for scientifically robust evaluations of interventions and treatments (see annex 3), with a particularly urgent need to evaluate biomedical interventions.3 If interventions and treatments are not supported by systematic reviews or RCTs (level 1 evidence) they may not appear in the guideline. The interventions that were included in the literature searches completed for this guideline are listed in annex 3. Following a baseline assessment, the potential balance of risks and benefits from any treatment or intervention needs to be considered for each individual child, and discussed as appropriate with them and their parents/carers, so that they can make an informed decision. Children and young people, their parents/carers and clinicians, should, as far as possible, plan how they intend to evaluate the benefits from any intervention. This will help them to make a decision about whether or not to continue after any trial period. All children and young people are entitled to benefit from their education and have positive wider life experiences. ASD symptoms can constitute a significant barrier and psychoeducational interventions for ASD are employed in this context. Parents, educationalists, health professionals, social workers and the voluntary sector may employ pragmatic, eclectic, individualised interventions to optimise a child’s functioning, by promoting development of skills, or adapting the environment to compensate when skills are not present.113 Many of these approaches are based on theoretical principles germane to ASD. Some are derived from generic considerations such as visual support to communication, or behavioural approaches to reduce challenging behaviour. Others are derived from more autism specific considerations such as the difficulty in ‘mentalising’ experienced in ASD, whereby the individual experiences difficulties understanding the motivations and perspectives of others.100 Where appropriate, the guideline comments on these interventions as good practice points, recognising that many are in use in everyday practice in the UK and have widespread practitioner support. 15 Assessment, diagnosis and clinical interventions for children and young people with autism spectrum disorders 5 Non-pharmacological interventions 5.1PARENT MEDIATED INTERVENTIONS Parent mediated intervention programmes are used to both advance the development and communication of an affected child and to offer practical advice and support to parents (see section 7.2.2 for further details).114-117 A Cochrane review of parent mediated early intervention for young children (aged 1-6 years) with ASD was only able to identify a few small studies, which could not be directly compared. 1++ This review concluded that there are insufficient reliable studies from which to draw general conclusions.118 A pilot randomised controlled trial (RCT) described an increase in reciprocal social interaction in young children but no effect on adaptive behaviour, when parent training was added to 1+ standard care.119 A non-randomised controlled trial of a training course for parents of pre-school children with ASD using the Hannen more than words programme showed benefit in vocabulary development 3 and parents’ use of facilitative strategies.120 Parent mediated intervention programmes should be considered for children and young people of all ages who are affected by ASD, as they may help families interact with their child, promote development and increase parental satisfaction, empowerment and mental health. 5.2 COMMUNICATION INTERVENTIONS 5.2.1 SUPPORT FOR EARLY COMMUNICATION SKILLS Many children and young people with autism have little or no speech. Those who do have speech have difficulties in using language effectively (pragmatic language impairment). The manner in which this is manifest is influenced by the child’s acquisition of language. Many of the strategies implemented to support communication are designed and managed by speech and language therapists, working in combination with a wide range of professionals and in partnership with parents. Parent led interventions incorporate features such as working on joint attention and communicative intent (see section 5.1). Alternative/augmentative communication is employed in day to day educational support.113 Interventions which offer visual support to communication found increases in spontaneous imitation and social communicative behaviour suggesting a focus for future research.121, 122 The 3 evidence for interventions supporting communication was heterogeneous with a small number of studies looking at different aspects, eg intelligibility,123 reading and writing as a visual support to communication.122, 124 An RCT showed that clinician mediated early intervention supported the development of joint 1++ attention and symbolic play.125 A randomised comparison of two interventions for pre-school children with ASD provided preliminary evidence that the effects seen on initiating joint attention depended on the child’s 1+ existing level of ability.126 DInterventions to support communication in ASD are indicated, such as the use of visual augmentation, eg in the form of pictures of objects. Interventions to support communication in children and young people with ASD should be informed by effective assessment. 16 5 Non-pharmacological interventions 5.2.2 INTERVENTIONS FOR SOCIAL COMMUNICATION AND INTERACTION A number of studies were identified that assessed the efficacy of interventions to directly support social communication and interaction, eg visual timetabling, operationalising through short 1- stories or the use of speech bubbles or cartoons. The number of participants in each study was very small and the study populations were heterogeneous, making it difficult to generalise from 3 their findings.127-136 Although it is difficult to synthesise the evidence as it relates to many different facets, the interventions are linked to theories about underlying core deficits in ASD. They fall into a number of areas, eg offering additional support to verbal social initiations, eg tactile prompting, or visual reinforcement, to help children with autism acquire an alternative to a theory of mind. Studies also looked at peer training, to support the social interaction and communication of the child with ASD and “buddy” programmes that aim to elicit more appropriate social skills in students with autism, in comparison to a passive proximity approach. The evidence does not clarify which of these approaches is the most effective but many of them are currently in everyday educational use for children with ASD. D I nterventions to support social communication should be considered for children and young people with ASD, with the most appropriate intervention being assessed on an individual basis. Adapting the communicative, social and physical environments of children and young people with ASD may be of benefit (options include providing visual prompts, reducing requirements for complex social interactions, using routine, timetabling and prompting and minimising sensory irritations). 5.3 BEHAVIOURAL/PSYCHOLOGICAL INTERVENTIONS Behavioural and other psychological interventions for ASD may be divided into three main groups:  intensive behavioural programmes aimed at improving overall functioning and altering outcome  interventions which aim to address specific behavioural difficulties associated with ASD, such as sleep disturbance, or to increase positive behaviours such as initiating social contact with peers  a range of other behavioural/psychological interventions which do not fall readily into the other two groups (see section 5.5). 5.3.1 INTENSIVE BEHAVIOURAL PROGRAMMES Most intensive behavioural programmes for ASD are based on the principles of behaviour modification using applied behavioural analysis (ABA). These programmes are intensive, usually involving 20 to 40 hours of intervention per week. Their focus is primarily on early intervention with pre-school children, and they are often parent mediated, with support from helpers and professional consultants. The best known of the intensive ABA interventions is the Lovaas programme. 137, 138 17 Assessment, diagnosis and clinical interventions for children and young people with autism spectrum disorders The Lovaas programme was the only intensive behavioural intervention examined by a systematic review.139 The review confined itself to the question of whether this intensive behavioural intervention for pre-school children with ASD could achieve normalisation (interpreted as the capacity to follow a normal academic curriculum in a mainstream school). All studies included in this review were marked by considerable methodological flaws and there was also a concern 1++ that many had enrolled high functioning children with autism, making it difficult to generalise from the conclusions. The review concluded that a causal relationship cannot be established between a particular programme of intensive behavioural intervention and the achievement of ‘normal functioning’. AThe Lovaas programme should not be presented as an intervention that will lead to normal functioning. A comprehensive literature search, based on the terms in annex 3 did not find any good quality evidence for other intensive behavioural interventions. 5.3.2 INTERVENTIONS FOR SPECIFIC BEHAVIOURS The possibility that specific skills deficits or sensory problems are contributing to particular behaviour patterns should be investigated prior to initiating any interventions. One systematic review examined 251 studies of focal treatments for children and young people with ASD. Although the studies varied considerably in their quality, the review concluded that focal behavioural interventions consistently result in positive behavioural outcomes across a 2++ wide range of target areas.140 These include aberrant behaviours (eg self-injury, aggression), language skills, daily living skills, community living skills (eg public transportation and shopping skills), academic skills and social skills. BBehavioural interventions should be considered to address a wide range of specific behaviours in children and young people with ASD, both to reduce symptom frequency and severity and to increase the development of adaptive skills. Healthcare professionals should be aware that some aberrant behaviours may be due to an underlying lack of skills and also may represent a child’s strategy for coping with their individual difficulties and circumstances. 5.3.3 AUDITORY INTEGRATION TRAINING Auditory integration training (AIT) is offered to children with ASD on the premise that they experience “discomfort” when listening to certain sound frequencies. In AIT the subject listens to modulated music tapes through headphones for specified time periods. Two systematic 1++ reviews of the intervention were identified.141, 142 Two thirds of the studies showed no benefit. An RCT showed no benefit conferred by AIT compared to listening to unmodulated music. 143 A Auditory integration training is not recommended. 5.3.4 MUSIC THERAPIES Two well conducted systematic reviews were identified.144,145 Due to the methodological limitations of the studies included in the systematic reviews, the limited number of studies and 1++ the lack of clinically relevant outcomes, there is insufficient evidence to make a recommendation about the use of music therapy in ASD. 5.3.5 SLEEP PROBLEMS By the age of one year most children are able to sleep through the night. If after this time a child is regularly unable to sleep, or has a period of good sleep which is disrupted, then this constitutes a sleep disorder. Sleep disturbance is reported to be a common problem for children and young people with ASD. The benefits of therapy to improve sleep problems have only been assessed in a small study of children with autism and fragile X syndrome, where it was shown to have a benefit.146 Behavioural therapy should be considered for children and young people with autism who experience sleep disturbance. 18 5 Non-pharmacological interventions 5.3.6 OCCUPATIONAL THERAPY The available studies were insufficient to support an evidence based recommendation about occupational therapy for ASD, including the use of particular interventions such as sensory integration. Children and young people affected by ASD may benefit from occupational therapy for generic indications, such as providing advice and support in adapting environments, activities and routines in daily life. 5.3.7 FACILITATED COMMUNICATION Facilitated communication is defined by the American Psychological Society as “a process by which a facilitator supports the hand or arm of a communicatively impaired individual while using a keyboard or typing device.” Two systematic reviews of facilitated communication conclude that there is no evidence to validate claims that the person with autism is being helped to communicate, although there is extensive evidence of communications that are generated by the ‘facilitator’.147, 148 Given the 1++ ethical implications of these findings in relation to the integrity and dignity of children and young people with autism, the American Psychological Association has passed a resolution against the use of facilitated communication for people with ASD on ethical grounds. 149 AFacilitated communication should not be used as a means to communicate with children and young people with ASD. 5.4 BIOMEDICAL AND NUTRITIONAL INTERVENTIONS Research into biomedical interventions, including diets and nutritional supplements, has been identified as a key priority for members of the National Autistic Society.150 The list of potential biomedical interventions searched for in this guideline in given in annex 3. A well conducted Cochrane systematic review was unable to identify an evidence base for or against casein and gluten exclusion diets.151 Results of a subsequent, preliminary double blind 1++ clinical trial suggest that exclusion diets appear to have no significant benefits for children with ASD, although the authors acknowledge limitations.152 There is insufficient evidence on the use 1+ of casein and gluten exclusion diets for children and young people with ASD and therefore no recommendation can be made. As with all children and young people, nutritional interventions may be required for children and young people with ASD who also have significant food selectivity and dysfunctional feeding behaviour (see section 8.4.3 for details of how to contact the British Dietetic Association). A Cochrane systematic review of combined vitamin B6 and magnesium treatment for children and young people with ASD found insufficiently robust studies to meet the criteria set for the 1++ review and therefore no recommendation can be made.153 Gastrointestinal symptoms in children and young people with ASD should be managed in the same way as in children and young people without ASD. Advice on diet and food intake should be sought for children and young people with ASD who display significant food selectivity and dysfunctional feeding behaviour, or who are on restricted diets that may be adversely impacting on growth, or producing physical symptoms of recognised nutritional deficiencies or intolerances. 5.5 INTERVENTIONS FOR SPECIFIC GROUPS OF CHILDREN AND YOUNG PEOPLE There was little evidence to inform the question of whether or not any specific dietary/non- pharmaceutical interventions are more appropriate for children with specific forms of ASD, or particular types of comorbidity. 19 Assessment, diagnosis and clinical interventions for children and young people with autism spectrum disorders Cognitive behaviour therapy (CBT) has been shown to be feasible in children with ASD who have a verbal IQ of at least 69.154 However, this systematic review was unable to draw reliable 1++ conclusions about the effectiveness, or potential harm, of CBT in this group. Professionals should be aware that some interventions require a level of verbal and cognitive development which precludes their employment with some groups of children and young people with ASD. 20 6 Pharmacological interventions 6Pharmacological interventions 6.1 GENERAL PRINCIPLES Any pharmacological treatment considered for children and young people with ASD should not be viewed in isolation but seen as a possible component of a multistranded package of care. There are no controlled long term studies demonstrating that pharmacological interventions affect the core difficulties or outcomes in children and young people with ASD. There is no evidence directly comparing pharmacological and non-pharmacological approaches. Pharmacological treatment may be considered when appropriate, for treatment of comorbid psychiatric or neurodevelopmental conditions in ASD. Pharmacological treatment may also be considered as a short to medium term intervention for specific severe symptoms occurring in children and young people with ASD. Treatment for other comorbid medical conditions, eg epilepsy, which may be required for children and young people with ASD, is not further discussed in this guideline (see SIGN guideline 81 diagnosis and management of epilepsies in children and young people).155 Only medications available in the UK are discussed. No pharmacological treatments have ASD as a licensing indication, and there are few drugs specifically licensed for use in children and adolescents. An assessment of the need for pharmacological intervention should include an appraisal of the child’s environment (school and home) and daily routines (eg sleep, daily activities, meals etc). Changes in these areas may be worth attempting before using medication, and are likely to complement the effects of medication, if it is appropriate for this to be prescribed. It is possible that treatment of comorbid difficulties with medication may enhance the ability of children and young people to benefit from other approaches. There have as yet been no systematic studies of combining other interventions and medication. 6.1.1 FRAMEWORK FOR USE OF MEDICATION The potential balance of risks and benefits from any pharmacological treatment needs to be considered for each individual child, and discussed as appropriate with them and their parents/ carers, so that they can make an informed decision. If a trial of pharmacological treatment is agreed, there should be careful pre-treatment assessment of the child’s overall symptoms and functioning, and definition of the ‘target symptoms’, ie those expected to respond to the drug, as far as possible. There should be agreement about how symptoms and any emergent side effects of treatment will be measured, as well as the monitoring arrangements and expected duration of any trial of medication. Children and young people, their parents/carers and clinicians, should, as far as possible, plan how they intend to make a decision about whether or not to continue with medication, after any trial period. Pharmacological treatment of children with ASD should only be undertaken by doctors with appropriate training and access to pharmacy or other support as required. 21 Assessment, diagnosis and clinical interventions for children and young people with autism spectrum disorders 6.2 RISPERIDONE Risperidone in low doses (up to 2 mg daily in children weighing up to 45 kg and up to 3.5 mg daily in those weighing over 45kg)156 may be helpful in reducing severe irritability and aggression in children or young people who have autistic disorder and significant aggression, tantrums or self injury. Effects persisted at six months, but not after medication was discontinued.157 Scores on repetitive/stereotyped behaviours were reduced but there was no effect on core social deficits.158 Similar findings were reported in a separate though less robust trial.159 In both these trials the majority of patients had learning disability. Adverse effects (most commonly tiredness/sedation early in treatment and increased appetite and weight gain) occurred more often with risperidone.159, 160 A small blinded discontinuation trial in a group with ASD where 1+ two thirds were of normal intellectual ability indicated a possible effect of risperidone on severe aggression, tantrums and self injurious behaviour.161 Weight gain may be a significant problem at daily doses of 2 mg and lower.156, 162, 163 There is no evidence that any specific variables predict weight gain.164 Liver function tests do not appear to be significantly affected by up to 12 months treatment with risperidone.163-165 In young children (under 10 years) with ASD, raised prolactin levels without obvious clinical effects, have been associated with short term (three months) risperidone treatment.166-168 Levels fell by 24 weeks in the only study where measurement was repeated.166 No data are available for older children or adolescents. The implications of raised prolactin levels are unknown. B Risperidone is useful for short term treatment of significant aggression, tantrums or self injury in children with autism  Weight should be monitored regularly in children and young people who are taking risperidone. Doctors should inform young people and parents that prolactin levels may rise in association with risperidone treatment and that the implications of this are unknown. 6.3 METHYLPHENIDATE There is evidence that methylphenidate reduces hyperactivity in children up to 14 years with ASD and comorbid ADHD (with a mean IQ in the learning disability range).160 This finding is supported by clinical experience/expert opinion about the use of stimulant medication in children with ASD and attentional/hyperactivity problems (see SIGN guideline 52 on attention deficit and hyperkinetic disorders in children and young people).171 Adverse effects (difficulty falling 1+ asleep, appetite decrease, irritability and emotional outbursts) were more common in children 4 receiving methylphenidate compared to those on placebo.160 In one study from a specialist paediatric clinic, response to methylphenidate and level of side effects were not significantly different in children with ADHD and ASD compared with children with ADHD alone.169 The use of a test dose is worthwhile to assess whether methylphenidate will be tolerated.160, 170 There is no evidence about the use of other stimulant medication for these problems in children and young people with ASD. If methylphenidate is not tolerated use of other medication could be considered with reference to SIGN guideline 52 on attention deficit and hyperkinetic disorders in children and young people.171 B ethylphenidate may be considered for treatment of attention difficulties/hyperactivity M in children or young people with ASD.  Use of a test dose to assess if methylphenidate is tolerated could be considered in children prior to any longer trial. Side effects should be carefully monitored (see SIGN guideline 52 on attention deficit and hyperkinetic disorders in children and young people).171 22 6 Pharmacological interventions 6.4 FLUOXETINE A single RCT indicated statistically significant but small clinical benefit from fluoxetine on repetitive behaviours in children and young people with ASD. Side effects were similar to placebo.172 1+ A case series of young children with ASD treated with fluoxetine found parent reported response correlated with associated features including parent reported family history of affective 3 disorder.173 There is insufficient evidence to make a recommendation about the use of fluoxetine. 6.5 NALTREXONE All studies related to children less than eight years of age and naltrexone did not improve 1+ symptoms of ASD.174-177 6.6 SECRETIN Secretin (human or porcine) as a single dose, or in multiple doses, for up to six months does 1++ not improve ASD symptoms, and no subgroup of children who benefit has been consistently identified.178-187 A Secretin is not recommended for use in children and young people with ASD. 6.7 MELATONIN Melatonin is not licensed as a medication in the UK, although it is in clinical use to treat sleep problems in children and young people with ASD or other developmental difficulties. In typically developing children there is some evidence that melatonin improves sleep difficulties which have persisted after behavioural treatment.188-190 For developmentally disabled children (only a very few of whom had ASD), there is evidence 3 that melatonin is tolerated but it is not clear if it is of any benefit.191, 192 1+ One small RCT including limited diagnostic and clinical information suggested that melatonin improves sleep in children with autism.193 An uncontrolled study indicated melatonin was tolerated in children and young people with Asperger’s syndrome.194 3 D elatonin may be considered for treatment of sleep problems which have persisted M despite behavioural interventions. Obtain an adequate baseline sleep diary before any trial of melatonin.  Continue sleep hygiene measures (bedtime and wake up routine, avoidance of day time sleep) and a sleep diary, during any medication trial.  Ensure patient and family are fully informed that melatonin is not a licensed medication, which limits the information that is available about effectiveness and safety. 6.8 OTHER TREATMENTS There is insufficient good quality evidence to make recommendations on the use of the following drugs, amantadine, (a single small RCT indicated possible benefit on investigator, but not parent rated, measure of hyperactivity195), cyproheptadine as an adjunct to haloperidol (high risk of side effects)196 or divalproex sodium.197, 198 For the following drugs single RCT evidence does not indicate benefit: clomipramine (high rate of side effects),199 lamotrigine (in children under 11),200 vancomycin (outcome measured two to eight months after course of treatment in children with regressive autism).201 Observational studies only have been completed for aripiprazole, citalopram, fluvoxamine, guanfacine, olanzapine, quetiapine, sertraline or venlafaxine. 23 Assessment, diagnosis and clinical interventions for children and young people with autism spectrum disorders Sertraline is licensed for treatment of obsessive compulsive disorder (OCD) in children and adolescents, and its use may be relevant in children or young people with ASD who have comorbid OCD. The diagnosis may be difficult as compulsive behaviours are common in ASD. Some children do have evidence of more typical OCD features with repetitive thoughts or behaviours which appear to them as senseless and are, at least to some extent, resisted. The possibility of benefit at a low dose of sertraline and worsening at a higher dose was indicated in a single very small descriptive study of anxiety symptoms in children with ASD.202 24 7 Service provision 7 Service provision 7.1 ASD TRAINING Despite the increasing awareness of, and interest in, the nature of ASD, there are considerable gaps in training for professionals working with children and young people with ASD. This results in a lack of knowledge, skills and expertise across all general and specialist professional groups.203-209 The small body of evidence on training in ASD points to improvement in attitudes of mainstream teachers towards the inclusion of children with ASD in their classes,203, 208, 210 increased levels of 4 confidence of parents in relation to service provision1 and in benefits in knowledge for medical staff from evidence based educational intervention.211 The PHIS Autistic Spectrum Disorders Needs Assessment Report viewed improved training as vital to many of its proposals, and recommended that there should be a review of training provision in Scotland.1 Consequently, an extensive audit of existing training and training needs was undertaken, leading to the publication of the National Training Framework for Autistic Spectrum Disorders.9 The framework highlighted major gaps in training at every level and across every sector. For most practitioners there was no pre-service training and the majority of training that was undertaken was introductory only, even for those whose work was mainly in the ASD field. Subsequent work resulted in the creation of a web-based learning resource for primary care practitioners www.nes.scot.nhs.uk/asd D ll professions and service providers working in the ASD field should review their A training arrangements to ensure staff have up-to-date knowledge and adequate skill levels. 7.2 TRAINING AND SUPPORT FOR PARENTS 7.2.1 INFORMATION PROVISION A limited amount of evidence was identified where either outcomes were not described in terms of parent satisfaction,212 there was no information on the diagnostic tool used to define the children,213 or the number of participants in the study was not clear. 214The principles that 4 emerged were that parents felt more satisfied if at the time of disclosure they were given good quality written information, with an opportunity to ask questions213 and that parents value a multidisciplinary diagnostic assessment.214 D Professionals should offer parents good quality written information and an opportunity to ask questions when disclosing information about their child with ASD Parents should be provided with information in an accessible and absorbable form. The information provided should relate to the child or young person’s particular ASD presentation. 25 Assessment, diagnosis and clinical interventions for children and young people with autism spectrum disorders 7.2.2 MEETING SUPPORT NEEDS Families with children with autism often experience high stress levels as a consequence of their care giving responsibilities, the child’s cognitive impairment and the need for long term 4 support.215-218 Education and skills interventions have been shown to lead to significant improvements in the self reported mental health of parents of pre-school children.116 1+ B E ducation and skills interventions for parents of pre-school children with ASD should be offered. Education and skills interventions should be offered to parents of all children and young people diagnosed with ASD. Informal social supports are important to absorb family stress.219, 220 It is important to consider the needs of siblings of children and young people with ASD. Supporting parents through provision of training in communication with their children215 is discussed in section 5.1. Professionals should assess the family context and informal support systems that are available and consider supplementing these as appropriate. 7.2.3 SUPPORT DURING TRANSITION Transitions, at all stages from pre-school to adulthood, are recognised as posing challenges for children and young people with ASD. However, available evidence is very limited. A single study was identified in which telephone interviews with parents were used to capture their perceptions of transition and the support needed. 221 Parents reported that increased social work contact with families during periods of transition was valued. Professionals should be aware that difficulties with transition may arise because the high level of support being provided prior to a transition was unrecognised. Reassessing support needs and planning ahead prior to a transition may allow appropriate new support to be put in place. Although individual support needs will vary, some basic aspects may be generally applicable. For example, a survey of supervisors of adults with ASD employed within a supported work 4 environment, indicated the support strategies used were based on principles largely applicable to all young people, including clear guidance, mentoring and regular reviews.222 In the Scottish legal context, ‘parental responsibility’ ends when a young person reaches the age of 16. If parents wish to continue to be involved in decisions about their child’s medical treatment, ie to be in a position to give consent or take decisions on behalf of their children beyond age 16, they can do so only by acquiring the relevant authority under the Adults with Incapacity legislation.  Families and services should plan ahead to reduce the impact of transitions. Social work contact with families should be instituted or extended during periods of transition. Families should be advised of relevant legislation under the Adults with Incapacity Act (Scotland). 7.3 TIMING OF INTERVENTIONS No evidence to guide service provision was identified regarding the optimum timing of interventions. No robust evidence was found to support the benefits of early intervention or to suggest that late intervention may not be worthwhile. Some types of intervention are more appropriate at different developmental stages (see sections 5 and 6). Interventions should commence as soon as possible after concerns are identified. 26 7 Service provision 7.4 MODELS OF SERVICE PROVISION No evidence was identified to indicate whether a particular model of service provision was more effective in improving outcomes for children and young people with ASD. There appears to be a consensus in the literature that the involvement of a range of professionals is important and that the competencies of those professionals are more important than their professions as such. There appears to be agreement on the need for multiagency involvement. This is particularly relevant given the situation with regard to legal responsibilities, where for example, additional support for learning (ASL) provision is an educational responsibility and disability assessment is the responsibility of social services. There is a danger that a piecemeal approach is taken to the delivery of services to individuals over the course of their lifetime. As a result, particularly in regard to periods of transition, there should be multiagency life long planning. In response to the PHIS assessment report, 1 the Scottish Executive has published an implementation report223 which includes a quality diagnostic service standard for children and adults with autistic spectrum disorders. This is available at www.scotland.gov.uk/ Publications/2006/02/28094616/11 27 Assessment, diagnosis and clinical interventions for children and young people with autism spectrum disorders 8 Information for discussion with children, young people, parents and carers This section reflects the issues likely to be of most concern to children, young people and their parents and carers. These points are provided for use by health professionals when discussing ASD with children, young people and their parents and carers and in guiding the production of locally produced information materials. 8.1PROVIDING INFORMATION AND SUPPORT Provision of information should always be viewed as a two way process. The concerns and questions which children, young people and their parents/carers wish to raise should be identified during assessment, and be responded to as far as possible. There is evidence to suggest that parents are more satisfied if they are given good quality information and have the opportunity to ask questions. 213, 224 8.1.1 AT THE TIME OF DIAGNOSIS Information on the diagnostic process and the roles of children, young people and parents should be explained along with information on the roles of the various professions involved. Parents need to have their early concerns acknowledged and to receive support in the management of their child.213, 225-227 It is essential that parents of children diagnosed with ASD, and children and young people themselves, receive clear, accurate and appropriate written and verbal information about the condition including short and long term consequences. The information should be appropriate to the child’s age, ability level and cultural background and should be provided at a pace that suits the circumstances. Where feasible and appropriate childcare should be made available for a short time during disclosure of the diagnosis. This would allow parents to focus fully on the information being given and allow for questions. Consideration should be given to how the diagnosis should be shared. This may require seeing children, young people and parents separately, sequentially or simultaneously. For young people their own engagement and understanding of the diagnosis will be important in negotiating appropriate supports. It is recognised that this is a particularly stressful period for children, young people and their parents and links forged with local professionals at this time can be helpful following diagnosis. Surveys of parents reported the importance placed on the quality of the communication skills of the professionals disclosing the diagnosis.213, 225-227A negative experience could affect parental satisfaction and cause added stress. Healthcare professionals should be aware that the absence of clearly defined terminology and uncertainty of diagnosis is difficult for parents. This can be challenging when young people have a mixture of difficulties. Where a diagnosis can be clearly made the use of straightforward terminology in communication to parents is important. When the diagnosis is uncertain (ie borderline according to current diagnostic criteria) then healthcare professionals should explain this situation to parents. In all circumstances healthcare professionals should work with the family to identify how services can meet the needs of the child. Children, young people and their parents should have the opportunity to ask questions following the diagnosis. It has previously been recommended that follow-up arrangements should be offered once there has been time to reflect on the implications of the diagnosis.1 Professionals should recognise that children, young people and their parents may have a significant adjustment reaction to the diagnosis and for some this adjustment period may be prolonged and difficult. 28 8 Information for discussion with children, young people, parents and carers ASD affects all aspects of the child’s and the family’s life and the importance of social supports and family networks were noted.215, 219, 220, 226, 228 Families are required to take on multiple roles when their child is diagnosed including at times, the roles of co-therapist, and advocate. Supporting family involvement in these roles is crucial and will impact on the success of any intervention. A number of studies comment on the issue of encouraging families to participate in any decisions related to their child and the importance of feeling that their opinions are valued.213, 225-227 Families require high quality verbal and written information at time of diagnosis. This should include a written report of the outcome of the various assessments and the final diagnosis. The sample checklist in section 8.3 suggests the type of information required. Professionals involved in diagnostic disclosure and information giving should receive ongoing education and training. Children, young people and their parents should routinely receive written information. This may include copies of the letters sent to the various professionals who have been asked to assess their child. Children, young people and their parents should be encouraged to continue to learn about ASD and useful interventions and support. 8.2 FEEDBACK FROM FOCUS GROUPS Young people with ASD may themselves make use of this guideline, and it was felt important to obtain as much input from them as possible, in addition to the information provided via parents and professionals, during the work of the guideline development group. Focus group sessions involving an independent facilitator and young people were held in two centres, in different regions of Scotland. In keeping with the goal of ‘ASD friendly services’, the aim of the focus groups was to hear how young people themselves understood or heard of their diagnoses, to explore what they had found helpful and to ask for their ideas about information about ASD which should be provided. The young people who took part were a selected sample without learning disability, who knew about their diagnoses of ASD, were of late primary or secondary school age, and were attending specialist educational provision (relevant permission having been obtained). In one centre four young people were seen individually by the independent facilitator, and in the other eight young people met with the facilitator in two small groups. The young people were asked about their diagnosis and how they had been told about it, what was better or worse for them once they knew, what they found helped them, and what they thought others should be told about ASD. Young people referred to difficult experiences prior to diagnosis, and in their previous schools, including bullying. Most young people wanted to be told the truth and spoke of things being better once they knew what was wrong. The young people thought others should understand and not make fun of them, and often said things were easier when they where in a school where ASD was understood. They thought it was important to know that they were not ‘mad’ or ‘stupid’. The kind of difficulties which they would want others to know about, or be told, included that they needed space, got confused, might lose their patience, found it hard to concentrate, and needed a quiet place to go. Some had read relevant books about ASD and found them helpful, and there were also comments that it would be easier to speak to someone with ASD. Young people able to contribute to these focus groups were obviously a selected sample but their perspectives emphasise the importance of young people being involved in discussion about diagnosis at some appropriate stage, and being able to contribute to the information others receive about their individual difficulties. 29 Assessment, diagnosis and clinical interventions for children and young people with autism spectrum disorders 8.3 CHECKLIST FOR PROVISION OF SERVICES AND INFORMATION This section explains what information parents/carers, and the child or young person as appropriate, can reasonably expect to be provided at the key stages of the patient journey and how assessment and intervention should usually be organised (see sections 3.2 to 3.6 for more discussion of the evidence base). The checklist was designed by members of the guideline development group based on their clinical experience and their understanding of the evidence base. Checklist for provision of services and information Before assessment explain to child/young person and parent/carer that a child/ young person’s behaviour shows various ‘clinical clues’ that may suggest the possibility of an autism spectrum disorder or a social interaction or social communication difficulty (see Tables 1,2 and 3) Initial professional discuss the advantages and disadvantages of further assessment with concerned should: the parent/carer (and young person, as appropriate) as they see it (eg health visitor, and check that they have agreement to organise this teacher, GP) healthcare professionals should enquire about any other information which might represent evidence of comorbidity (eg ADHD, depression) or an alternative diagnosis (eg specific language impairment) as far as their expertise allows include all relevant information regarding any concerns, the child/ young person’s current situation and details of any professionals involved Person making e xplain the patient/parent’s understanding of the reason for referral for further referral assessment should: consider providing patient/parent with a copy of the referral letter initiate general management/behaviour strategies and family support in the interim, if necessary by involving multiagency colleagues ensure child/ young person and parents receive information about the process which will follow referral, including likely timescale of any pre-assessment and assessment phases, and who will be involved The specialist if corresponding with professional colleagues to arrange assessments, team receiving the consider copying correspondence to families referral should: inform the parent/carer that they are welcome to bring a supporter if they wish explain that, if any part of the assessment is to be video recorded, the team will obtain written consent of the patient and/or carer (as appropriate) to retain the recording 30 8 Information for discussion with children, young people, parents and carers At assessment appointment(s) check current understanding of child/ young person and parents/ carers, as appropriate, about the reasons for referral and their level of agreement with the concerns of the referring professional Specialist team explain proposed assessments and agree with child/young person should: and parent/carer how these will be organised and which colleagues will be involved repeat explanations and revise arrangements as needed At any feedback appointment(s) allow sufficient time for explanation and discussion of the findings and be sensitive to the potential distress that may arise in the child/ young person and parent/carer and their possible needs to be seen separately find out what child/young person and family understand about diagnosis, and add information as appropriate (eg if a diagnosis of ASD has been made, a member of the team should explain the triad of impairments and how the referred patient’s presentation fits into ICD-10/DSM-IV criteria) offer basic information based on current knowledge re causation, intervention and prognosis, any investigations indicated, and the probable next steps to provide appropriate multiagency supportive Specialist team intervention, as appropriate should: provide information about what written feedback will be made available, and check with the child/ young person and parent/ carer (as appropriate) how it should be made available to relevant colleagues if any part of the assessment has been video recorded, obtain written consent of the parent/carer and patient (as appropriate) to retain the recording if the patient is considered unable to have the outcome of the assessment explained to them at feedback, discuss with parent/carer how this might be undertaken at a later date and the best timescale in cases of diagnostic uncertainty, discuss with the parent/carer how and when to best review/repeat the assessment, or options for further specialist assessment 31 Assessment, diagnosis and clinical interventions for children and young people with autism spectrum disorders Supportive intervention following diagnosis of ASD involve relevant multiagency colleagues (education, social work, voluntary sector, careers advisors, as appropriate) tailor intervention to requirements of individual and family, working in partnership provide further information as needed eg about the triad of impairments or any comorbidity consider implementing specific therapeutic interventions/approaches including for any comorbidity Multiagency/ discuss potential educational approaches with the parent/carer and multiprofessionals patient (as appropriate), including additional support for learning should: have in place arrangements for liaising/sharing required information (integrated and with education services collaborative and discuss wider family/sibling support, provision of respite, and role of in partnership social work assistance with the family) provide information about :  entitlement to benefits  potential voluntary/community supports  available parent training opportunities  recommended sources of further information organise for the family to have a named contact for ongoing assistance (consider implementing National Autism Plan for Children’s recommendation of a key worker). 2 32 8 Information for discussion with children, young people, parents and carers 8.4 SOURCES OF FURTHER INFORMATION Useful sources of general information on autism spectrum disorders including contact details for local parent support groups across Scotland. 8.4.1 SUPPORT ORGANISATIONS The Scottish Society for Autism Hilton House Alloa Business Park Whins Rd Alloa FK10 3SA Tel: 01259 720044 Email: autism@autism-in-scotland.org.uk Website: www.autism-in-scotland.org.uk National Autistic Society –Scotland Central Chambers 109 Hope St Glasgow G2 6LL Tel: 0141 221 8090 Email: autismhelpline@nas.org.uk Website: www.autism.org.uk NHS Education for Scotland NES has developed, in conjunction with the University of Birmingham, a learning resource about ASD for primary care professionals, including GPs. This includes a web resource and downloadable leaflets, accessible from www.nes.scot.nhs.uk/asd NES also has an information booklet for parents and carers of recently diagnosed children or young people. Professionals living in Scotland who are involved in diagnosing ASD have been given copies of this booklet to give to parents. Additional copies can be requested from the Scottish Autism Service Network by calling 0141 950 3072 or by emailing scottishautismnetwork@ strath.ac.uk Scottish Autism Service Network The Scottish Autism Service Network is a professional network for autism in Scotland. The network will support networking and an information hub. Tel: 0141 950 3072 E-mail: scottishautismnetwork@strath.ac.uk Website: www.scottishautismnetwork.org.uk/ 8.4.2 ADDITIONAL READING This reading list is not meant to be comprehensive and some books may endorse treatments that are not recommended by the guideline. The autistic spectrum. A guide for parents and professionals L Wing. Constable. (1996) A mind apart. Understanding children with autism and Asperger’s syndrome P Szatmari. Guilford Press. (2004) Autistic spectrum disorders: Good practice guidance. Department of Education and Skills. DfES Publications, Sudbury, Suffolk CO10 6ZQ www.teachernet.gov.uk/wholeschool/sen/asds Explaining the enigma U Frith. Blackwell Publishing. (2003) People with autism behaving badly. Helping people with ASD move on from behavioural and emotional challenges. J Clements. Jessica Kingsley Publishers (2005) 33 Assessment, diagnosis and clinical interventions for children and young people with autism spectrum disorders For parents of younger children Autism: How to help your young child. Leicestershire County Council and Fosse Health Trust (1998) Autism in the early years. A practical guide. V Cumine, J Leach and G Stevenson. David Fulton Publishers (2000) Sleep Better! A Guide to Improving Sleep for Children with Special Needs. VM Durand. Jessica Kinsley Publishers (1998) Toilet training for individuals with autism & related disorders. A comprehensive guide for parents and teachers. M Wheeler. Jessica Kingsley Publishers (1999) Can’t eat, won’t eat; dietary difficulties and autistic spectrum disorders. B Legge. Jessica Kingsley Publishers (2001) Sensory perceptual issues in autism & Asperger syndrome. O Bogdashina. Jessica Kingsley Publishers. (2003) Books for siblings Everybody is different. A book for young people who have brothers and sisters with autism. F Bleach. The National Autistic Society. (2001) Can I tell you about Asperger syndrome? J Welton. Jessica Kingsley Publishers (2003) Personal accounts (autism) George and Sam. C Moore. Penguin Publishers (2004). Through the eyes of aliens. A book about autistic people. JL O’Neil. Jessica Kingsley Publishers. (1999) Emergence labeled autistic T Grandin. Warner Books. Arena Press (1986) For parents of older children/adolescent age Understanding and working with the spectrum of autism W Lawson. Jessica Kingsley Publishers. (2001) The Complete Guide to Asperger’s Syndrome. T Atwood. Jessica Kingsley Publishers. (2006) Aperger syndrome. A practical guide for teachers. V Cumine J Leach and G Stevenson. David Fulton Publishers (1998) Asperger syndrome and adolescence. Helping preteens and teens get ready for the real world. T Bolick. Fair Winds Press (2004) A parent’s guide to Asperger syndrome and high functioning autism Ozonoff, Dawson and McPartland. Guildford Press (2002) Autism and Asperger Syndrome: Preparing for adulthood. Second edition Patricia Howlin. Routledge (2004) 34 8 Information for discussion with children, young people, parents and carers Transitions Transition toolkit. A framework for managing change and successful transition planning for children and young people with ASD. K Broderick & T Mason-Williams. BILD publications (2005) Succeeding in college with Asperger syndrome. A student guide. J Harpur. M Lawlor and M Fitzgerald. Jessica Kingsley Publishers. (2004) Personal accounts (Asperger’s syndrome) Martian in the playground. C Sainsbury. Lucky Duck Publishing. (2000) Pretending to be normal L Holliday-Willey. Jessica Kingsley Publishers. (1999) Eating an artichoke. E Fling. Jessica Kingsley Publishing (2000) Freaks, Geeks and Asperger Syndrome. A user guide to adolescence. L Jackson, Jessica Kingsley Publishers. (2002) 8.4.3 WEBSITES British Dietetic Association Provides a range of fact sheets in relation to diet including diet and autism spectrum disorders. www.bda.uk.com Careers Scotland Provides services, information and support to individuals at all ages and stages of planning a career. www.careers-scotland.org.uk Enquire The Scottish advice service for Additional Support for Learning. www.enquire.org.uk www.autism.org.uk The NAS website is extensive, comprehensive and easy to use. Includes information on parent training and support programmes, EarlyBird and Help! www.asd-forum.org.uk Asperger and ASD UK Online Forum. Well supported, well organised Internet support group with email discussion and bulletin boards for sharing information. www.dwp.gov.uk/lifeevent/discare Information on benefits and disability living allowance. Skill Scotland An information and advice service for young people and adults with any kind of disability in post-16 education training and employment. www.skill.org.uk/scotland HM Inspectorate for Education Improving Scottish Education. Education for Pupils with Autism Spectrum Disorders 2006 www.hmie.gov.uk/documents/publication/epasd.pdf 35 Assessment, diagnosis and clinical interventions for children and young people with autism spectrum disorders 9 Implementation, resource implications and audit 9.1 LOCAL IMPLEMENTATION Implementation of national clinical guidelines is the responsibility of each NHS Board and is an essential part of clinical governance. It is acknowledged that every Board cannot implement every guideline immediately on publication, but mechanisms should be in place to ensure that the care provided is reviewed against the guideline recommendations and the reasons for any differences assessed and, where appropriate, addressed. These discussions should involve both clinical staff and management. Local arrangements may then be made to implement the national guideline in individual hospitals, units and practices, and to monitor compliance. This may be done by a variety of means including patient-specific reminders, continuing education and training, and clinical audit. 9.2 RESOURCE IMPLICATIONS Group members identified the following recommendations which may have resource implications for NHSScotland. From section 3.2.3 CASD-specific history-taking instruments may be considered as a means of improving the reliability of ASD diagnosis. CHealthcare professionals should consider using ASD-specific observational instruments, as a means of improving the reliability of ASD diagnosis. The use of such instruments requires training for staff. At present the availability of such training courses is limited. Resources are required for trainers, attendance at courses and updates, training materials and equipment for ADOS-G (kit cost £1300, training pack £700). From section 3.2.3 DHealth care professionals should directly observe and assess the child or young person’s social and communication skills and behaviour. From section 3.4 DWhere clinically relevant, the need for the following should be reviewed for all children and young people with ASD:  examination of physical status, with particular attention to neurological and dysmorphic features  karyotyping and Fragile X DNA analysis  examination of audiological status  investigations to rule out recognised aetiologies of ASD (eg tuberous sclerosis, see annex 3). From section 3.5 CClinicians should be aware of the need to routinely check for comorbid problems in children and young people with ASD. Where necessary, detailed assessment should be carried out to accurately identify and manage comorbid problems. Implementation of these recommendations is likely to require local services to look at the organisation of child and adolescent services to ensure that relevant investigations and assessments are undertaken for all children with ASD. In some areas this may lead to a requirement for additional sessions of some staff groups, such as those providing cognitive assessment, to avoid an effect on waiting times for patients with other conditions. 36 9 Implementation, resource implications and audit From section 3.3 DAll children and young people with ASD should have a comprehensive evaluation of their speech and language and communication skills, which should in turn, inform intervention. DChildren and young people with ASD should be considered for assessment of intellectual, neuropsychological and adaptive functioning. From section 5.2 DInterventions to support communication in ASD are indicated, such as the use of visual augmentation, eg in the form of pictures of objects. From section 5.2.2 DInterventions to support social communication should be considered for children and young people with ASD, with the most appropriate intervention being assessed on an individual basis. From section 5.3.2 BBehavioural interventions should be considered to address a wide range of specific behaviours in children and young people with ASD, both to reduce symptom frequency and severity and to increase the development of adaptive skills. These recommendations may require additional sessions from speech and language therapists and clinical psychologists in some areas of Scotland. This may have a resultant effect on waiting times for patients with other conditions. From section 7.1 DAll professions and service providers working in the ASD field should review their training arrangements to ensure staff have up-to-date knowledge and adequate skill levels. Implementation of this recommendation is likely to require resources for trainers, attendance at courses and updates and training materials and equipment. 9.3 KEY POINTS FOR AUDIT The following clinical indicators could be used to gauge the assessment and management of children and young people with ASD:  referral routes for diagnosis of ASD, eg the number of children recommended for further assessment following child health surveillance, the use of CHAT or M-CHAT to identify clinical features indicative of an increased risk of ASD  diagnostic criteria, and procedures used for diagnosis of ASD, eg the number of professionals using either ICD-10 or DSM-IV when making the diagnosis of ASD, the number of children having all appropriate diagnostic measures done eg the availability of information about children and young people’s functioning from sources outside the clinic setting  additional assessments of children and young people with diagnoses of ASD, eg the proportion of children and young people with ASD who have a comprehensive evaluation of their speech and language and communication skills, intellectual, neuropsychological and adaptive functioning, physical or other assessments if relevant  treatment of sleep problems including baseline sleep diaries, use of behavioural therapy  pharmacological treatment provision and monitoring - access to pharmacy support, weight monitoring if risperidone prescribed 37 Assessment, diagnosis and clinical interventions for children and young people with autism spectrum disorders  p roportion of parents offered post-diagnosis training, proportion receiving social work support, nature of preparation for transitions  information provision - type and timing of information provided for children, young people, families and relevant professionals  training of staff - generic and ASD specific. 9.4 RECOMMENDATIONS FOR RESEARCH Further research is required to address numerous areas where there is insufficient evidence to make a recommendation or to support existing clinical practice. The following areas have been identified as especially important: Recognition, assessment and diagnosis  P sychiatric comorbidity in children and adolescents with ASD  Development/validation of ASD screening instruments that meet the rigorous criteria for a robust population screening test  What is the minimum age at which ASD can be reliably diagnosed?  Improved evidence on the reliability and validity of the existing classification systems, ICD- 10 and DSM-IV  Which parallel assessment tools (eg speech and language, communication, neuropsychological) to use and when  Research into the role of biomedical investigations in identifying the aetiology of ASD. Non-pharmacological interventions  W hat is the efficacy of biomedical interventions, including diets and nutritional supplements?  What is the efficacy of non-pharmacological interventions?  Are there any specific dietary/non-pharmaceutical interventions that are more appropriate for children with specific forms of ASD, or particular types of comorbidity?  What is the optimal timing of interventions? Are there benefits from early intervention?  The role of occupational therapy and physiotherapy for children and young people with ASD, in particular at assessment  The role of music therapy for children and young people with ASD  The role of environmental adaptation. Pharmacological interventions  M elatonin use  Further risperidone studies and systematic reviews/meta-analysis  Long term effectiveness of medication, including potential synergistic effects with other interventions  More research is needed on the use of fluoextine and other selective serotonin reuptake inhibitors. Service provision  A re particular models of service provision more effective in improving outcomes for children and young people with ASD?  How are transitions, at all stages from pre-school to adulthood, best managed?  The role of multidisciplinary or multiagency teams  What comprises effective training in ASD for professionals? 38 10 Development of the guideline 10 Development of the guideline 10.1 INTRODUCTION SIGN is a collaborative network of clinicians, other healthcare professionals and patient organisations and is part of NHS Quality Improvement Scotland. SIGN guidelines are developed by multidisciplinary groups of practising clinicians using a standard methodology based on a systematic review of the evidence. Further details about SIGN and the guideline development methodology are contained in “SIGN 50: A Guideline Developer’s Handbook”, available at www.sign.ac.uk 10.2 THE GUIDELINE DEVELOPMENT GROUP Dr Iain McClure*(Chair) onsultant Child and Adolescent Psychiatrist, Murray Royal C Hospital, Perth Mrs Jennifer Beattie Principal Teacher in Special Needs, Kenmay Academy, Aberdeenshire Mrs Sheila BoydOccupational Therapist, Scottish Centre for Autism, Glasgow Ms Margo Cattanach Community Charge Nurse - Learning Disabilities, Larbert Dr Sally CheseldineConsultant Clinical Psychologist, Child and Adolescent Mental Health Services, Edinburgh Mr Paul Dickinson Clinical Psychologist, NHS Highland, Inverness Mrs Penny Ellingham Social Worker, Royal Hospital for Sick Children, Edinburgh Dr David FitzpatrickClinical Paediatric Geneticist, MRC Human Genetics Unit, Edinburgh Mrs Bette FrancisVulnerable Adults Unit, Scottish Executive Health Department, Edinburgh Dr Anne Gilchrist*Consultant Adolescent Psychiatrist, Royal Cornhill Hospital, Aberdeen Dr Rob Henderson Specialist Registrar in Public Health Medicine, Highland NHS Board, Inverness Mrs Alison Leask* Project Manager, NHS Education for Scotland and Chair, Autism Argyll Dr Tommy MacKayConsultant Psychologist, Psychology Consultancy Services, Dunbartonshire Ms Marjory MacleodSenior Dietitian, Sighthill Health Centre, Edinburgh Mrs Roslyn McCaughey Senior Speech and Language Therapist, Renton Primary (Secretary) School, Renton Dr John March Research Scientist, Moredun Research Institute, Penicuik Dr Craig Melville* Senior Lecturer in Learning Disabilities Psychiatry, University of Glasgow, Gartnavel Royal Hospital Mrs Rona Membury Lay Representative, Inverness Dr Elise Merry Consultant Paediatrician, Armitstead Child Development Centre, Dundee Professor Anne O’Hare* Consultant Paediatrician, Royal Hospital for Sick Children, (Vice-chair) Edinburgh Dr Safia Qureshi SIGN Programme Director Ms Marion RutherfordSpeech and Language Therapist, Royal Hospital for Sick Children, Edinburgh Ms Chris SimmondsHealth Visitor, Aberdeen Dr Georgina Soulby Consultant Community Paediatrician - Children Services, Raigmore Hospital, Inverness 39 Assessment, diagnosis and clinical interventions for children and young people with autism spectrum disorders Ms Janis Toy esidential Services Manager, Daldorch House School, R East Ayrshire Ms Diane Waugh Lay Representative, Sense Scotland, Glasgow Ms Joanna Welsh SIGN Information Officer *member of the writing group 10.2.1 ACKNOWLEDGEMENTS The guideline development group is grateful to the following former members of the guideline development group and members of SIGN staff who have also contributed to the development of this guideline. S enior Lecturer in Public Health and Public Policy, Dr Jaqueline Atkinson University of Glasgow Mr Robin Harbour SIGN Quality and Information Director Dr Roberta James SIGN Programme Manager Dr Ken Lawton General Practitioner, Great Western Road Medical Group, Aberdeen Ms Jean MacLellan Branch Head, Community Care Division Branch 4, Scottish Executive Health Department, Edinburgh Dr Julie PennycookGeneral Practitioner, Merrylee Medical Centre, Glasgow The membership of the guideline development group was confirmed following consultation with the member organisations of SIGN. All members of the guideline development group made declarations of interest and further details of these are available on request from the SIGN Executive. Guideline development and literature review expertise, support and facilitation were provided by the SIGN Executive. 10.3 SYSTEMATIC LITERATURE REVIEW The evidence base for this guideline was synthesised in accordance with SIGN methodology. A systematic review of the literature was carried out using a search strategy devised by a SIGN Information Officer. Databases searched include Medline, Embase, Cinahl, PsychINFO, and the Cochrane Library. For most searches, the year range covered was 1996-2006. Internet searches were carried out on various websites including the New Zealand Guidelines Programme, NeLH Guidelines Finder, and the US National Guidelines Clearinghouse. The Medline version of the main search strategies can be found on the SIGN website, in the section covering supplementary guideline material. The main searches were supplemented by material identified by individual members of the development group. 40 10 Development of the guideline Details of the search coverage, also see annex 3. Patient searches Databases covered: Dates covered: Caredata 1996 – April 2004 Cinahl 1996 – April 2004 Embase 1996 – April 2004 Medline 1996 – April 2004 Psychinfo 1996 – April 2004 Social Work Abstracts 1988 – April 2004 Guidelines GIN Website Embase (1999-2004) National Guidelines Clearinghouse Medline (1999-2004) NeLH Guidelines Finder NICE Website Systematic reviews Databases covered: Medline, Embase, Dates covered: Cinahl, PsycInfo, Cochrane 1996-2006 RCTs Dates covered: Databases covered: 1996 - 2006 CINAHL CCTR Embase Medline Psychinfo Observational studies Databases covered: Medline, Embase, Dates covered: Cinahl, PsycInfo, Cochrane 1996-2006 Diagnostic studies Databases covered: Medline, Embase, Dates covered: Cinahl, PsycInfo, Cochrane 1996-2005 10.4 CONSULTATION AND PEER REVIEW 10.4.1 NATIONAL OPEN MEETING A national open meeting is the main consultative phase of SIGN guideline development, at which the guideline development group presents its draft recommendations for the first time. The national open meeting for this guideline was held on 3 October 2005 and was attended by representatives of all the key specialties relevant to the guideline. The draft guideline was also available on the SIGN website for a limited period at this stage to allow those unable to attend the meeting to contribute to the development of the guideline. 41 Assessment, diagnosis and clinical interventions for children and young people with autism spectrum disorders 10.4.2 SPECIALIST REVIEW This guideline was sent in draft form to the following independent expert referees, who were asked to comment primarily on the comprehensiveness and accuracy of interpretation of the evidence base supporting the recommendations in the guideline. SIGN is very grateful to all of these experts for their contribution to the guideline. Professor Gillian Baird rofessor of Developmental Paediatrics, Guy’s and P St Thomas’ Hospital NHS Trust, London Ms Sue Barnard Consultation and Involvement Officer for Children with Disabilities and their Families, Aberdeen Dr Alan Begg General Practitioner, Angus Dr Isabel ClaireClinical Psychologist, Autism Research Centre, Cambridge University Ms Joanna Daly Policy and Parlimentary Officer – Scotland, National Autistic Society Ms Amanda Di Candia Lay Reviewer, Aberdeen Professor Aline-Wendy Dunlop Professor of Childhood and Primary Studies, Lead Director, National Centre of Autism Studies, University of Strathclyde Dr Allison Ferguson Consultant Paediatrician and Lead Consultant for Yorkhill Community Autism Teams, Glasgow Mr John ForresterTraining and Assessment Consultant, Jigsaw Centre, Aberdeen Professor David Goldberg Consultant Epidemiologist, Health Protection Scotland, Glasgow Professor Rita Jordan Professor in Autism Studies, The University of Birmingham Dr Deb Keen Associate Professor of Educational Psychology, The University of Queensland, Australia Professor Ann Le Couteur Professor of Child and Adolescent Psychiatry, Royal Victoria Infirmary, Newcastle upon Tyne Professor Catherine Lord Professor of Psychology and Psychiatry, University of Michigan Autism and Communicative Disorders Clinic, USA Mr John McDonald Chief Executive, The Scottish Society for Autism, Alloa Ms Fiona McGillivary Social Worker, Errol Mr Andy Moir Occupational Therapist, Borders Autism Team, Selkirk Mr Andrew Power Head of Prescribing Team, North Glasgow NHS Trust Ms Trish Reynolds Chair, Wick Caithness Autism Parent Support Group Mr David Rex Child Health Dietitian, Raigmore Hospital, Inverness Professor Sir Michael Rutter Professor of Developmental Psychopathology, Institute of Psychiatry, London Ms Val Sellars Speech and Language Therapist, Scottish Centre for Autism, Glasgow Professor David Skuse Professor of Psychiatry, Institute of Child Health, London Dr Vicky SlonimsPrinicpal Speech and Language Therapist, Guy’s and St Thomas’ Hospital NHS Trust, London Mrs Laura Stewart Paediatric Dietitian, Royal Hospital for Sick Children, Edinburgh Dr Lorna Wing Consultant Psychiatrist, The Centre for Social and Communication Disorders, Kent 42 10 Development of the guideline 10.4.3 SIGN EDITORIAL GROUP As a final quality control check, the guideline was reviewed by an editorial group comprising members of SIGN Council to ensure that the specialist reviewers’ comments were addressed adequately and that any risk of bias in the guideline development process as a whole has been minimised. The editorial group for this guideline was as follows: Dr Keith Brown Member of SIGN Council Mr Robert Carachi Member of SIGN Council Professor Gordon Lowe Chair of SIGN; Co-Editor Ms Anne Mathew Member of SIGN Council Dr Moray Nairn Programme Manager, SIGN Dr Sara Twaddle Director of SIGN; Co-Editor 43 Assessment, diagnosis and clinical interventions for children and young people with autism spectrum disorders Abbreviations 3di Developmental, dimensional and diagnostic interview ABA Applied behavioural analysis ADHD Attention deficit and hyperkinetic disorders ADI-R Autism diagnostic interview – revised ADOS-G Autism diagnostic observation schedule–generic AIT Auditory integration training ASL Additional support for learning ASD Autism spectrum disorder CARS Childhood autism rating scale CAST Childhood Asperger syndrome test CBT Cognitive behaviour therapy CHAT Checklist for autism in toddlers DISCO Diagnostic interview for social and communication disorders DNA Deoxyribonucleic acid DSM-IV Diagnostic and statistical manual of mental disorders 4th edition EEG Electroencephalogram GP General practitioner Hall 4 Health for all Children ICD-10 International classification of diseases, version 10 IQ Intelligence quotient M-CHAT Modified checklist for autism in toddlers MMR Measles, mumps and rubella MRC Medical Research Council MRI Magnetic resonance imaging NAPC National autism plan for children OCD Obsessive compulsive disorder PHIS Public Health Institute of Scotland RCT Randomised controlled trial SIGN Scottish Intercollegiate Guidelines Network 44 Annex 1 Annex 1 Criteria for assessing the reporting of the diagnosis of ASD in the literature When reviewing the literature the guideline development group found that the definitions of ASD used for diagnosis varied considerably when reported and were often not reported at all. To allow for consistency within the guideline the group agreed that three elements - assessment process, classification system and diagnostic instrument - were important in the accurate diagnosis of ASD. If a paper did not record diagnosis in this way it was downgraded. A. Components of diagnostic assessment 1. A recognised process of obtaining information in necessary domains, usually by multi- disciplinary or multiagency personnel 2. Mapping of the resulting information into a recognised classification system such as DSM–IV or ICD–10 (see section 2.2) 3. Assessment using a recognised and published diagnostic instrument B. Components of a reliable diagnosis Use of a process, and a diagnostic classification system, and an instrument (i.e. 1, 2, and 3, from A) 1. Use of a process and a diagnostic classification system Increasing OR accuracy and reliability 2. Use of an instrument and a diagnostic classification system The use of a process, a diagnostic classification system or an instrument, used singly Diagnosis simply stated NB each component of the assessment should be explicitly stated in the study/report under consideration 45 Assessment, diagnosis and clinical interventions for children and young people with autism spectrum disorders Annex 2 Comparison of ICD-1011 and DSM-IV12 definitions of autism ICD-10 research criteria DSM-IV F84.0 Childhood autism 299.00 Autism A. Presence of abnormal or impaired development before the age of three 1. A total of six (or more) items from (1), years, in at least one out of the following (2), and (3), with at least two from (1), areas: and one each from (2) and (3): (1) receptive or expressive language as used 1. qualitative impairment in social in social communication; interaction, as manifested by at least (2) the development of selective social two of the following: attachments or of reciprocal social A. marked impairment in the use of interaction; multiple nonverbal behaviors such as (3) functional or symbolic play. eye-to-eye gaze, facial expression, body B. Qualitative abnormalities in reciprocal postures, and gestures to regulate social social interaction, manifest in at least interaction one of the following areas: B. failure to develop peer relationships (1) failure adequately to use eye-to-eye appropriate to developmental level gaze, facial expression, body posture C. a lack of spontaneous seeking to share and gesture to regulate socialnteraction; enjoyment, interests, or achievements (2) failure to develop (in a manner with other people (e.g., by a lack of appropriate to mental age, and despite showing, bringing, or pointing out ample opportunities) peer relationships objects of interest) that involve a mutual sharing of D. lack of social or emotional reciprocity interests, activities and emotions; 2. qualitative impairments in (3) A lack of socio-emotional reciprocity communication as manifested by at as shown by an impaired or deviant least one of the following: response to other people’s emotions; A. delay in, or total lack of, the or lack of modulation of behaviour development of spoken language according to social context, or a weak (not accompanied by an attempt to integration of social, emotional and compensate through alternative modes communicative behaviours. of communication such as gesture or C. Qualitative abnormalities in mime) communication, manifest in at least two B. in individuals with adequate speech, of the following areas: marked impairment in the ability to (1) a delay in, or total lack of initiate or sustain a conversation with development of spoken language that others is not accompanied by an attempt to C. stereotyped and repetitive use of compensate through the use of gesture language or idiosyncratic language or mime as alternative modes of D. lack of varied, spontaneous make- communication (often preceded by a believe play or social imitative play lack of communicative babbling); appropriate to developmental level 2) relative failure to initiate or sustain 3. restricted repetitive and stereotyped conversational interchange (at whatever patterns of behavior, interests, and level of language skills are present) in activities, as manifested by at least which there is reciprocal to and from one of the following: responsiveness to the communications of the other person; 46 Annex 2 (3) stereotyped and repetitive use of A. encompassing preoccupation with one language or idiosyncratic use of words or more stereotyped and restricted or phrases; patterns of interest that is abnormal (4) abnormalities in pitch, stress, rate, either in intensity or focus rhythm and intonation of speech; B. apparently inflexible adherence to D. Restricted, repetitive, and stereotyped specific, nonfunctional routines or rituals patterns of behaviour, interests and C. stereotyped and repetitive motor activities, manifest in at least two of the mannerisms (e.g., hand or finger flapping following areas: or twisting, or complex whole-body (1) an encompassing preoccupation with movements) one or more stereotyped and restricted D. persistent preoccupation with parts of patterns of interest that are abnormal objects in content or focus; or one or more 1. Delays or abnormal functioning in at interests that are abnormal in their least one of the following areas, with intensity and circumscribed nature onset prior to age 3 years: (1) social although not abnormal in their content interaction, (2) language as used in or focus. social communication, or (3) symbolic or (2) apparently compulsive adherence to imaginative play. specific, non-functional, routines or 2. The disturbance is not better accounted rituals; for by Rett’s Disorder or Childhood (3) stereotyped and repetitive motor Disintegrative Disorder. mannerisms that involve either hand or finger flapping or twisting, or complex 299.80 Pervasive Developmental Disorder whole body movements; not otherwise specified (inclulding Atypical (4) preoccupations with part-objects or Autism) non-functional elements of play This category should be used when there materials (such as their odour, the feel is a severe and pervasive impairment of their surface, or the noise or vibration in the development of reciprocal social that they generate); interaction associated with impairment in (5) distress over changes in small, non- either verbal or nonverbal communication functional, details of the environment. skills or with the presence of stereotyped E. The clinical picture is not attributable behavior, interests, and activities, but the to the other varieties of pervasive criteria are not met for a specific Pervasive developmental disorder; specific Developmental Disorder, Schizophrenia, developmental disorder of receptive Schizotypal Personality Disorder, or language (F80.2) with secondary Avoidant Personality Disorder. For socio-emotional problems; reactive example, this category includes “atypical attachment disorder (F94.1) or autism” – presentations that do not meet disinhibited attachment disorder the criteria for Autistic Disorder because of (F94.2); mental retardation (F70-F72) late age at onset, atypical symptomatology, with some associated emotional or or subthreshold symptomatology, or all of behavioural disorder; schizophrenia these. (F20) of unusually early onset; and Rett’s syndrome (F84.2). F84.1 Atypical autism 299.80 Asperger’s Disorder A. Presence of abnormal or impaired 1. Qualitative impairment in social development at or after age three years interaction, as manifested by at least two (criteria as for autism except for age of of the following: manifestation). 1. marked impairment in the use of B. Qualitative abnormalities in reciprocal multiple nonverbal behaviors such as social interaction or in communication, eye-to-eye gaze, facial expression, body or restricted, repetitive and stereotyped postures, and gestures to regulate social patterns of behaviour, interests and interaction activities (criteria as for autism except 2. failure to develop peer relationships that it is not necessary to meet the appropriate to develpmental level criteria in terms of number of areas of abnormality). 47 Assessment, diagnosis and clinical interventions for children and young people with autism spectrum disorders C. The disorder does not meet the 3. a lack of spontaneous seeking to share diagnostic criteria for autism (F84.0). enjoyment, interests, or achievements Autism may be atypical in either age of with other people (e.g., by a lack of onset (F84.11) or phenomenology (84.12), showing, bringing, or pointing out these two types being differentiated with objects of interest to other people) a fifth character for research purposes. 4. lack of social or emotional reciprocity Syndromes that are atypical in both respects 1. Restricted repetitive and stereotyped should be coded F84.12. patterns of behavior, interests, and F84.10 Atypicality in age of onset activities, as manifested by at least one A. Does not meet criterion A for autism. of the following: That is, abnormal or impaired 1. encompassing preoccupation development is evident only at or after with one or more stereotyped and age three years. restricted patterns of interest that is B. Meets criteria B, C, D and E for autism abnormal either in intensity or focus (F84.0). 2. apparently inflexible adherence to specific, nonfunctional routines or F84.11 Atypicality in symptomatology rituals A. Meets criterion A for autism (i.e. 3. steroetyped and repetitive motor presence of abnormal or impaired mannerisms (e.g., hand or finger development before the age of three flapping or twisting, or complex years). whole-body movements) B. Qualitative abnormalities in reciprocal 4. persistent reoccupation with parts of social interactions or in communication, objects or restricted, repetitive and stereotyped 3. The disturbance causes clinically patterns of behaviour, interests and significant impairment in social, activities (criteria as for autism except occupational, or other important that it is not necessary to meet the areas of functioning. criteria in terms of number of areas of abnormality). 4. There is no clinically significant general delay in language (e.g., single words C. Meets criterion E for autism. used by age 2 years, communiative D. Does not meet the full criteria B, C and phrases used by age 3 years). D for autism (F84.0). 5. There is no clinically significant delay F84.12 Atypicality in both age of onset and in cognitive development or in the symptomatology development of age-appropriate self- A. Does not meet criterion A for help skills, adaptive behavior (other autism. That is abnormal or impaired than in social interaction), and curiosity development is evident only at or after about the environment in childhood. the age of three years. 6. Criteria are not met for another specific B. Qualitative abnormalities in reciprocal Pervasive Developmental Disorder or social interactions or in communication, Schizophrenia. or restricted, repetitive and stereotyped patterns of behaviour, interests and activities (criteria as for autism except that it is not necessary to meet the criteria in terms of number of areas of abnormality). C. Meets criterion E for autism. D. Does not meet the full criteria B, C and D for autism (F84.0). 48 Annex 3 The key questions used to develop the guideline KQ Question Include/Exclude No. All questions relate to children. In this context the term “child” 1 Which methods, parental concerns and developmental features are of relevance to surveillance for ASD? encompasses all individuals aged 0 – 18 years inclusive. 2 Can groups at high risk for a diagnosis of ASD be reliably identified for the purposes of screening? 3 Is there a sensitive, specific, cost-effective method of screening for ASD? 4 What is the minimum age at which ASD can be reliably diagnosed? 5 Are there reliable, valid and useful methods of assessment for use in the diagnosis of ASD? (See list below) 6 Are there reliable, valid and useful diagnostic interview/observation schedules for use in ASD assessments? (See list below) What evidence is there that, prior to and at the time of diagnosis, specific methods of support or providing Genetic counselling 7 information to parents have a positive impact on children and their families? 8 Is there any evidence that early assessment and diagnosis confers benefit to an individual or their family? Are there effective training interventions for professionals involved in the recognition, assessment, and diagnosis of 9 ASD? 10 What is the evidence to support the use of multiagency teams in assessment and support in ASD? Is there evidence for a reliable and valid diagnostic classification system/list of diagnostic criteria for use in the (See below) 11 diagnosis of ASD? Which conditions occur in association/comorbidly with ASD, and can their presence be specifically excluded or (See below) 12 confirmed? What range of psychological, biological, communication, or social investigations are indicated during the process of (See below) 13 assessment and diagnosis of ASD, and when should they be carried out? 49 Annex 3 50 14 Is there evidence that specific findings at the time of ASD diagnostic assessment can reliably predict prognosis? 15 Which dietary/non-pharmaceutical interventions have been shown to improve outcome for children with ASD? (See list below) 16 Which pharmaceutical medications have been shown to improve outcome for children with ASD? (See list below) 17 Does timing, duration, and intensity of dietary/non-pharmaceutical interventions influence outcome in ASD? (See list below) 18 Does timing, duration, and intensity of pharmaceutical interventions influence outcome in ASD? (See list below) 19 Is early intervention more effective than late intervention in ASD? Is there evidence that any specific dietary/non-pharmaceutical interventions are more appropriate for children with (See list below) 20 particular forms of ASD, or particular types of comorbidity? Is there evidence that any specific pharmaceutical interventions are more appropriate for children with particular (See list below) 21 forms of ASD, or particular types of comorbidity? ASD-specific service compared to general service. Inclusive educational setting compared to special educational setting. Is there evidence that particular models of service delivery are more effective than others in improving outcome in 22 Multidisciplinary/agency service ASD? compared to single agency Home based compared to classroom based interventions Clinical integrated pathway compared to single service. What evidence is there to support particular approaches to providing information to parents or carers of children who 23 have, or may have, ASD? What evidence is there that identifies the general support needs of parents or carers following a diagnosis of ASD in a Include genetic counselling 24 child? What are the support needs of ASD patients, their parents or carers during transitions, and how should they be Include genetic counselling 25 monitored? Assessment, diagnosis and clinical interventions for children and young people with autism spectrum disorders Assessment methods for use with Question 5: Activities of daily living (ADL) Assessment of communication Assessment of social functioning Clinical history Developmental history Dietitian Direct observation Functional skills assessment Multiagency assessment Multi-disciplinary assessment Neurocognitive assessment Occupational therapist Paediatrician Peer interaction Physical examination Play-based assessment Psychiatrist Psychologist Psychotherapist Speech and language therapist 51 ANNEX 3 52 For use with Question 6: ASD specific instruments (screening and diagnostic): 3di Parent interview for autism ACE Pervasive developmental disorders – mental retardation (PDD-MR) Asperger syndrome (and high-functioning autism) diagnostic interview (ASDI) Prutting Pragmatic Profile Social communication questionnaire Asperger syndrome screening questionnaire (ASSQ) SCDC Australian Scale for Asperger syndrome (ASAS) SNAP Autism behaviour checklist (ABC) Social Response Scale (SRS) Autism diagnostic observation schedule (ADOS) and ADOS-G STAT Autism screening questionnaire (ASQ) TEACCH checklist Autism spectrum quotient (AQ) Wing autistic disorder interview checklist Autistic diagnostic interview (ADI, and also ADI-R) Childhood Asperger syndrome test (CAST) Childhood autism rating scale (CARS) Child communication checklist (CCC) Diagnostic interview for social communication disorders (DISCO) ERNIE Gillam autism rating scale (GARS) Narrative assessment protocol Assessment, diagnosis and clinical interventions for children and young people with autism spectrum disorders For use with Question 11: Diagnostic and statistical manual of mental disorders – 3rd Edition (DSM-III) Diagnostic and statistical manual of mental disorders – 3rd Edition (Revised) (DSM-III-R) Diagnostic and statistical manual of mental disorders – 4th Edition (DSM-IV) Diagnostic and statistical manual of mental disorders – 4th Edition (Text Revision) (DSM-IV-TR) Gillberg’s criteria (1989, 1991) International classification of diseases 8 (ICD 8) International classification of diseases 9 (ICD 9) International classification of diseases 10 (ICD-10) Szatmari’s criteria (1989) For use with Question 12: Anxiety Learning difficulties Attention deficit hyperactivity disorder (ADHD) Obsessive Compulsive Disorder (OCD) Catatonia Psychomotor disorders Conduct disorder Reactive attachment disorder Constipation Sensation disorders Depression Sleep disorders Disruptive behaviour Speech/Communication disorders Dyslexia Tics Dyspraxia Tourette syndrome Epilepsy Vision disorders Gastrointestinal disorders Hearing disorders Immunology 53 Annex 3 54 For use with Question 13: Physical examination Auditory testing Blood tests: calcium/phosphorus; creatinine; full blood count; lactic acid; lead; magnesium; phenylalanine; pyruvic acid; 24 hour urine–uric acid Chromosomal investigations CT Scan Electroencephalogram (EEG) Immunological testing Karyotyping PET Scan Molecular genetics testing, including fragile X Monitoring of growth and development MRI scan Sleep electroencephalogram SPECT Scan Test for inborn errors of metabolism – methylmalonic acidurea; mitochondrial cytopathies; mucopolysaccaridoses; ornithine transcarbamilase; phenylketonuria; purine and pyrimidine disorders; Smith’s Lemli-Opitz syndrome; tyrosine hydroxylase deficiency; urinary indolylacryloylacine (IAG). Visual testing Assessment, diagnosis and clinical interventions for children and young people with autism spectrum disorders For use with Question 13: Communication, speech and language assessment A gesture test Renfrew language scales A visual perception/spatial assessment Reynell developmental language scales British picture vocabulary scale School based assessment of motor and process skills Central coherence School function assessment Child communication checklist Sensory motor profile Clinical evaluation of language fundamentals (CELF - pre-school 3-6.11 years, Social use of language programme CELF–3UK 6-21 years) Symbolic play test Derbyshire language scheme Test of pretend play Functional skills assessment Test of reception of grammar Happe stories The autistic continuum Macarthur communication development inventory The pragmatics profile of early communication skills in children Movement ABC test Theory of mind stories Play assessment Understanding ambiguity Pre-school language scales-3 (UK) For use with Question 13: Cognitive assessments Bailey Kaufman Psychoeducational profile revised (PEP-R) BASII Leiter Ravens CPM Emotion perception tests (eg FEEST) McCarthy scales Stanford-Binet Frontal lobe/executive function tests (eg Tower of Merrill-Palmer Vineland adaptive behaviour scales Hanoi, Wisconsin card sort) Mullen scales Wechsler tests – WPPSI, WISC WAIS Griffith scales 55 Annex 3 56 Investigations to be covered Supplementary investigations following diagnosis (to supplement KQs 13, 14 and 15): Iron/iron saturation Absolute CD4 cells Liver function tests Absolute CD8 cells Magnesium Absolute CD16 NK cells Malabsorption Absolute CD19 B cells Manganese Albumin Measles serology Blood toxic metals –lead, mercury, cadmium, aluminium MMR antigens C-reactive proteins Nitric oxide Calcium/corrected calcium Opioid peptides CD4/CD8 ratio Organic acid profile –glycolysis, amino acid metabolites, fatty acid Cholesterol metabolites, yeast/fungal, bacterial, anaerobic bacterial, Krebs cycle, neurotransmitters, pyrimidines Chromium Phosphate Coeliac screen Plasma sulphate Copper Red cell lipid Cytotron lymph count Red cell magnesium Essential fatty acids – red cells Routine haematology Ferritin Selenium Folate Serum vitamins, including B6, B12 Functional blood B vitamins Stool culture/parasitology/clostridia difficile toxin Globulin Total protein Glucose Triglycerides Hair mineral analysis Urea and electrolytes HUFA – highly unsaturated fatty acids Uric acid IgA Urine kryptopyrroles IgE Urine sulphate inorganic /organic IgG Urine sulphite IgM Assessment, diagnosis and clinical interventions for children and young people with autism spectrum disorders Zinc Interventions to be covered Non-pharmacological interventions (re: KQs 15, 17 and 20): Anger management programme; attachment; circle Homeopathy Speech therapy of friends Light and sound therapy SPELL Behavioural interventions LOVAAS or ABA (applied behavioural analysis) SPIRALS British sign language Makaton Talking mats Challenging behaviour interventions Movement programmes; physical exercise TEACCH (Treatment and Education of Autistic and Child’s talk related Communication in Handicapped Children) Occupational therapy; art therapy; auditory Cognitive behavioural therapy; desensitisation integration therapy; music therapy; Tomatis Teaching methods; brain gym therapy; group therapy method Theory of mind training Communication/language training; augmentive Parent programmes Total communication communication Peer mediated intervention Verbal behaviour Communication intervention; computer Picture Exchange Communication System (PECS); interventions; virtual reality training Visual language sign communication; signed English DDAT (Dyslexia, Dyspraxia, Attention Deficit Visual therapies; colorimetric therapy; Irlen lenses/ Portage Treatment Centre) glasses; orthoptics Precision teaching Developmental skills Psychotherapy; autogenic training Dolphins and combinations of the above Psychodynamic psychotherapy EarlyBird Self awareness training Facilitated communication Sensory integration therapy Gentle teaching; growing minds; intensive interaction Sexual health Hanen Parent Programme Social communication training Heavy metal chelation Social interaction training HELP Social skills training; daily life therapy Herbal/homeopathic interventions Social stories Holding therapy Sonrise OPTIONS 57 Annex 3 58 Interventions to be covered (a) Pharmacological therapy (Re: KQs 16, 18 and 21) Antibiotics Haloperidol Psychostimulants; dexamphetamine; methylphenidate (Ritalin) Anticonvulsants; carbamazepine, valproic acid Laxatives (sodium valproate) Secretin Lithium Antidepressants; atomoxetine Selective Serotonin Reuptake Inhibitors (SSRIs); Melatonin fluoextine; fluvoxamine; paroxetine; sertraline; Antiemetic agents; chlorpromazine Naltrexone venlafaxine Antifungal agents Nystatin Sertraline Antimigraine agents; clonidine Opiate antagonists Steroids Antipsychotic agents; clozapine; olanzapine; Pimozide Tricyclic antidepressants; amitriptyline; quetiapine; risperidone; thioridazine clomipramine; desipramine; imipramine Antiviral agents; acyclovir Interventions to be covered (b) Diet therapy (Re: KQs 15, 17 and 20) Amino acids Manganese Dietary supplements; enzymeaid; evening primrose oil Myelin based protein supplements; probiotics Dimethylglycine Omega 3 fatty acids; docosahexaeonic acid (DHA), eicosapentaenoic acid (EPA), short chain fatty acids Eye-Q Special diets; additive free, exclusion diets, casein free, gluten free, low Fatty acids; essential fatty acids salicylate, low sugar, molecular diet, orthomolecular diet, yeast free. Highly unsaturated fatty acids (HUFA) Vitamins; vitamin B6, vitamin C/ascorbic acid Liquorice Zinc Magnesium Assessment, diagnosis and clinical interventions for children and young people with autism spectrum disorders Annex 4 Structured instruments for use in screening high risk groups Instrument Format Description Target Age Range Pervasive Developmental Disorders Completed by a professional Adequate reliability 1-18 years old Rating Scale229 Modified-Checklist for Autism in Parent questionnaire Developed from the CHAT, accurately 18-30 months old Toddlers (M-CHAT) 30 discriminates autism from other developmental disorders The Childhood Autism Rating Scale Completed by professionals after taking a Over 2 years old (CARS) 53 clinical history and observing the child The Screening Tool for Autism in Two Completed by a professional after High sensitivity, specificity and 24-35 months old Year Olds (STAT) 34 interacting with the child in a structured acceptable reliability play context Checklist for Autism in Toddlers Completed by a professional after a Accurately discriminates autism from 2-3 years old (CHAT) 37 brief interview with parents and a semi- other developmental disorders structured observation period with the child The Social Communication Disorders Parent self report Good reliability and validity 3-18 years old Checklist230 Social Communication Parent or primary care giver report Based on ADI-R, able to discriminate Over 4 years old Questionnaire36 between children with a diagnosis of an ASD and children who do not have an ASD Social Responsiveness Scale231 Parent or teacher report Measures the severity of social 4-18 years old impairment. 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Autism 1997;1(2):135-62. 65 NON-PHARMACOLOGICAL INTERVENTIONS NON-PHARMACOLOGICAL INTERVENTIONS PHARMACOLOGICAL INTERVENTIONS   PARENT-MEDIATED INTERVENTIONS BEHAVIOURAL/PSYCHOLOGICAL INTERVENTIONS The potential balance of risks and benefits from any pharmacological treatment needs to be considered for each  Parent intervention programmes should be considered as B Behavioural interventions should be considered to address individual child, and discussed as appropriate with them they may help families interact with their child, promote a wide range of specific behaviours, both to reduce and their parents/carers, so that they can make an informed development and increase parental satisfaction, empowerment symptom frequency and severity and to increase the decision. and mental health. development of adaptive skills. No pharmacological treatments have ASD as a licensing indication, and there are few drugs specifically licensed for use  COMMUNICATIONS INTERVENTIONS  Healthcare professionals should be aware that some aberrant in children and adolescents. Pharmacological treatment may behaviours may be due to an underlying lack of skills or may be considered when appropriate, for treatment of comorbid D Interventions to support communication are indicated, represent a child’s strategy for coping with their individual psychiatric or neurodevelopmental conditions in ASD or such as the use of visual augmentation, eg in the form difficulties and circumstances. as a short to medium term intervention for specific severe of pictures of objects aggression or other symptoms. Interventions to support social communication should  Behavioural therapy should be considered for children and be considered, with the most appropriate intervention young people who experience sleep disturbance.  Pharmacological treatment of children with ASD should only being assessed on an individual basis. be undertaken by clinicians with appropriate training and  Children and young people may benefit from occupational access to pharmacy or other support as required.  Adapting the communicative, social and physical environments therapy, eg providing advice and support in adapting environments, activities and routines in daily life.  of children and young people with ASD may be of benefit (eg RISPERIDONE providing visual prompts, reducing requirements for complex social interactions, using routine, timetabling and prompting A The Lovaas programme should not be presented as an b Risperidone is useful for short term treatment of and minimising sensory irritations). intervention that will lead to normal functioning. significant aggression, tantrums or self injury in Auditory integration training is not recommended. children with autism  BIOMEDICAL AND NUTRITIONAL INTEVENTIONS Weight should be monitored regularly in children and Facilitated communication should not be used as a means to communicate with children and young people young people who are taking risperidone.  Gastrointestinal symptoms in children with ASD should be managed in the same way as in children without ASD. with ASD.  METHYLPHENIDATE  Advice on diet and food intake should be sought for children  Professionals should be aware that some interventions require and young people with ASD who display significant food a level of verbal and cognitive development which precludes b Methylphenidate may be considered for treatment of selectivity and dysfunctional feeding behaviour, or who are their employment with some groups of children and young attention difficulties/hyperactivity in children or young on restricted diets that may be adversely impacting on growth, people with ASD. people with ASD. or producing physical symptoms of recognised nutritional deficiencies or intolerances.   Use of a test dose to assess if methylphenidate is tolerated could be considered in children prior to any longer trial  Side effects should be carefully monitored.  MELATONIN D Melatonin may be considered for treatment of sleep problems which have persisted despite behavioural interventions. 98 Assessment, diagnosis and clinical interventions for children and young people with autism spectrum disorders RECOGNITION, ASSESSMENT & DIAGNOSIS SPECIALIST ASSESSMENT SPECIALIST ASSESSMENT (CONTD)   HISTORY TAKING CONDITIONS ASSOCIATED WITH ASD  RECOGNISING POSSIBLE ASD C Population screening for ASD is not recommended. D Healthcare professionals should take an ASD specific C Clinicians should be aware of the need to routinely check for diagnostic history comorbid problems in children and young people with ASD. C ASD specific history taking instruments may be Where necessary, detailed assessment should be carried out D As part of the core programme of child health to accurately identify and manage comorbid problems. surveillance, healthcare professionals can contribute considered as a means of improving the reliability of to the early identification of children requiring further ASD diagnosis. assessment for ASD, and other developmental disorders:  Healthcare professionals should recognise that children and young people with ASD may also have medical problems or  CLINICAL OBSERVATION/ASSESSMENT clinical assessment should incorporate a high level of emotional difficulties/disorders and should have access to the vigilance for features suggestive of ASD, in the domains same range of therapeutic interventions as any other child. D Healthcare professionals should directly observe of social interaction and play, speech and language and assess the child or young person’s social and development and behaviour communication skills and behaviour SERVICE PROVISION CHAT or M-CHAT can be used in young children to Healthcare professionals should consider using ASD C identify clinical features indicative of an increased risk specific observational instruments, as a means of D All professions and service providers working in the ASD of ASD but should not be used to rule out ASD improving the reliability of ASD diagnosis. field should review their training arrangements to ensure staff have up-to-date knowledge and adequate skill levels.  The assessment of children and young people with  developmental delay, emotional and behavioural problems, CONTEXTUAL AND FUNCTIONAL INFORMATION  Social work contact with families should be instituted or or genetic syndromes should include surveillance for ASD as extended during periods of transition. part of routine practice.  Information about children and young people's functioning outside the clinic setting, should routinely be obtained from  Healthcare professionals should consider informing families as many available sources as is feasible. INFORMATION AND SUPPORT that there is a substantial increased risk of ASD in siblings of  affected children. INDIVIDUAL PROFILING D Professionals should offer parents good quality written information and an opportunity to ask questions when D All children and young people with ASD should have a disclosing information about their child with ASD C The use of an appropriate structured instrument may be comprehensive evaluation of their speech and language a useful supplement to the clinical process to identify Parents should be provided with information in an and communication skills, which should in turn, inform accessible and absorbable form. children and young people at high risk of ASD. intervention. D ASD should be part of the differential diagnosis for very  Children, young people and their parents should routinely  Practitioners should note that an individual’s level of receive written information. This may include copies of the young (preschool) children displaying absence of normal comprehension may be at a lower developmental level than letters sent to the various professionals who have been asked developmental features, as typical ASD behaviours may that suggested by their expressive language skills. to assess their child. not be obvious in this age group. D Children and young people with ASD should be considered B Education and skills interventions for parents of  If on the basis of initial assessment, it is suspected that a child for assessment of intellectual, neuropsychological and pre-school children with ASD should be offered. or young person may have ASD, they should be referred for adaptive functioning. specialist assessment.  Education and skills interventions should be offered to parents  Regardless of the findings of any earlier assessments, referral  Occupational therapy and physiotherapy assessments should of all children and young people diagnosed with ASD. be considered where relevant. for further diagnosis of an ASD assessment should be considered at any age.  Families should be advised of relevant legislation under the  BIOMEDICAL INVESTIGATIONS Adults with Incapacity Act (Scotland).  The use of different professional groups in the assessment D Where clinically relevant, the need for the following process is recommended as it may identify different aspects should be reviewed for all children and young people of ASD and aid accurate diagnosis with ASD: Specialist assessment should involve a history-taking physical status, with particular attention to neurological element, a clinical observation/assessment element, and dysmorphic features and the obtaining of wider contextual and functional information karyotyping and Fragile X DNA analysis The appropriateness of an assessment of mental health audiological status needs should be considered for all children and young investigations to rule out recognised aetiologies of ASD people with ASD. (eg tuberous sclerosis)