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Between 1968 and 1975 there was a sharp decline in the age-adjusted mortality rates from coronary heart disease, cerebrovascular diseases, and all major cardiovascular diseases among U.S. white and nonwhite males and females (50). As shown in Table 1, the decrease is close to 33 percent for stroke. Additional major reductions in disability and death from stroke can come largely from preventive measures, not from further innovations in treatment of the completed catastrophe. Formulation of a preventive program is greatly aided by an understanding of the epidemiology of cerebrovascular disease, including the chain of circumstances leading to its occurrence, the identity of vulnerable subgroups of the population, the existence of modifiable predisposing factors, and the natural history of the disease. Magnitude of the Problem Cerebrovascular diseases, both ischemic and hemorrhagic, are a public health problem of major proportions. They constitute the third leading cause of death, after coronary heart disease and cancer, and are responsible for 9 percent of all deaths in the United States (33). There are about 1.8 million stroke victims in the United States, and about a half-million new events occur each year; there are approximately 200,000 deaths annually in the United States from strokes. In the Framingham study it was estimated that the chances of suffering a stroke before age 70 are 1 in 20. The incidence was found to double in each successive decade after age 45. Although stroke incidence becomes substantial only after age 65, 20 percent of strokes occur before that age. In men, the average annual incidence of atherothrombotic brain infarction is only one-third that of myocardial infarction, with stroke incidence lagging behind myocar- dial infarction by more than 10 years. In women, on the other hand, brain infarction incidence and myocardial infarction incidence are virtually identical (56). The reasons that brain infarction is manifest- ed later in life than CHD in men and exhibits little male predomi- nance are unclear. In the United States, stroke mortality is higher among blacks than among whites, and the difference decreases with age. The Stroke Entity There are three major specific forms of cerebrovascular diseases: (1) cerebral insufficiency associated with transient blood flow deficiencies; (2) cerebral infarction caused either by the blocking of a vessel by an embolism or by thrombosis; and (3) cerebral hemor- rhage, including parenchymal and subarachnoid. The terms “stroke” 159 TABLE 1.—Percentage of change in mortality rates of causes of death in persons aged 35 to 74, by sex and color, United States, 1968-1976 Percentage of change White White Nonwhite Nonwhite Cause of death men women men women All Coronary heart disease ~21.0 -26.5 ~30.7 -39.1 -24.3 Cerebrovascular diseases 30.6 ~30.4 43.7 AT ~32.7 Major cardiovascular diseases -20.9 -26.1 -33.2 40.7 -24.6 All causes ~-15.3 -16.4 -24.8 32.7 -17.3 SOURCE: Stamler (50). and “cerebral vascular accident” are nonspecific; they refer to a variety of clinical entities and are usually used in reference to syndromes accompanying ischemic or hemorrhagic lesions. The underlying process of a stroke may be an atheroma (i.e., fatty deposit in the inner lining of an artery wall), thrombosis, embolism, a bleeding disorder, a developmental anomaly, an aneurysm, inflam- mation, failure of flow, or increased blood viscosity. The chief causes of cerebral ischemia are atherothrombosis and embolism. Intracrani- al hemorrhage is generally due to hypertensive intracerebral hemorrhage, rupture of a saccular aneurysm, or bleeding from an arteriovenous malformation. A cerebral embolism usually originates in the heart, particularly when atrial fibrillation, rheumatic valvu- lar deformity, myocardial infarction with a mural thrombus, or a valve prosthesis is present; it may also arise from ulcerated atheroma in the carotid, vertebrobasilar, or middle cerebral arteries. The main trunk of the middle cerebral artery and its branches are the most common sites for the formation of intracranial thrombosis. The reliability of stroke diagnoses and case ascertainment in diverse populations has presented problems for epidemiological and clinical research. With the fairly recent development of new technology such as computer-assisted tomography, however, the accuracy and the quality of differential diagnosis as to type of stroke are improving. It is unlikely that any single etiology or set of risk factors applies equally to all types of stroke. Atherothrombotic brain infarction is the most common variety of stroke, accounting for about 59 percent of the total number of strokes in the Framingham population (56). Cardiovascular Risk Factors Since the underlying pathologic features of atherosclerosis in the cerebral, cardiac, and peripheral circulation are virtually identical, 160 it is not unexpected to find that they share a number of precursors. Although some significant differences in their impact exist, there are a number of modifiable risk factors common to brain and myocardial infarction (22). In fact, when five major cardiovascular risk factors (systolic blood pressure, serum cholesterol, glucose intolerance, cigarette smoking, and electrocardiogram-left ventricular hypertro- phy (ECG-LVH)) are considered jointly as a cardiovascular risk profile, they are actually more highly predictive of brain infarction than of coronary heart disease (24). The top decile of multivariate risk using this profile identifies half the strokes evolving in the Framingham population, compared with only 25 percent of the coronary events (22). However, for cerebrovascular disease, systolic blood pressure and ECG-LVH were the chief determinants of this multivariate predictive capacity. In addition to these risk predictors, various cardiac impairments such as coronary heart disease, cardiac failure, and atrial fibrillation are major predisposing factors (55). Cigarette smoking, which is a major predictor for coronary heart disease, has been less consistently predictive for cerebrovascular disease; but nevertheless appears to play a significant role among men at younger ages. Hypertension A consistent finding in epidemiologic studies is that elevated blood pressure is the most important risk factor for stroke. This seems to apply for virtually all varieties of stroke (56). It is the key risk factor for intracerebral hemorrhage, occlusive cerebral vascular disease, and perhaps subarachnoid hemorrhage (28). About 50 to 60 percent of strokes occur in the 20 percent of the population with definite hypertension. Hypertension predisposes powerfully to stroke at all ages and in both sexes, and even mild elevations in blood pressure double the risk. The stroke risk for isolated systolic hypertension is substantial, and the exclusive use of diastolic pressure to judge the risk in the elderly with systolic hypertension can be misleading. No component of blood pressure, including the pulse pressure, mean arterial pressure, or diastolic pressure, is more closely related to stroke incidence than systolic pressure (25). Also, lability of the pressure has not been shown to reduce the risk, and it is not safe to use the lowest pressure recorded to determine whether treatment is indicated. Blood Lipids Lipids and their lipoprotein vehicles, closely linked to coronary disease incidence, are of uncertain importance for stroke. Neither cholesterol nor triglyceride levels have any predictive value beyond age 55, when strokes are common, and partition of the serum total cholesterol into its atherogenic low density lipoprotein (LDL) and 161 protective high density lipoprotein (HDL) components does not clarify the role of cholesterol in stroke as it does for coronary heart disease in advanced age (11). In women there is actually a paradoxi- cal, strong negative association of brain infarction incidence with LDL cholesterol. This inverse relationship to atherogenic cholesterol has also been noted in Japanese men and for intracerebral hemor- rhage (79). Hence, further clarification is needed. Glucose Atherothrombotic brain infarction incidence is increased threefold in diabetics. In contrast to coronary heart disease, the impact of impaired glucose tolerance does not diminish with advancing age and is not greater for women than for men. The effect of diabetes mellitus is independent of other risk factors, but is greatly influ- enced by coexistent hypertension or cardiac disease (23). Cardiac Disease Even if asymptomatic, cardiac changes such as ECG-LVH, cardiac enlargement on X-ray, atrial fibrillation, coronary disease, cardiac failure, or rheumatic heart disease powerfully predispose to the occurrence of strokes. ECG-LVH is the most powerful ECG predictor. Atrial fibrillation, chronic as well as intermittent, increases stroke risk sixfold, and when accompanied by rheumatic heart disease, seventeenfold (55). Although each contributes independently to risk, coexistent hypertension further augments the risk associated with any cardiac impairment. Environmental Factors Few modifiable environmental contributors to stroke incidence have been convincingly demonstrated. The demonstrated association of obesity with stroke incidence appears to derive mainly from the higher blood pressure and glucose intolerance that it promotes. Physical activity is weakly and inconsistently related to stroke incidence (55). The apparent influence of coffee intake disappears on adjustment for coexistent alcohol and cigarette use. Alcohol seems to be associated with an increased risk of stroke in some studies, possibly because of higher blood pressure in alcohol users. Cigarette Smoking The contribution of cigarette smoking to the incidence of stroke may vary depending on the type of stroke or clinical manifestation of cerebrovascular disease. The evidence for such a relationship suggests that smoking is more strongly associated with premature (i.e., before age 55) and nonfatal strokes than with fatal strokes (22). 162 With 16 years of followup data on 293,000 insured US. veterans, Rogot and Murray (43) reported that 653 excess stroke deaths were associated with cigarette smoking, producing a mortality ratio of 1.47, Earlier, with 8.5 years of followup, Kahn (21) had found stroke mortality to be 1.4 times higher in smokers and rates to increase with amount smoked. In the more recent study, a slight dose- response relationship was found for both current and ex-smokers, with mortality ratios lower among former smokers than among current smokers. Mortality ratios for stroke were near unity for smokers of only cigars or pipes—1.07 and 0.99, respectively (43). A study of 54,460 men employed in British industries revealed no relationship between the cigarette habit and stroke mortality over 3 years, but demonstrated a threefold excess coronary mortality (3). Kuller (28), in a review of the epidemiology of stroke, concluded that there was no consistent evidence of a relationship of cigarette smoking to stroke in several population and case-control studies. Data after 24 years of followup in the Framingham study showed no overall statistically significant relationship between the incidence of atherothrombotic brain infarction (ABI) and cigarette smoking among males. The stroke incidence was lower in nonsmoking males only between the ages of 45 and 54, and no clear dose-response was evident (56). In a comparison of stroke prevalence—not specified as to type—among Japanese in Japan, Hawaii, and California, prelimi- nary analyses revealed positive correlations between stroke and increased blood pressure, ECG-LVH, and cigarette smoking for all ages (20). Paffenbarger et al. (37) found no relationship between cigarette smoking and stroke in a 22-year followup of 3,686 long- shoremen. In an earlier study of chronic diseases among male former students at Harvard, Paffenbarger and Wing (38) noted a slight excess of nonfatal stroke among those who had smoked during college. They also found that hypertension, overweight, and short stature were predisposing characteristics for stroke in later life. The data must be interpreted with some caution, however, because they were abstracted from existing school records and the smoking information was not collected in a standardized manner. In a Canadian retrospective study (1), a relative risk of 2.4 (p<0.001) was found for stroke and smoking, but these results are also subject to potential bias in the recording of the smoking history. Hammond and Horn (15) studied the relationship between smok- ing and disease among 187,783 white men, 50 to 69 years old, followed from May 1952 through October 1955. Of the 11,870 deaths during this period, 1,050 were from cerebral vascular lesions. A statistically significant mortality ratio of 1.30 was found for smokers and a dose-response relationship was apparent. 163 TABLE 2.—Mortality ratios for cerebrovascular disease related to smoking, United States, 1969? Mortality ratios (V=4,099), by age Cigarettes/day 40-49 50-59 60-69 70-79 Males Never smoked 1.00 1.00 1.00 1.00 1-9 2.79 1.95 1.30 0.95 10-19 1.14 148 1.44? 0.92 20-30 2.21 2.03 1.62 1.22 >40 1.64 2.40 1.72 0.68? Females Never smoked 1.00 1.00 1.00 1.00 1-9 1.50 1.26 1.26 0.83 10-19 2.60 2.70 2.15 0.573 20-30 2.90 2.67 1.83 1.28 >40 5.70? 3.52? _ -_ 1 Population included 358,584 males and 445,875 females, 40-79 years of age at entry. Data collected from questionnaire and 6-year followup of death certificate. ? Based on only five to nine deaths. SOURCE: Hammond and Garfinkel (14). In a large-scale prospective study of male British physicians, Doll and Hill (8) found that the results differed somewhat between the 10th and 20th year of followup. A stroke mortality ratio of 1.2 was found for smokers at the 10-year followup, with no dose-response relationship evident. After 20 years of followup, a relative risk for cerebral thrombosis of 1.52 was found for heavy smokers and a strong dose-response relationship was apparent (9). In an analysis of the 1,094 deaths that occurred among female British physicians who had been followed for 22 years, Doll et al. (7) found no effect of smoking on mortality from cerebral thrombosis; however, there were only 68 such deaths. The American Cancer Society studied prospectively more than a million men and women enrolled in 1959, following them for 13 years. With 6 years of followup, mortality ratios for cerebral vascular disease were found to be increased among male and female smokers compared with nonsmokers, with the highest ratios evident among the 40- to 49-year-olds (Table 2). The excess risk was not present in either sex past age 70. There was no significant dose— response relationship (13, 14). A study of the differences in mortality ratios by the type of cigarette smoked (29) and a later analysis of data from the American Cancer Society study indicated lower mortality ratios from stroke among males who smoked low tar and nicotine or filtered cigarettes than among smokers of higher tar and nicotine cigarettes or of “plain” cigarettes (6). No such differences were found among 164 females. A study conducted by the Tobacco Research Council in England showed mortality ratios that were lower, but not signifi- cantly so, among smokers of lower tar and nicotine cigarettes (6). In 1965, Ostfeld began a prospective study among random samples of the elderly in Cook County, Illinois, to determine variables associated with stroke. They found that stroke-prone persons can be identified even among the elderly. Stroke risk was higher among the blacks and among persons with preexisting cardiovascular disease, transient ischemic attacks (TIAs), diabetes mellitus, or hypertensive cardiovascular disease. Cigarette smoking was, however, unrelated to any class of stroke in the elderly, with or without preexisting cardiovascular precursors (36). Kimura (26) reviewed the results of six prospective studies of cardiovascular disease in Japan and found a correlation of cigarette smoking with myocardial infarction when accompanied by abnor- malities in serum cholesterol and blood pressure; no relationship of cigarette smoking to stroke was noted. Okada et al. (34) studied stroke prospectively in Japanese men 40 years old or older residing in two rural communities and found relative risks of intracerebral hemorrhage and brain infarction among nonsmokers that were not statistically significantly lower than those in smokers. In an 8-year prospective study of a random sample of 35- to 59- year-olds in two counties in eastern Finland, age, blood pressure, diabetes mellitus, and previous stroke were found to be predictive of stroke incidence in both men and women. Cigarette smoking and serum triglyceride levels were found to be positively associated with stroke among men, but not among the women (47). In an effort to predict coronary heart disease and other mortality rates, Menotti et al. (32) analyzed 14 CHD risk factors using a multiple logistic function model. The study included 1,524 men between 40 and 59 from two rural areas in Italy who were measured for all 14 risk factors upon entry. After 15 years, 37 men had had a stroke. Of the 14 risk factors considered, age and blood pressure were the only factors found to be significantly associated with stroke risk, ranking 1 and 2, respectively. Smoking ranked third for predicting stroke, but was not statistically significant. In a retrospective study (16) of 126 stroke patients and 212 matched controls in Tilburg, Holland, a significantly increased risk of stroke associated with cigarette smoking was not found. Hyperten- sion was found to be related to stroke, and the risk was age dependent, being strongest among the younger patients. An investigation in Finland (70) of 128 men and 85 women under 50 years of age with ischemic stroke revealed 1.5 times as many cigarette-smoking men and three times as many cigarette-smoking women in the stroke group as in the Finnish population of the same age. Hypertension, abnormal electrocardiographic findings, and oral 165 contraceptive use in women were also shown to increase risk. Ina large prospective study (40) of women under 55 years of age in California who were followed for 6.5 years, cigarette smoking increased the risk of subarachnoid hemorrhage 5.7 times and use of oral contraceptives increased it 6.5 times. The relative risk was 21.9 among women who both smoked and used the pill compared with nonsmoking nonusers. In a case—control study (4) involving 12 university hospitals, 598 nonpregnant women with strokes between age 15 and 44 were identified. Compared with controls, current use of oral contraceptives was considerably higher in women with thrombotic strokes (ninefold) and somewhat higher in women with hemorrhagic strokes. It was also found that 74 percent were current or past smokers. In an investigation of 75 hemiplegics aged 18 to 50 years, Steinmann (51) found that cardiac disease and hypertension were the predominant risk factors. In men, but not in women, heavy smoking was a risk factor. Further confirming the general impression that cigarette smoking is a stroke risk factor in young men are the results of three case— control studies. Among 100 male stroke patients, aged 40 to 69, Koch et al. (27) found a relative risk of 11.2 for smokers of more than 20 cigarettes a day. In a study (30) of 56 male and 34 female patients under 66 years of age with cerebral hemorrhage or infarction, significantly more stroke patients than their matched controls were found to be smokers, and more smoked at least a pack of cigarettes a day. Other factors predisposing to stroke in this study population were high blood pressure, oral contraceptive use, and a family history of stroke, plus cerebral neoplasm and thrombocytopenia. In another study (52), among 39 male and 28 female ischemic stroke patients, cigarette smoking was found significantly more frequently among male cases than among matched controls. In the young females, use of oral contraceptives was the predominant risk factor. Haberman et al. (12) summarized mortality and incidence studies dealing with smoking and stroke (Tables 3 and 4). They pointed out that the relationship between smoking and cerebrovascular disease is not a uniform finding of the epidemiologic studies of this disease process. The authors cautioned that the studies are not strictly comparable because of variations in methodologies, but they suggest- ed that an association between smoking and stroke may exist but be age dependent. An age dependency is suggested by the Framingham and Paffenbarger studies. Transient Ischemic Attacks Some evidence connects cigarette smoking with transient ischemic attacks (TIA). In a 6-year followup for TIA of 7,895 men aged 45 to 68 years in the Honolulu heart study (42), prior cigarette smoking was 166 TABLE 3.—Results of stroke incidence studies Relationship between Approximate Study Type ' Date Disease? stroke and smoking* relative risk Hiroshima P 1958-64 cl None - Washington P 1961-71 Stroke None 09 Cl None 0.8-1.1 Framingham P 1949-73 ABI Yes. Not sig 1.1-2.7 (males) Manitoba R 1970-71 of Yes. Sig? 2.4 Rural Japan P 1964-70 Stroke Yes. Not sig 1.9-2.7 Harvard P 1916-66 Nonfatal CI Yes. Sig 16 Walnut Creek P 1969-76 SAH Yes. Sig 5.7 Queen Square R 1965-78 Aneurysm Yes. Sig? 3.8 1 P denotes prospective; R denotes retrospective. * Cl: cerebral infarction; ABI: atherothrombotic brain infarction; SAH: subarachnoid hemorrhage. *? denotes doubt about the study design. SOURCE: Haberman et al. (12). TABLE 4.—Results of stroke mortality studies Relationship between Approximate Name Type’ Date stroke and smoking mortality ratio Longshoremen P 1951-69 None 11 Washington P,R 1962-71 None 0.9 Harvard P 1916-66 Yes 2.1 Dorn P 1954-62 Yes 13-19 British doctors (10 year) P 1951-61 None 12 British doctors (20 year) Pp? 1951-71 Yes 11-15 American Cancer Society P 1959-65 Yes 1.3-2.8 P denotes proapective; R denotes retrospective. * Based on cerebral thrombosis only. SOURCE: Haberman et al. (72). associated with TIA, even in multivariate analysis taking other risks into account. However, Ostfeld et al. (35) found conflicting results. Subarachnoid Hemorrhage A retrospective study (2) of patients with subarachnoid hemor- rhage demonstrated an association with cigarette smoking. In this study, smoking was estimated to increase the risk of a subarachnoid hemorrhage almost fourfold in both sexes. In the Walnut Creek contraceptive study this was confirmed, with a 5.7-fold increased risk compared with nonsmokers (39). Also, in a 6.5-year followup of this cohort of 16,759 white middle-class women aged 18 to 54, cigarette smoking was associated with a fivefold to sevenfold relative risk of subarachnoid hemorrhage and also with a 4.8-fold risk for other strokes (40). 167 Smoking Cessation Controlled clinical trial data measuring the effect of smoking cessation on cerebrovascular disease are not available; observational studies have been published. In the 16-year followup of 293,000 insured veterans (43), specific causes of death were studied in relation to smoking status. Mortality ratios for ex-smokers were found to be much lower than for current smokers. For stroke, the mortality risk for the ex-smoker rapidly returned to the nonsmoker rate after the cessation of smoking. Koch et al. (27) found an increased risk of stroke in young patients that was not detectable in ex-smokers after 1 year. Oral Contraceptives Oral contraceptives (OCs) have been widely used for more than 20 years, and many reports suggest that women who use them are at increased risk of stroke (4, 5, 18, 44, 53, 54), Firm, undistorted prospective data on the risk of cigarette smoking in women taking OCs are sparse, owing to the generally low incidence of stroke in women of childbearing age. Reliance is placed chiefly on retrospec- tive data subject to unavoidable selective bias or on multicenter prospective data based on small numbers of events. Such data as exist strongly suggest a synergistic effect of smoking and oral contraceptives that may be related to “hemorrhagic stroke” (42, 46), In 1969, the Walnut Creek Contraceptive Drug Study began a long- term study of the effects of OC use on the health of women aged 18 to 54 at study initiation. After 6.5 years of followup, Petitti and Wingerd (39) analyzed the data from 15,260 women. The authors found relative risks associated with OC use of 6.5 and 7.6 for subarachnoid hemorrhage and thromboembolism, respectively. The risk of subarachnoid hemorrhage for smokers was 5.7 times that for nonsmokers; the relative risk of subarachnoid hemorrhage for women who smoked and used oral contraceptives was 21.9. Among the small number of ex-users, past use significantly increased the risk of subarachnoid hemorrhage, but not of other vascular diseases (39). In another study, cigarette smoking in itself was evidently not a demonstrable risk factor for stroke among women, even at an early age (42). In a two-part review article, Stadel (48, 49) indicates that OC use multiplies, rather than adds to, the risk of age and other factors in the development of myocardial infarction (MI) and stroke. On the basis of a total of only 31 cases reported in two studies and 134 reported in a third, Stadel (49) further indicates that current and past use of OCs appears to increase the risk of subarachnoid hemorrhage in women near age 35 or older (77). Stadel suggests that the risk of cardiovascular disease among current users of oral 168 TABLE 5.—Annual death rate for oral contraceptive users related to age, duration of use, and smoking habits User characteristic Annual death rate Age group 15-34 years 1 per 20,000 35-44 years 1 per 3,000 45-49 years 1 per 700 Duration of use < 5 years 1 per 8,000 > 5 years 1 per 2,000 Smoking habit Nonsmoker 1 per 10,000 Smoker 1 per 3,000 SOURCE: McQueen (31), Royal College of General Practitioners (42). contraceptives is related to the estrogen and progestogen content of the pill. A large prospective study in England (46,000 British women) found that both the incidence and the mortality rates of a variety of diseases, including cerebrovascular disease, were increased among users of oral contraceptives versus nonusers (45). The number of stroke deaths in the Royal College of General Practitioners (RCGP) study was small; thus, risk estimates were subject to error. Women over 35 and women who smoked and took oral contraceptives were found to be at substantially higher risk than were nonsmokers and nonusers of OCs. Additional analysis of the RCGP study including followup through 1976 showed that current or previous users of oral contraceptives had a standardized mortality rate for cerebrovascular disease 4.7 times that of controls. Increases in total death rates were found among older women, women who had used the pill for 5 or more years, and women who smoked cigarettes (44) (Table 5). Results from a case-control study conducted by the Collaborative Group for the Study of Stroke in Young Women (5) showed that cigarette smoking and the use of oral contraceptives were indepen- dent risk factors for subarachnoid hemorrhage; the relative risk was 2.6 for smokers and 4.1 for users of OCs. When a heavy smoker also took oral contraceptives, the risk increased to 6.1 or 7.6, depending upon the control group used for comparison. In an earlier report, the same group (4) reported that risk of cerebral ischemia or thrombosis was approximately nine times greater among women using oral contraceptives than among nonusing controls. They also reported 169 However, former cigarette smokers appear to have a lower risk of stroke than do continuing smokers. The key to stroke prevention is early, vigorous, sustained control of hypertension and the cardiac impairments that escalate the risk, Cigarette smoking cessation may also play a role, particularly in young male stroke candidates or in women using oral contraceptives. atherosclerotic cardiovascular disease, including stroke. Women cigarette smokers experience an increased risk for sub- arachnoid hemorrhage; the use of both cigarettes and oral contracep- tives appears to synergistically increase this risk. 170 Conclusions 1. Data from numerous prospective mortality studies have shown an association between cigarette smoking and cerebrovascular disease. 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