BIOGRAPHICAL SKETCHES II. RESEARCH PLAN - BOOK II This is an application for renewal of a grant supporting the Stanford University Medical EXperimental computer (SUMEX) research resource for applications of Artificial Intelligence in Medicine (AIM). The research plan has been divided into several logical parts: 1) Book I - Resource research objectives and rationale, progress report, and detailed research plans. 2) Book II ~ Biographical sketches, collaborating project reports and plans, and supporting appendixes. 3) Budget - First year budget detail, five-year budget summary, and budget explanation and justification. 5 BIOGRAPHICAL SKETCHES The following are biographical sketches for all professional personnel contributing to the SUMEX-AIM resource project. These do not include sketches for individual collaborating project investigators. Privileged Communication 1 J. Lederberg SECTION Il ~ PRIVILEGED COMMUNICATION BIOGRAPHICAL SKETCH (Giva the following information for all professional personnal listed on pega 3, begianirg with the Principal Investiontor. Use continuation pagas and fallow ths same genarst format for sach person} TAME TITLE ~~ [BIATHDATE (Ma, Day, Yn) Professor and Chairman FEIGE : E NBAUM, Edward A Computer Science Department January 20, 1936 PLACE OF BIRTH [City, Siete, Country) . PRESENT NATIONALITY {/f non-U.S. citizen, SEX indicate kind of visa and eapiration dats} Weehawken, New Jersey, U.S.A. U.S. citizen [3 Mata (1 Femata EDUCATION (3agin with baccalauraata training und includs postdcctoral} eeece EAR SCIENTIFIC INSTITUTION AND LOCATION DEGREE CONFERRED FIELD Carnegie Institute of Technology, B.S. 1956 Electrical Engineering Pittsburgh, Pennsylvania ; Carnegie Institute of Technology, Ph.D. “1959 Industrial . Pittsburgh, Pennsylvania Administration HONORS MAJOR RESEARCH INTEREST ROLE IN PROPOSED PROJECT Artificial Intelligence Co-Investigator RESEARCH SUPPOAT (See instructions) (See continuation page.) RESEARCH AND/OR PAOFESSIONAL EXPERIENCE (Sarrtirg with present position, List trining and axpariance relevant to arsa of project, List ail or most representative publications, Do not exceed 3 pages for cach individual.) 1976 - present Professor (by Courtesy) Department of Psychology, Stanford University 1976 - present Chairman, Department of Computer Science, Stanford University 1969 - present Professor of Computer Science, Stanford University 1965 - 1968 Associate Professor of Computer Science, Stanford University 1965 - 1968 Director, Stanford Computation Center, Stanford University 1964 - 1965 Associate Professor, School of Business Administration, University of California, Berkeley 1960 - 1963 Assistant Professor, School of Business Administration, University of California, Berkeley 1961 - 1964 Research Appointment, Center for Human Learning, University of California, Berkeley 1960 - 1964 Research Appointment, Center for Research in Management Science, University of California, Berkeley 1965 - present Editor, Computer Science Series, McGraw-Hill Book Company, New York 1968 - 1972 Member, Computer and Biomathematical Sciences Study Section, NIH Professional Societies: American Psychological Association, American Association for the Advancement of Science, Association for Computing Machinery (member, National Council of ACM, 1966-68) Consultantships: Information. Sciences Institute, University of Southern California; The RAND Corporation; System Development Corporation (knowledge-based systems project); Systems Control, Inc. (HASP project) PUBLICATIONS (See continuation page.) HIH 399 (FORMERLY PHS 393) Rav. 1/73 2 U, S. COVERNMENT PRINTTIG OFFICE : 1974 384-250/2004 Privileged Communication Joshua LEDERBERG BIOGRAPHICAL SKETCH - FEIGENBAUM, Edward A. RESEARCH SUPPORT 1. Contract No.: Title of Project: Grant Agency: a. Project Period: Annual Funding: % of Effort: b. Proposed Renewal: Annual Funding: % of Effort: Grant No.: Title of Project: Project Period: Annual Funding: % of Effort: Grant Agency: Grant No.: Title of Project: Project Period: Annual Funding: % of Effort: Grant Agency: Grant No.: Title of Project: Project Period: Annual Funding: % of Effort: urant Azency: Proposal Submitted: Title of Project: Project Period: Annual Funding: % of Effort: Grant Agency: DAHC-15~-7 3-C-0435 Heuristic Progranning Projeat ARPA 1/73 - T/TT $ 225,762 90% summer, 49% academic year 8/77 ~ 9/79 $ 375,000 (8/77-9/78), $ 350,000 (10/78-9/79) 33% summer 1977, 17% academic year 1977-78, 100% summer 1978, 18% academic year 1978-79 RR-00612 Resource Helat Computers and 5/T7T =~ 4/89 $ 218,580 (5/77-4/738) (Direct Costs) 5% (no salary) NIA ed Research - Chemistry (DENDRAL) MCS 74-23451 Automation of Seientifie Inference: Heuristic Computing Applied to Protein Crystallography 2/75 - 4/79 + 6 mos. & 75,000 5% (no salary) NSF MCS 76~11649 MOLGEN: A Computer Science Application to Molecular Genetics 6/76 ~ 5/73 + 5 mos. $ 55,350 10% acadenia year, 100% summer (2 mos. 1977) NSF Biomedical Knowledge Engineering in Clinical Hedicine 1/78 = 12/89 $ 170,879 (Direct Costs) 10% (no salary) NIH (subcontract) Privileged Communication Joshua LEDERBERG BIOGRAPHICAL SKETCH - FEIGENBAUM, Edward A. PUBLICATIONS Books and Monographs: Computers and Thought, co-editor with Julian Feldman, McGraw-Hill, 1963. Information Processing Language V Manual, Englewood Cliffs, N.J., Prentice-Hall, 1961 (with A. Newell, F. Tonge, G. Mealy, et.al.). An Information Processing Theory of Verbal Learning, Santa Monica, The RAND Corporation Paper P-1817, October 1959 (Monograph). Papers (1965-present): (List organized by topic) Heuristic DENDRAL Project: (1) J. Lederberg and E. A. Feigenbaum, "Mechanization of Inductive Inference in Organic Chemistry", in B. Kleinmuntz (ed), Formal Representations for Human Judgment, (Wiley, 1968). (Also Stanford Artificial Intelligence Project Memo No. 54, August 1967). (2) E. A. Feigenbaum and B. G. Buchanan, "Heuristic DENDRAL: A Program for Generating Explanatory Hypotheses in Organic Chemistry", in Proceedings, Hawaii International Conference on System Sciences, B. K. Kinariwala and F. F. Kuo (eds), University of Hawaii Press, 1968. (3) B. G. Buchanan, G. L. Sutherland, and E. A. Feigenbaum, "Heuristic DENDRAL: A Program for Generating Explanatory Hypotheses in Organic Chemistry". In Machine Intelligence 4 (B. Meltzer and D. Michie, eds) Edinburgh University Press (1969). (Also Stanford Artificial Intelligence Project Memo No. 62, July 1968.) (4) E. A. Feigenbaum, "Artificial Intelligence: Themes in the Second Decade". In Final Supplement to Proceedings of the IFIP 68 International Congress, Edinburgh, August 1968. (Also Stanford Artificial Intelligence Project Memo No. 67, August 1968.) (5) J. Lederberg, G. L. Sutherland, B. G. Buchanan, E. A. Feigenbaun, A. V. Robertson, A. M. Duffield, and C. Djerassi, "Applications of Artificial Intelligence for Chemical Inference I. The Number of Possible Organic Compounds: Acyclic Structures Containing C, H, 0 and N", Journal of the American Chemical Society, 91:11 (May 21, 1969). (6) A. M. Duffield, A. V. Robertson, C. Djerassi, B. G. Buchanan, G. L. Sutherland, E. A. Feigenbaum, and J. Lederberg, "Applications of Artificial Intelligence for Chemical Inference Il. Interpretation of Low Resolution Mass Spectra of Ketones". Journal of the American Chemical Society, 91:11 (May 21, 1969). Privileged Communication . Joshua LEDERBERG BIOGRAPHICAL SKETCH —- FEIGENBAUM, Edward A. Publications (continued) (7) B. G. Buchanan, G. L. Sutherland, E. A. Feigenbaum, "Toward an Understanding of Information Processes of Scientific Inference in the Context of Organic Chemistry", in Machine Intelligence 5, (B. Meltzer and D. Michie, eds) Edinburgh University Press (1970). (Also Stanford Artificial Intelligence Project Memo No. 99, September 1969.) (8) J. Lederberg, G. L. Sutherland, B. G. Buchanan, and E. A. Feigenbaum, "A Heuristic Program for Solving a Scientific Inference Problem: Summary of Motivation and Implementation", Stanford Artificial Intelligence Project Memo No. 104, November, 1969. (9) G. Schroll, A. M. Duffield, C. Djerassi, B. G. Buchanan, G. L. Sutherland, E. A. Feigenbaum, and J. Lederberg, “Applications of Artificial Intelligence for Chemical Inference III. Aliphatic Ethers Diagnosed by Their Low Resolution Mass Spectra and NMR Data". Journal of the American Chemical Society, 91:26 Wecember 17, 1969). (10) A. Buchs, A. M. Duffield, G. Schroll, C. Djerassi, A. B. Delfino, B. G. Buchanan, G. L. Sutherland, E. A. Feigenbaum, and J. Lederberg, "Applications of Artificial Intelligence for Chemical Inference IV. Saturated Amines Diagnosed by Their Low Resolution Mass Spectra and Nuclear Magnetic Resonance Spectra", Journal of the American Chemical Society, 92 (1970), 6831. (11) Y. M. Sheikh, A. Buchs, A. B. Delfino, G. Schroll, A. M. Duffield, C. Djerassi, B. G. Buchanan, G. L. Sutherland, E. A. Feigenbaum and J. Lederberg, "Applications of Artificial Intelligence for Chemical Inference V. An Approach to the Computer Generation of Cyclic Structures. Differentiation Between All the Possible Isomeric Ketones of Composition C6H100", Organic Mass Spectrometry, 4 (1970), 493. (12) A. Buchs, A. B. Delfino, A. M. Duffield, C. Djerassi, B. G. Buchanan, E. A. Feigenbaum and J. Lederberg, "Applications of Artificial Intelligence for Chemical Inference VI. Approach to a General Method of Interpreting Low Resolution Mass Spectra with a Computer", Chem. Acta Helvetica, 53 (1970), 1394. (13) E. A. Feigenbaum, B. G. Buchanan, and J. Lederberg, "On Generality and Problem Solving: A Case Study Using the DENDRAL Program". In Machine Intelligence 6 (B. Meltzer and D. Michie, eds.) Edinburgh University Press (1971). (Also Stanford Artificial Intelligence Project Memo No. 131.) (14) A. Buchs, A. B. Delfino, C. Djerassi, A. M. Duffield, B. G. Buchanan, E. A. Feigenbaum, J. Lederberg, G. Schroll, and G. L. Sutherland, "The Application of Artificial Intelligence in the Interpretation of Low-Resolution Mass Spectra", Advances in Mass Spectrometry, 5, 314. Privileged Communication Joshua LEDERBERG BIOGRAPHICAL SKETCH — FEIGENBAUM, Edward A. Publications (continued) (15) B. G. Buchanan, E. A. Feigenbaum, and J. Lederberg, "A Heuristic Programming Study of Theory Formation in Science." In proceedings of the Second International Joint Conference on Artificial Intelligence, Imperial College, London (September, 1971). (Also Stanford Artificial Intelligence Project Memo No. 145.) (16) D. H. Smith, B. G. Buchanan, R. S. Engelmore, A. M. Duffield, A. Yeo, E. A. Feigenbaum, J. Lederberg, and C. Djerassi, "Applications of Artificial Intelligence for Chemical Inference VIII. An Approach to the Computer Interpretation of the High Resolution Mass Spectra of Complex Molecules. Structure Elucidation of Estrogenic Steroids", Journal of the American Chemical Society, 94 (1972), 5962-5971. (17) B. G. Buchanan, E. A. Feigenbaum, and N. S. Sridharan, “Heuristic Theory Formation: Data Interpretation and Rule Formation". In Machine Intelligence 7, Edinburgh University Press (1973). (18) D. H. Smith, B. G. Buchanan, W. C. White, E. A. Feigenbaun, C. Djerassi and J. Lederberg, "Applications of Artificial Intelligence for Chemical Inference X. Intsum. A Data Interpretation Program as Applied to the Collected Mass Spectra of Estrogenic Steroids." , Tetrahedron, 29, 3117 (1973). (19) E. A. Feigenbaum, "Computer Applications: Introductory Remarks," in "Proceedings of Federation of American Societies for Experimental Biology," 33, 2331 (1974). (20) B. G. Buchanan, D. H. Smith, W. C. White, R. Gritter, E. A. Feigenbaum, J. Lederberg and C. Djerassi, "Applications of Artificial Intelligence for Chemical Inference. XXII. Automatic Rule Formation in Mass Spectrometry by Means of the Meta-DENDRAL Program." Journal of the American Chemical Society, 98:6168, (1976). (21) E. A. Feigenbaum, R. S. Engelmore, and C. K. Johnson, "A Correlation between Crystallographic Computing and Artificial Intelligence Research," Acta Cryst. A33 (Jan 1):13-18, (1977). (22) H. Penny Nii and Edward A. Feigenbaum, "Rule-based Understanding of Signals," to be presented at Workshop on Pattern-directed Inference Systems, (May 1977). Privileged Communication Joshua LEDERBERG BIOGRAPHICAL SKETCH — FEIGENBAUM, Edward A. Publications (continued) Information Processing Model Building in Psychology: (1) "Information Processing" in Readiness to Remember: Proceedings of the Third Conference on Remembering, Learning, and Forgetting, Gordon and Breach (1972). (2) "Information Processing and Memory," Proceedings of the Fifth Berkeley Symposium on Mathematical Statistics and Probability, Volume 4 (Biology and Health), University of California Press, 1967. Reprinted in Norman, D. (ed.) Models for Memory, Academic Press (1971). IFIP Congresses: (1) Invited speech: “Artificial Intelligence: Themes in the Second Decade." In Final Supplement to Proceedings of the IFIP 68 Congress, Edinburgh, August, 1968. Aliso available as A.I. Project Working Paper No. 67, August 1968. (2) Report on Panel on the Mechanization of Creative Processes. In Kalenich, W. (ed.), Proceedings of IFIP Congress 65, Volume 2, Spartan Books, 1966, pp. 600-601. Stanford Computation Center: “Computers at Stanford," (with N. Nielsen). In Stanford Annual Financial Report Summary, Stanford University, November 1967. Reprinted in IBM Computing Report, Vol. IV, No. 3 (May, 1968), 15-18. Other: "Soviet Computer Science, Revisited." Proceedings of the 20th ACM National Conference, August, 1965, pp. 225-226. Papers, Pre-1965: Available upon request. SECTION N — PRIVILEGED COMMUNICATION . BIOGRAPHICAL SKETCH (Givs the following information for oll professional personnal listed on page 3, beginning with the Principal Investigator, tke continuation pages and follow the same general format for each parson} NAME ‘ TITLE BIRTHDATE (Ma, Day, Yr] JIRAK, Gregory A. System Programmer April 24, 1951 PLACE OF SIRTH (City, Stats, Country) PRESENT NATIONALITY (If n9n-U.S. citizen, SEX " . indicats kind of visa and expiration cats) Flagstaff, Arizona, U.S.A. U.S. citizen CUsie Cl remats EDUCATION [32gin with baccalaureate training and inctuda postdoctoral) — —— par "YEAR SCIENTIFIC INSTITUTION AND LOCATION DEGREE CONFERAED FIELD California Institute of Technology, B.S. 1974 Mathematics Pasadena . (Information Science) HONORS MAJOA RESEARCH INTEREST ROLE IN PROPOSED PROJECT Computer systems design System Programmer, MAINSAIL RESEARCH SUPPORT (See instructions) — RESEARCH ANDJOR PROFESSIONAL EXPERIENCE {Seartirg with present position, fist teyining and experiance ratev3nt ta ares of project, List ail or most representative publications, Do not exceed 3 pages for cach individual.) 1976 — present System Programmer, MAINSAIL, SUMEX Computer Project, Department of Genetics, Stanford University 1974 - 1976 Scientific Programmer, DENDRAL Project, Instrumentation Research Laboratories, Department of Genetics, Stanford University 1973 -~ 1974 Software Engineer, Image Processing Laboratory, Jet Propulsion Laboratory, California Institute of Technology 1971 - 1973 Systems Programmer, Rapidly Extensible Language Project, California Institute of Technology e 1970 ~- 1971 Electronic Technician, Sound Master, Inc., Tempe, Arizona 1970 System Programmer, IBM 360/25 DOS, Curtis, Woodman & Roach, Inc., Yuma, Arizona 1968 — 1969 Junior Programmer, IBM 1401, Data Processing Center, Inc., Yuma, Arizona PUBLICATIONS (none) NIH 393 (FORMERLY PHS 398) 7 Ray. 1/73 # U.S. COYERNMENT PRINTING OFFICE : 1974 sa4-050/2036 SECTION H — PAIVILEGED COMMUNICATION BIOGRAPHICAL SKETCH {Give tha following information for ail professional parsonnal listed on pags 3, beginning with the Principal Inv=stigator. Use continuation pogas and follow ths me gensril format far seach person} NAME TITLE BIRTHDATE (Ma, Bay, ¥rJ JOHNSON, Suzanne M. Scientific Programmer November 26, 1944 PLACE OF GIRTH (City, Stats, Country) PRESENT NATIONALITY [/f non-U.S. citizen, SEX indicats kind of visa and expiration date) Pleasantville, New York, U.S.A. U.S. citizen > 3 CJ Mate Ry Famata EDUCATION ({Segin with baccatauraate training and include postdoctoral} . ne YEAR SCIENTIFIC INSTITUTION AND LOCATION DEGREE CONFEARED FIELO University of Arizona, Tucson B.S. 1966 Chemistry HONORS MAJOR RESEARCH INTEREST Computer applications in medicine and chemistry ROLE tN PROPOSED PROJECT Applications Programmer “RESEARCH SUPPOAT (See instructions) RESEARCH AND/OR PROFESSIONAL EXPERIENCE (Starting with present position, list trvnicrg and experiences relevant to area of project List alt or most roprssentative publications, Oo not axcoed 3 pages for sach individual.) 1974 - present Scientific Programmer, SUMEX Computer Project, Department of Genetics, Stanford University 1973 -— 1974 Scientific Programmer, Center for Radar Astronomy, Stanford Electronics Laboratories, Stanford University 1971 - 1973 Research Assistant (crystallographic studies/computer data reduction), Department of Chemistry, University of Iowa, Lowa City 1970 - 1971 Engineer, Geochemistry Section, Lockheed Electronics, Houston, Texas 1966 - 1969 Research Assistant (x-ray crystallographer) , Department of Chemistry, University of Tllinois, Urbana PUBLICATIONS (See continuation page.) NiH 393 (FORWEALY PHS 99a) Rey. 1/73 ll aU. S. GOVERNMENT PRINTING OFF7IC2: 1974 594-259/2004 Privileged Communication JoShua LEDERBERG BIOGRAPHICAL SKETCH - JOHNSON, Suzanne M. PUBLICATIONS 10. 11. 12. 13. Th. Johnson, S.M., Newton, M.G., Paul, I.C., Beer, R.J.S. and Cartwright, D.: The Molecular Structure of an Unsynn netrical §a-Thiathiophthen. Chem. Comaun., 1170, 1967. Johnson, S.M., MeKecknie, J.S., Lin, B. T-S. and Paul, I.C.: Crystal Structure of Bullvalene at 259. J. Am. Chem. Soc. 8937123, 1967. Jonnson, S.M., Paul, I.C., Rinehart, K.L., Jr. and Srinivasan, R.: The Molecular Configuration of Caldariomyein. J. Am. Chem. Soc. 90:135, 1968. Paul, I.C., Johnson, S.s., Paquette, L.A., Barrett, J.H. and Haluska, R.J.: The itlolecular Geometry of Derivatives of iH-Azepine in the Free and Complexed State. J. Am. Chem. Soc. 90:5023, 1968. Jonnson, S.M. and Paul, I.C.: Crystal and Molecular Structure of [16] Annulene. J. Am. Chem. Soc. 90:5555, 1958. Jonnson, S.M., Newton, M.G. and Paul, I.C.: Crystal and Molecular Structure of an Unsymmetrical 6a-Thiatniophthen: Single- erystal X-ray Analysis of 3~Benzoyl-5-p-bromo-pnenyl-2~methyl-thio-6a- thiathiopnthen. J. Chem. Soe. (8), 985, 1969. Paul, I.C., Johnson, S.M., Barrett, J.H. and Paquette, L.A.: The Thermal (6 + 4)W Co-cycloaddition of N-alkoxycarbonylazepins: Crystal Structure Analysis of a Derived Monomethiodide. Chen. Commun., 6, 1959. Coates, R.M., Parney, R.F., Johnson, S.M. and Paul, I.C.: The Crystal Structure of Khusimol p-Bromobenzoate. Chem. Commun., 999, 1959. Johnson, S.il. and Paul, I.C.: The Crystal and Molecular Structure of the Perhydromethiodide of an Unsyzsetrical N-~alkoxycarbonylazepine Dimer. J. Chem. Soc. (B), 1244, 1969. Johnson, S.. and Paul, I.C.: Crystal and Molecular Structure of 1- Acetonyl- 1-thionia-5-thia-cyclooetane Perchlorate. Tet. Letters, 177, 1969. Leonard, N.J., Golankiewiez, K., MoCredie, R.S., Johnson, S.M. and Paul, 1.C.: Synthetic Spectroscopic } iodels Related to Coenzymes and Base Pairs. III. A 1,1 t trimethyl ene-Linked Toaymine Photodiner of ecis-syn Structure. J. Am. Chem. Soc. 91:5855, 1969. Sabacky, M.J., Jonnson, S.M., Martin, J.c. a Paul, I.C.: Steric Effects in ortho-Substituted Triarylmethan J. An. Chem. Soc, 91:7542, 1969. Jonanson, S.M., Paul, I.C. and Xing, &.S.D.: [16] Annulene: The Crystal and Molecular Structure. J. Chem. Soc. (5), 643, 1970. Johnson, S.tl., Herrin, J., Liu, S.J. and Paul, I.C.: Crystal Structure of a Barium Complex of Antibiotic X-537A, Ba (C34 H5 3,03 )9 Hj 0. Chem. Commun. 72, 1970. 12 Privileged Communication Joshua LEDERBERG BIOGRAPHICAL SKETCH - JOHNSON, Suzanne M. Publications (continued): 15. 17. 18. 19. Johnson, S.M., Herrin, J., Liu, S.J. and Paul, I.C.: The Crystal and Molecular Structure of the Barium Salt of an Antibiotic Containing a High Proportion of Oxygen. J. Am. Chem. Soc. 92:4428, 1970. Gibson, E.K. and Johnson, S.M.: Thermal Analysis-Inorganic Gas Release Studies of Lunar Samples. Proc. Second Lunar Science Conference 2:1351, 1971. Gibson, E.K. and Johnson, S.M.: Thermogravimetric-Quadrupole Mass-Spectrometric Analysis of Geochemical Samples. Thermochimica Acta 4:49, 1972. Carhart, R.E., Johnson, S.M., Smith, D.B., Buchanan, B.G., Dromey, R.G. and Lederberg, J.L.: Networking and a Collaborative Researcn Community: A Case Study Using the DENDRAL Progran. In Computer Networking and Chemistry (Ed. Peter Lykos), American Chemical Society Symposium Series, No. 19, 1975. Levinthal, E.C., Carhart, R.E., Johnson, S.M. and Lederberg, d.: When Computers Talk to Computers. Industrial Research, November, 1975. 13 _ SECTION Ul — PRIVILEGED COMMUNICATION BIOGRAPHICAL SKETCH {Give tha following information for all professional personnal list2d on paga 3, beginning vath tha Principal Investigator. Use continuation pogas and follow tha mame zeneratl format for each person} NAME TITLE BIRTHOATE f{Ma, Oay, Yr.) KAHLER, Richard Q. Scientific Programmer — November 4, 1952 PLACE OF BIRTH (City, Stats, Country) PRESENT MATIONALITY (/f non-U.S. citizan, SEX — indicate kind of visa and expiration cata} Los Angeles, California, U.S.A. U.S. citizen FO mats [cl Female - : EDUCATION (3 9in with baccalauraats training and includs postdoctoral) , YEAR SCIENTIFIC INSTITUTION AND LOCATION DEGREES CONFERRED FIELD Stanford University (1969-72) None -- Electrical Engineering, Computer Science HONORS MAJOR RESEAACH INTEREST Subsystem software development, human engineering of user programs, user/project communications RESEARCH SUPPOAT (Soe jnstructions) ROLE IN PROPOSED PROJECT User Consultant RESEARCH AND/OR PROFESSIONAL EXPERIENCE (Sorcing with prasent position, fst trining and experiance ralavant to ares of project. List all or mest reorssentotive publications, Do not excesd 3 pages for ech individual.) 1975 - present Scientific Programmer, SUMEX Computer Project, Department of Genetics, Stanford University 1975 Computer Programmer, Institute for Mathematical Studies in the Social Sciences (IMSSS), Stanford University PUBLICATIONS (none) NIH 39a (FORMERLY PHS 9398 Rav. 1/73 398) 15 aU. S. GOVERNMENT PRINTING OF PICZ : 1974 saa0259/2006 SECTION U1 — PRIVILEGED COMMUNICATION BIOGRAPHICAL SKETCH {Give the following information for ail professional personnal tisted on page 3, beginning vd th the Principal lnysstigator. Use continuation pagas and follow the sams ganersi format for each person.) NAME LEDERBERG, Joshua TITLE Professor and Chairman Department of Genetics BIRTHDATE (Ma, Day, Yr.} May 23, 1925 PLACE OF BIATH (City, State, Country) Montclaire, New Jersey, U.S.A. PRESENT NATIONALITY (7f non-US eftizen, SEX indicate kind of visa and aupiration dats} U.S. citizen (XJ Mata (] Femala EDUCATION (Sayin with baccalaureate training and faclud? postdoc tora) - YeAR SCIENTIFIC INSTITUTIGN AND LOCATION DEGREE CONFERRED FIELD Columbia College, New York B.A. 1944 College of Physicians and Surgeons, Columbia Univ., New York (1944-46) Yale University Ph.D. 1947 Microbiology HONORS 1957 - National Academy of Sciences 1958 ~ Nobel Prize in Medicine MAJOR RESEARCH INTEREST Molecular Genetics, Artificial Intelligence AOLE IN PROPOSED PROJECT Principal Investigator RESEARCH SUPPORT (See instructions) (See continuation page.) RESEARCH AND/OR PAOFESSIONAL EXPERIENCE (Startirg with prasent position, Uist training and axpariance raisvant to arza of project, List ail or mest representative publications, Dea not exceed 3 pages for asch individual.) 1959 — present Professor and Chairman, Department of Genetics Stanford University School of Medicine 1957 - 1959 Chairman, Department of Medical Genetics University of Wisconson 1947 - 1957 Professor of Genetics University of Wisconsin SELECTED PUBLICATIONS (See continuation page.) HiH 398 (FORMERLY PHS 393) Rev. 1/73 17 Privileged Communication Joshua LEDERBERG BIOGRAPHICAL SKETCH ~ LEDERBERG, Joshua RESEARCH SUPPORT Funding Current Project % of Grant Grant Ho. Title of Project Year Period Effort Agency PERSONAL RESEARCH COMMITMENTS: CA16896 Genetics of Bacteria $ 80,000 $ 464,669 15 NIH (5/77-4/78 (5/77-4/82) pending) NAS1-9692 Viking Mission $ 20,000 $ 82,572 10 NASA participation (5/77-9/78) (4/70-9/78) {inel. Indirect Costs) PRINCIPAL INVESTIGATOR EX OFFICIO: GMQ0295 Genetics Training $111,000 $ 536,363 20 NTH Grant (graduate (7/77-6/78) 9 (7/7%-5/79) research training) GM20832 Genetics Research $2656 ,587 $1,292,113 10 NIB Project (5/77-4/78) = (5/74-4/79) NGR~05-0290-004 Cytochemical Studies $ 137,500 3 NASA of Planetary (9/76-12/77) Microorzanisns (inel. Indirect Costs) SELECTED PUBLICATIONS 1. Lederberg, J.: Topology of Molecules. In The Mathematical Sciences (Ed. Committee on Support of Research in the Mathematical Sciences (COSRIMS) with George A.W. Boehm), MIT Press, ov. 37-51, 1959. 2. Lederberg, J., Sutherland, G.L., Buchanan, 8B.G., Feigenbaum, F.A., Robertson, A.V., Duffield, A.M. and Djerassi, C.: Applications of artificial intelligence for chemical inference. I. The number of possible organic compounds. Acyclic structures containing C, H, 0, and N. J. Am. Chem. Soc. 91:2973-76, May 21, 1949. 3. Buchs, A., Delfino, A.B., Duffield, A.M., Djerassi, C., Buchanan, B.a., Feigenbaum, E.A. and Lederbers, J.: Applications of artificial intelligence for chemical inference. VI. Aporoach to a general method of interpreting low resolution mass spectra with a computer. Helvetia Chinica Acta 53:1394-1417, 1970. 4. Lederberg, J.: Use of Computer to Identify Unknown Compounds: The Automation of Scientific Inference. In Biochemical Applications of Mass Spectrometry (Ed. G.R. Waller), John Wiley and Sons, New York, P. 193-207, 1972. 18 Privileged Communication Joshua LEDERBERG BIOGRAPHICAL SKETCH ~ LEDERBERG, Joshua Selected Publications (continued): 5. 6. 10. 14. 12. 13. 4. 17. Lederberg, J.: The freedoms and the control of science — notes from the ivory tower. Southern California Law Review 45:596~614, 1972. Lederberg, J.: The control of chemical and biological weapons. Stanford J. International Studies 7:22-44, 1972. Lederberz, J.: The genetics of human nature. Social Res. 40:375-406, 1973. Lederberg, J.: A System-analytic Viewpoint. In How Safe is Safe? - Tae Design of Policy on Drugs and Food Additives, National Academy of Sciences, Washington, D.C., p. 66-94, 1974. Masinter, L., Sridharan, N., Lederberg, J. and Smith, D.H.: Applications of artificial intelligence for chemical inference. XII. Exhaustive generation of cyclic and acyclic isomers. J. Am. Chem. Soc. 96:7702-7714, 1974. Harris-Warrick, R.M., Elkana, Y¥., Ehrlich, S.D. and Lederberg, J.: Electrophoretic separation of B. subtilis genes (EcoR;/agarose gel electrophoresis). Proc. Nat. Acad. Sci. U.S.A. 72:2207-2211, 1975. Carhart, R.E., Johnson, S.M., Smith, D.H., Buchanan, B.G., Dromey, k.G. and Lederberg, J.: Networking and a Collaborative Research Community: A Case Study using the. DENDRAL Programs. In Computer Networking and Chemistry (Ed. Peter Lykos), ACS Symposium Series, No. 19, p. 192-217, 1975. Buchanan, B.G., Smith, D.H., White, W.C., Gritter, R., Feigenbaum, E.A., Lederberg, J. and Djerassi, C.: Applications of artificial intelligence for cheaical inference. XXII. Automatic rule formation in mass spectrometry by means of the meta-DENDRAL program. J. Am. Chem. Soe. 98:6168-63878, 1975. Sagan, C. and Lederberg, J.: The prospects for life on Mars: A pre-Viking assessment. Icarus 28:291-300, 1976. Ehrlich, S.D., Bursztyn-Pettegrew, H., Stroynowski, I. and Lederberg, J.: Expression of the thymidylate synthetase gene of the B. subtilis bacteriophage phni-3-T in E. coli. Proc. Nat. Acad. Sei. 73:4145-4199, 1976. Klein, H.P., Lederberg, J., Rich, A., Oyama, V.I. amd Levin, G.V.: The Viking Mission search for life on Mars. Nature 262:2H-27, 1975. Klein, H.P., Horowitz, N.H., Levin, G.V., Oyama, ¥.1I., Lederberg, J., Rich, A., Hubbard, J.S., Hobby, G.L., Straat, P.A., Berdahl, B.J., Carle, G.C., Brown, F.S. and Johnson, R.D.: The Viking biological investigation: Preliminary results. Science 194:99-105, 1975. Chi, N-Y. W., Ehrlich, $.D. and Lederberg, J.: Functional expression of two Bacillus subtilis chromosomal genes in Escnerichia coli. J. Bact., 1977. (In press) 19 SECTION Hl — PRIVILEGED COMMUNICATION BIOGRAPHICAL SKETCH {Givg the folowing information for all professional personnal listed on page 3, beginnirg with tha Principat Inyastigator. Us? continuation pages ard follow the same ganeral format for each person) NAME TITLE , BIRTHDATE (Min, Day, Yr) . Adjunct Professor of Genetics LEVINTHAL, E11 . . i ; fott © Dir., Instrumentation Res. Lab. April 13, 1922 PLACE OF BIRTH iCity, State, Country} PRESENT NATIONALITY [ff n0n-U.S. citizen, SEX indicate kind of visa and expiration dats) Brooklyn, New York, U.S.A. U.S. citizen {I Mate Cl Femata EDUCATION {S2gin with baccalaureate training and includ postdoctoral) < YEAR SCIENTIFIC INSTITUTION AND LOCATION DEGREE CONFERRED FIELD Columbia College, New York: B.A. 1942 Physics Massachusetts Institute of Technology M.S. 1943 Physics and Math Stanford University Ph.D. 1949 Physics and Math HONORS Public Service Medal, awarded by NASA, April, 1977, for exceptional contributions to the success of the Viking project MAJOR RESEARCH INTEREST ROLE IN PROPOSED PROJECT Medical instrumentation research AIM Liaison RESEARCH SUPPORT {See instructions) (See continuation page.) RESEARCH AND/OA PROFESSIONAL EXPERIENCE (Starting with orssant position, list tainicg and aaperiance ralavant to arza of project: List aif Of Most representative publications, Do not axceed 3 pages for each individual.) 1974 - present Adjunct Professor, Department of Genetics, Stanford University; Director, Instrumentation Research Laboratory, Department of Genetics, Stanford University 1970 - 1973 Associate Dean for Research Affairs, Stanford University School of Medicine 1961 - 1974 Senior Scientist/Director, Instrumentation Research Laboratories, Department of Genetics, Stanford University 1953 - 1961 President, Levinthal Electronic Products 1952 -— 1953 Chief Engineer, Century Electronics 1950 - 1952 Research Director/Member of Board of Directors, Varian Associates © 1949 — 1950 Research Physicist, Varian Associates 1946 - 1948 Research Associate, Nuclear Physics, Stanford University 1943 - 1946 Project Engineer, Sperry Gyroscope Company, New York 1943 Teaching Fellow in Physics, Massachusetts Institute of Technology PUBLICATIONS (See continuation page.) " WEH 398 (FORNEALY PHS 393) 21 Rev. 1/73 aU, S, COVE2NMENT PRINTING OF FIC2 11974 sae%259/2004 Privileg BIOGRAPH RESEARCH Grant NAS1-968 NGR-05-0 GiH20832 RR-00612 ed Communication Joshua LEDERBERG ICAL SKETCH - LEVINTHAL, Elliott C. SUPPORT Funding Current Project. 4% of Grant No. Title of Project Year Period Effort Agency 2 Viking Mission $ 85,000 $ 175,552 50 NASA participation (11/76-9/77) (11/75~-9/78) 20-004 Cytochemical Studies $ 137,500 11 NASA of Planetary (9/76-12/77) Microorganisms Genetics Research $ 266,587 $1,292,113 8 NIH Project (5/77-4/78) — (5/74-4/79) Resource Related $ 218,580 & 698,399 6 NIH Research-Computers . (5/77-4/78) (5/77-4/80) and Chemistry ( DENDRAL) SELECTED PUBLICATIONS AND PAPERS 1. 4, Levinthal, &.C.: Detection of Extraterrestrial Life. Professional and Technical Group of Instrumentation and Measurements of IEEE, April, 1963. Levinthal, £.C.: The Detection of Life within our Planetary System. Presented at WESCON, August, 1963. Levinthal, E.C.: The Biological Exploration of Mars. Presented at the Space Technology Laboratory’s Invited Lecture Series, November 6, 1963. Levinthal, E.C.: The Biological Exploration of Mars. Presented at woffet Field, Fullerton, Los Angeles and San Diezo, as part of the University of California Extension Series Lectures -~ Horizons in Space Biosciences: Exobiology, April 27-30, 1964. Levintnal, E.C., Lederberg, J. and Hundley, L.: Multivator - 4 Biochemical Laboratory for Martian Experiments. Life Seiences and Space Research II, COSPAR (Committee on Space Research), 1964. Halpern, B., Westley, J.W., Levinthal, E.C. and Lederberg, J.: Tne Pasteur Probe: An Assay for Molecular Asymmetry. Life Sciences and Space Research, COSPAR (Committee on Space Research), 1956. Levinthal, &.C.: Space Yehicles for Planetary Missions. In Biology and the Exploration of Mars, Nat. Acad. Sei., National Research Council. 22 Privileged Communication Joshua LEDERBERG BIOGRAPHICAL SKETCH - LEVINTHAL, Elliott C. selected Publications and Papers (continued): 8. 9. 10. 11. T2. 13. 14. 15. 16. V7. ‘Masursky, H., Batson, R., Borgeson, W., Carr, M., MeCauley, J Levinthal, E.C.: Prospects for Manned Mars Missions. In Biology and the Exploration of Mars, Nat. Acad. Sci., National Research Council. Reynolds, O., Levinthal, E. and Soffen, G.: The Role of the Scientist in Automated Laboratory Systems. AIAA Paper No. 67-632, 1967. Levinthal, E.C., Lederberg, J. and Sagan, C.: Relationship of Planetary Quarantine to Biological Search Strategy. Presented at COSPAR Meeting (Committee on Space Research), London, 1967. Sagan, C., Levinthal, E.C. and Lederberg, J.: Contamination of Mars. Seience 159:1191-1196, 1968. Levinthal, E.C.: The Role of Molecular Asymmetry in Planetary Biological Exploration. Presented at Gordon Pesearch Conferences, Nuclear Chemistry Section, 1968. Kriss, J.P., Bonner, W.A. and Levinthal, E.C.: Variable Time-Lapse Videoscintiscope: A Modification of the Scintillation Camera Designed for Rapid Flow Studies. J. Nuclear Med. 10:249, 1959. Reynolds, W.E., Bacon, V.A., Bridges, J.C., Coburn, T.C., Halpern, B., Lederberg, J., Levinthal, &.C. and Steed, E.: A Computer Operated Mass Spectrometer System. Anal. Chem. 42:1122, 1970. “s Milton, D., Wildey, R. and Wilhelms, D., Murray, B., Horowitz, N., Leighton, R. and Sharp, R., Thompson, W., Briggs, G., Chandeysson, P. and Shipley, E., Sagan, C. and Pollack, J., Lederoerg, J., Levinthal, E., Hartmann, W, McCord, T., Smith, 8., Davies, M., de VYaucouleurs, G., Leovy, C.: Television Experiment for Mariner Mars 1971. Iearus 12:10-45, 1970. Masursky, H., Batson, R.M., McCauley, J.F., Soderblom, L.A., Wildey, R.L., Carr, M.H., Milton, D.J., Wilhelms, D.E., Smith, B. A., Kirby, T.B., Robinson, J.C., Leovy, C.B., Briggs, G.A., Duxbury, T.C., Acton, C.H., Jr., Murray, B.C., Cutts, J.A4., Sharp, R.P., Smith, Susan, Leignton, R.B., Sagan, C., Veverka, J., Noland, M., Lederberg, J., Levinthal, E., Pollack, J.B., Moore, J.T., dr., Hartmann, W.X., Shipley, E.N., de Vaucouleurs, G., Davies, M.&.: Mariner 9 Television Reconnaissance of Mars and Its Satellites: preliminary Results. Science 175(4919):294, 1972. C., Morris, E.C., Muteh, T.A., Binder, A.B., Huck, F.O., Levinthal, &. earus 16:92, 1972. Sagan, Carl and Young, A.T.: Imaging Exveriment. I Sagan, Carl, Veverka, Joseph, Fox, Paul, Dubisen, Russel, Lederberg, Joshua, Levintnal, Elliott, Quam, Lyna, Tucker, Robert, Pollack, James B. and Smith, Bradford A.: Variable Features on Mars: Preliminary Mariner 9 Television Results. Icarus 17:346, 1972. 23 Privileged Communication Joshua LEDERBERG BIOGRAPHICAL SKETCH - LEVINTHAL, Elliott C. Selected Publications and Papers (continued): 19. 20. 21. ‘22. 23. 24. 25. Levinthal, E.C., Green, W.B., Cuts, J.A., Janelka, E.D., Johnsen, R.A., Sander, M.J., Seidman, J.B., Young, A.T. and Soderblom, L. A.: Mariner 9 - Image Processing and Products. Icarus 18:1088, 1973. Sagan, C., Veverka, J., Fox, P., Dubisch, R., French, R., Gierasch, P., Quam, L., Lederberg, J., Levinthal, E., Tucker, R., Eross, B. and Pollack, J.B.: Variable Features on Mars, 2, Mariner 9 Global Results. J. Geophysical Research 78, No. 20, p. 4163-4196, 1973. Lederberg, J., Feigenbaum, E., Levinthal, E. and Rindfleisch, T.: SUMEX - A Resource for Application of Artificial Intelligence in Medicine. Proc. Ann. Conference, Association for Computing Machinery, November, 1974. Levinthal, E.C., Carhart, R.E., Johnson, S.M. and Lederberg, J.: When Computers Talk to Bach Other. Industrial Research 17(12):35-42, 1975. Mutch, T.A., Binder, A.B., Huck, F.O., Levinthal, E.C., Liebes, S., Morris, E.C., Patterson, W.R., Pollack, J.B., Sagan, C. and Taylor, G.R.: The Surface of Mars: The View from the Viking I Lander. Seience 193(4255):791-801, 1976. Mutch, T.A., Arvidson, R.E., Binder, A.B., Huck, F.O., Levinthal, E.c., Liebes, S., Jr., Norris, E.C., Nummedal, D., Pollack, J.B. and Sagan, C. Fine Particles on Mars: Observations with the Viking I Lander Cameras. Seience 194(4260):87-91, 1976. Levinthal, E.C. and Huck, F.O.: Multispectral and Stereo Imaging on Mars. In Astronautical Research 1976 —- A New Era cf Space Transportation, Pergamon Press, 1976. Proc. of the XXVII International Astronautical Congress, Anaheim, California, 1976. Muteh, T.A., Arvidson, R.E., Aurin, P., Binder, A.B., Huck, F.O., Levinthal, E.C., Liebes, S., Jr., Morris, E.C., Pollack, J.B., Sagan, C. and Saunders, R.: The Surface of Mars: The View from Lander 2, Seience 194(4271):1277-1283, 1976. 24 SECTION I — PRIVELEGEO COMMUNICATION _ BIOGRAPHICAL SKETCH {Give tha following information for all professional parsonnel listed on page 3, beginning with the Princioal Investigetor. Use continuation pages and follow tha same ganar format for each person} NAME TITLE BIATHDATE (a, Day, Yr} NII, H. Penny Scientific Programmer - October 6, 1939 PLACE OF BIRTH {City, Stats, Country) PRESENT NATIONALITY (ff non-US, citizen, SEX indicate kind af visa and expiration data) Tokyo, Japan U.S. citizen Climate 3) Farmata- EOUCATION (B2gin with baccalaursate trainirg and includs postdoctoral) . , eras YEAR SCIENTIFIC INSTITUTION AND LOCATION DEGREE CONFEARED FIELD Tufts University, Jackson College, . B.S. 1962 Mathematics Medford, Massachusetts Stanford University M.A. 1973 Computer Science HONOAS BIAJOR RESEARCH INTEREST ROLE IN PROPOSED PROJECT Knowledge-based computer systems design Scientific Programmer — , AI tool generalization RESEARCH SUPPORT (Ses instructions) (See continuation page.) RESEARCH AND/OR PROFESSIONAL EXPERIENCE {Srartirg wath prasent position, list triining and experiance ratevant to arsa of project. List pl} or mest rprssentativa publications, Do not axceed 3 pages for each individual.) 1976 - present Scientific Programmer, Heuristic Programming Project, Department of Computer Science, Stanford University 1973 - 1975 Associate Investigator for Computer Science, HASP Project, Systems Control, Inc., Palo Alto, California 1967 ~ 1968 Systems Engineering Advisor, International Business Machines World Trade Asia Corporation, Tokyo, Japan 1962 - 1967 Research Staff Programmer, International Business Machines Corporation, Thonas J. Watson Research Center, 1965-67 Project Leader, Electronic Coding Pad (ECP) System 1965-66 Assistant Manager, Man-Computer Interaction Group 1963-64 Programmer, World's Fair Lexical Processing System 1962-63 Programmer, applications ranging from text processing to linear programming problems RECENT PUBLICATIONS (See continuation page.) WIH 338 (FORWEALY PHS 998) 2 Rov. 1/73 &U, 3, GOVERNMENT PRINTING OFFICE: 1974 se4-25g/0008