United States of America (NOT PRINTED AT GOVERNMENT EXPENSE) EE 15 Congressional Record PROCEEDINGS AND DEBATES OF THE QI* CONGRESS, FIRST SESSION Vol. 115 WASHINGTON, TUESDAY, APRIL 1, 1969 No. 55 House of Representatives TECHNOLOGY AND SOCIETY: A CONFLICT OF INTEREST? Mr. PELL. Mr. President, we are all becoming increasingly aware that ad- vances in technology can. have a broad and unforeseen impact on the quality of our lives. It was not too long ago that advances in science were hailed almost universally and without reservation as progress, and the application of new dis- coveries through technology was assumed to be an unmitigated good. We now have a more sophisticated view of the role of science and technology in our society. We still anticipate the bene- fits of scientific research and technologi- cal development, but through experience we have learned that science and tech- nology will serve us well only to the ex- tent that we insist that it do so. We are gaining a new appreciation of the need to evaluate the long-range impact of technological development. Mr. President, Representative CoRNEL- tus E. GaLLaGHer, of New Jersey, on March 26 addressed himself to the po- tential conflict between technology and society in a speech before the Chicago Chapter of the Institute of Management Sciences. Representative GALLAGHER spoke specifically of the threat to human privacy posed by the new technology of information handling. I commend his re- marks to my colleagues, and ask unani- mous consent that the text of his speech be printed at this point in the Recorp. There being no objection, the state- ment was ordered to be printed in the Recorp, as follows: TECHNOLOGY AND SocreTY: A CONFLICT oF INTEREST? (Speech of Congressman CorNELIus E. Gat- LactieR before the Institute of Management Sciences, Chicago Chapter, March 26, 1969) America has produced the richest and most complex society the world has ever known. The major impetus toward our unparalleled prosperity has been our ability to harness our resources and to use the gifts we have received as a nation for the benefit of our citizens. It is not an overstatement to say that technology has created America; at least in the sense that the applications of science have created the life led by most Americans. The fundamental premise of this speech Is that technology should be morally neutral— it should have no values itself other than the manner tn which soclety chooses to ap- ply it. Immediately, however, there can be seen numerous objections to such a premise, For example, it has often been stated that tech- nology opens doors for man, but does not compel him to enter, Yet, it must be realized that in the real world of free enterprise, a logic is imposed which strips such technolo- gical advance of its ideal neutrality. The first application of a new technology—the first organization through the door—is likely to make the most money while the last is likely to find it slammed in its face. Risktaking by industry is motivated by the profit factor: thus, what ever neutrality a technology may have is already diluted by the financial facts of its development and the rush for its de- ployment. When the decision is made to exploit a new technology, major social and institutional change follows. It is impossible to predict the range or the character of that change. A de- velopment and deployment decision is made solely upon the first-order effects, which are customarily profit, institutional advantage, or national policy in the case of federally in- spired innovation, The evaluation of the sec- ond or third-order effects, such as social costs and value dislocations, only takes place after a technology has been established. What occurs then is a virtually dictated application of an innovation and the impact upon the rest of society only becomes visible after the technology has become operative. It is only by the time a sizable investment of money, resources, and commitment have coalesced that society can know what it has really done. The innovation itself becomes a powerful reason for continuing in that di- rection and the difficulties and the dangers must be, in large measure, either ignored or rationalized. To put it bluntly, the problems have been transferred from ones of engi- neering to ones of public relations. To illustrate the current status of technol- ogy in America, let us imagine that technol- ogy is a heathen idol and that Americans are primitives. What have we, as a society, of- fered this God in the way of sacrifice? First, we have given him our air. Our cities form the bottom of an airborne cesspool. Our atmosphere is now so polluted that natural temperature inversions threaten every single person living in large metropolitan areas, For that simplest and freest of commodities—a breath of fresh air—we must depart from our homes and our jobs. The pilgrimage to Mecca for the infidels of America its the summer vacation to a place where man has not despoiled his heritage. It is interesting to note fn this connection that we have saved the whooping crane by creating wild-life sanctuaries and imposing the strictest rules and regulations for the preservation of this species. But man, who emulates the cry that gives the whooping crane its name by his pollution inspired cough, has not been so fortunate. As colum- nist Arthur Hoppe has suggested, it may be necessary to establish human-life sanctu- aries to assure the continuation of Homo Sapiens. The next sacrifice we have made to the God of technology is our water. All forms of pol- lution are dumped into our rivers and lakes, and a fresh, pure stream near an urban area is as rare today as a polluted one was earlier in our history. Raw sewage is dumped into rivers from which downstream communities take their drinking water. Lake Erie, accord- ing to many observers, can never be reclaimed from technology's abuse. Bodies of water which have existed practically since time began, are now being ruined in a few years, I would like to call your attention to the recent problem with offshore oi} drilling near Santa Barbara, To the best of my knowledge, the crucial social question was never asked: did America need this source of of]? Was it essential to deploy such a risky procedure at this time or could the development stage have continued without deployment? It is my hope that we will learn a great deal from this catastrophic experience. But if past his- tory is an indication, the only lesson will be to cast doubt on the validity of the old cliche: “To spread oil on troubled waters.” In addition to our air and our water, we have not hesitated to make human sacrifices to the idol of voractous technology. Our na- tion’s highways are nourished by the blood of our children and the reports of the mangled victims of auto accidents make even the carnage of Vietnam seem insignificant. In sheer numbers, slaughter on the ‘highways was approximately five times as great last year as were our losses in the tragic Vietnam conflict. In theory, we commit our youth to Vietnam in pursuit of a noble ideal; we @estroy our young men and young women on their way to the neighborhood drive-in. Over all the world hangs the ultimate symbol of the God of technology—the mush- voom cloud of atomic holocaust. Mankind genufiects to that God every time we say we coexist on our planet because of a “balance of terror.” I have never felt that there is any true balance of terror, it is only the product of a universe that is out of balance. How truly trrational we have become may be seen in the following hypothetical exam- ple. It is a basic assumption of the cold war, at least in some quarters, that should the American way of life be fatally threat- ened, we should incinerate those who oppose us. This would, of course, result in our own incineration and quite probably the fallout would make our globe uninhabitable. Yet, those who advocate this course of future action are acclaimed as realists and patriots. But any man who would propose that all industry stop and all autos be taken from the highways in order to make our atmos- phere habitable, would immediately be branded ag insane. So it is sane to destroy the whole world and yet it is crazy to take extreme action to make the world livable. The “balance of terror” has certainly unbalanced something. The bomb, as terrifying as it is, merely promises the extinction of life All men, be they free or enslaved, have come to some individual understanding with the fact of eventual death. But the latest visitation from the God of technology promises to make .us less than human and threatens to make us slaves, , The computer demands that we poor dumb savages offer up our individuality, our dig- nity, and our privacy. It provides a new priesthood with a tool to drive us to our knees, to manipulate our actions, to petrify our past mistakes, and makes the sword of Damocles dangle, gleam- ing with its promise of eventual destruction, in every American’s future. It is extremely important to emphasize that the computer and its applications not only threaten those who are guilty or who wish to conceal their past. The computer threatens us all; yes even that man who must exist somewhere who has never done anything he could not put on-his résumé. The computer is not only a super fast ad- ding machine; it ts more than an automated filing cabinet; it is even more than the heart of far-flung communication systems. The application of computer technology, in its most frightening aspect, has perhaps best been described by Erich Fromm in his re- cently published The Revolution of Hope; Toward a Humanized Technology: “A specter is stalking in our midst... A completely mechanized society, devoted to maximal material output and consumption, directed by comptuters: and in this social process, man himself is being transformed into a part of the total machine, weil fed and entertained, yet passive, unalive, and with little feeling. With the victory of the new society, individualism and privacy will have disappeared .. .” The shattered schemes of all the dewy-eyed utopians which litter the shores of history are now concelvable. All the beautiful ideal- isms which so quickly turned into ugly forms of fascims can now be engineered and: imple- mented. Technology has made the world so small and the computer has given men such a@ powerful instrument of social control, that individual dreams, which became local night- mares, can now be worldwide catastrophies. Dr. Ida Hoos, of the Space Sciences Labora- tory at the University of California, has called my attention to a poem by Martyn Skinner which says it all: “Gone are the days when madness was con- fined By seas or hills from spreading through man- . kind; When, though a Nero fooled upon a string, Wisdom still reigned unruffied in Peking; And God in welcome smiled upon Buddha's face Though Calvin in Geneva preached of grace, For now our linked-up globe has shrunk so small, One Hitler-in it means mad days for all.” To put it bluntly, all our eggs are in one basket. We can describe where we are by borrowing the terms of one of man’s truly great technological triumphs: we are all Passengers on ‘Spaceship Earth,’ following a most uncertain orbit. This then is the context in which we must consider technology and American society. Ramifications of our actions reverberate in the Capitols of the world; we truly live in a "Global Village’. Understanding that we are talking about al men, let us consider what has already happened to many among us who have sur- rendered totally to the machine and inhuman value systems. Fromm described technological man in these chilling terms: “. . . (H)aving lost compassion and empathy, they do not touch anybody—nor can they be touched. Their triumph in life is not to need anybody. They take pride in their untouchability and Pleasure in being able to hurt .. . Whether this is done in criminal or legitimate ways depends more on social factors than on psy- chological ones.” With the reins of computer technology in such hands, we may very well be racing to our own destruction, Certainly a free spirit is the most obvious victim of such breathing robots, and free government js not far behind. Dr. F. A. Hayek, who was professor of moral and social science at the University of Chicago from 1960 to 1962, puts the ulti- mate threat in these terms: “Man owes some of his greatest success to the fact that he has not been able to control social life. In the past the spontanedus forces of growth asserted themselves against the organized coercion of the state. With the technical means of control now at the dis- posal of Government, such assertion may s500n become impossible.” The assertion of which Dr, Hayek speaks is not only that of organized groups striving to control policy; it is also individual man himself yearning to be a part of the world and to influence the course of events which affect and alter his times. Fromm makes the extremely valuable point that if man were infinitely malleable, if social pressures could force man into any mold, there would never have been any revolutions. Man, how- ever, simply is not made that way. Fromm describes man in these terms: “The dynamism of human nature inas- much as it is human in primarily rooted in this need of man to express his faculties in relation to the world rather than in his need to use the world for satisfaction of his phsysi- ological necessities. This means: because I have eyes, I have the need to see .. . because I have a heart, I have the need to feel . . . in short, because I am a man, I am in need of man and of the world.” The countervailing force which technology and the computer put at the service of re- pressive interests has been described by a New Left critic of the American scene. I cer- tainly do not endorse the totality of Paul Goodman’s ideas, but he does make a number of provocative points. In Like a Conquered Province, Goodman says: “Human beings tend to be excluded when a logistic” (that is, a computer-oriented) “style becomes universally pervasive, so that values and data that cannot be standardized and programed are excluded, when function is adjusted to the technology rather than technology to function ... when there de- velops an establishment of managers and experts who license and allot resources, and which deludes itself that it alone knows the only right method ... then common folk become docile clients, maintained by suffer- ance, or they are treated as deviant.” Fromm and Goodman are suggesting a cru- cial point to those of us in this room. We all have a sizable stake in America as it is today; while we do not oppose change and are un- doubtedly not reactionaries, yet we are all, I would suspect, conservatives in the sense that we believe we must build upon the past. Riot and rebellion are obnoxious to us all and we would unite in comdemning violence as an instrument of social change. But the question must be asked: does our emphasis on the manipulations of technological culture deny man the opportunity to express himself? Has the erection of Intricate social systems which demand, at the very least, the acquiescence of the minority, placed roadblocks in the way of the rational use of human beings? In my view, Fromm and Goodman are implying that imposing a mechanistic culture between man and his needs to affect the world creates rebellion. Here may indeed be the roots of the violence we see around us. Articulate and aggressive segments of our society are clam- oring for increased participation in the de- cision-making process. Blacks, hippies, stu- dents, ghetto parents, and members of the dissenting academy are united in demanding a@ greater piece of the action or, at the very lease, a heightened sense of personal involve- ment in and control over their own destinies. All around us we see real anger, spreading disenchantment with the political process, and a frequently hysterical assault against the bastions of orthodoxy. Let me make it clear: I believe there is no validity in vio-~ lence, but in condemning the action of others we must ask ourselves if we do not bear some of the responsibility for creating an en- vironment which, by its inhuman systems Spproach, contributes to the creation of vio- ence. When I began my studies of privacy over five years ago, I felt that the reaction of man to a depersonalized atmosphere could be expressed by a quotation from Alfred North Whitehead: “Men might sink into mere routine repeti- tion of habitual acts and accustomed social processes at a fairly low level, almost brain- less, as certain insects can run a stable society though they have no brains.” But seeing problems by the light of the burning ghettos must force a re-examination of all our concepts and a re-evaluation of social and political modes. In any event, it is perfectly apparent that not all “common folk” have become the “docile clients” en- visioned by Goodman. Robert Theobald is concerned with the im-. pact of science and technology on soclety and the economy. He has written extensively on the problems of modernization, technologti- cal change, and economic growth patterns. In 1964, he made a statement which I feel is quite relevant to the issues I am discussing with you this evening: “Whether increasing violence and social disorder can fairly be laid at the door of the computer is, however, peripheral to the pos- sibility of the development of a police state . . . the generalized use of the computer as a@ means of societal control threatens to de- stroy at least the right of privacy, and very probably ali the present rights, of the in- dividual .. .” Theobald is not given to making such statements lightly and it is interesting to note that he underlined the “all” in that quotation. . Two years later, in July 1966, my Special Subcommittee on Invasion of Privacy was presented with a proposal which probably would have done exactly what Theobald warned might happen. This was the Bureau of the Budget suggestions for a National Data Bank. Those hearings have been so widely discussed that I do not feel I should go into the full story now. Privacy and Freedom, a brilliant 1967 book by Dr. Alan Westin, and the soon to be published The Death of Privacy, by Dr. Jer- ry Rosenberg have lengthy sections which describe the ramifications of our hearings. The general problem of computer privacy is now receiving influential attention. The American Academy of Arts and Sciences’ Committee on the year 2000 has a working party on “The Social Implications of the Computer.” The Director, Dr. R. M. Fano of M.LT., has informed me that at least a dozen papers will be published this year. The National Academy of Science recently formed 9 Computer Science and Engineering Board. One of its major undertakings will be to conduct a heavily financed study of computers, data banks, and privacy, Final- ly, the Harvard University Program on Tech- nology and Society will publish a collec- tion of papers this summer under the ti- tle Information Systems and Democratic Poli- tics. My 1966 speech, “Science, Privacy, and Law—The Need For a Balance’ is to be in- cluded. There is one point I made at the 1966 hearings on “The Computer and Invasion of Privacy,” which seems generally misunder- stood. I said that we could not be sure that the data contained in such a National Data Bank system would always be used by benev-~ olent men or for benevolent purposes. Some people felt I was questioning the integrity of officials connected with federal statistical programs: that is certainly not true, In fact, I have a great deal of respect for federal officers involved in data collec- tion and publication but my point was, and continues to be, that we cannot guarantee the level of responsibility of the future users of federally compiled dossiers on Americans. In addition, it is certainly not a matter solely of integrity. Let me quote a statement made by Supreme Court Justice Brandeis in 1928: “Experience should teach us to be most on our guard to protect liberty when the government’s purposes are beneficient. Men born to freedom are naturally alert to repel invasion of their liberty by evilminded rul- ers. The greatest dangers to liberty lurk in the insidious encroachments by men of zeal, well-meaning but without understanding.” Erich Fromm provides yet another insight about decently motivated social planners: “Precisely because the more conventionally minded managers do not lack good will, but rather imagination and vision of a fully hu- man life, they are even more dangerous, from the standpoint of humanistic plan- ning ... in fact, their personal decency makes them more immune to doubts about the methods of their planning.” A viable democracy depends on an atmos- phere in which people can go their own way for the vast majority of their daily experi- ences and satisfactions. Freedom from ei- ther subtle or overt coercion is the birth- right of our citizens. In a nation as large and as complex as America, which contains so many different ethnic and cultural heritages, no one class of men—no matter how well educated or how nobly motivated—can im- pose the standards of their group on the re- mainder of American society. I would like to illustrate this from first hearings conducted by my Special Subcom- mittee on Invasion of Privacy. In 1965, we in- vestigated in-depth the premises, principles, and procedures of those who create and ad- minister psychological tests. These were de- cent liberal men whose goal was to under- stand our society and to move toward a sound, scientific explanation of interpersonal relationships. Yet, they created tests which virtually mirrored their own preconceptions. “To prove you were adjusted, you had to prove it on their terms. For example, in one widely used test, a Preference for Lincoln over Washington is marked as an exhibition of a feminine char- acteristic. When I put the question to the experts who were testifying that Sonny Lis- ton would undoubtedly prefer Lincoln be- cause he had freed the Negro people from slavery, I was met with a stunning lack of understanding. I pressed the question and innocently inquired which of the experts be- fore me would care to be the one who in- formed Sonny Liston that he was unmascu- line; there were no volunteers. Another question which was asked on this test was “Do you believe in the second com- ing of Christ?” This was placed in the test, I was informed, to determine the depth of religious feeling in the person taking the test. I inquired if this question were removed from tests administered to Jews and other re- ligious groups, since they did not accept Jesus of Nazareth as the Messiah. It was hardly conceivable to my expert witnesses that anyone could have values totally dif- ferent from thelr own and I was met with all sorts of stylish evasions. This points up a very real danger of stand- ardization and social rigidity which might flow from such a powerful instrument as a National Data Bank. The very same people who are actively lobbying for a truly effec- tive statistical center, containing individual identifying information, are those who de- vised tests which characterize Sonny Liston effeminate and Rabbi Wise irreligious. I would now like to describe a plan I heard proposed in absolute sincerity by some of the most respected social scientists in our nation. It is widely believed that successful Ameri- cans must know how and why some Ameri- cans have failed. Perhaps I should put that a little differently and say that some Ameri- cans just cannot understand why other Americans are not carbon copies of them- selves, Be that as it may, one way in which America is meeting the problem of poverty is to assist in the construction of low-cost housing. This is certainly socially beneficial and I have cast many votes in the Congress to attempt to insure each American a decent place to live. Yet, the social scientists, in their zeal to discover more and more about the disadvantaged citizen, proposed to use low cost housing as a great pool of research and those who lived in it as guinea pigs. They seriously proposed to bug each room in each apartment of a federally sponsored low-rent project. They would then feed every single sentence uttered by the apartment awellers into a computer. This computer would then deliver a profile of these Ameri- cans and their habits and compare the sta- tistical profiles to Americans who have “made it.” I was outraged when I heard this sugges- tion and it was not carried out. The casual willingness to turn a citizen's life into a fishbowl did not concern these social scien- tists; valuable research could be gained and, while the Bill of Rights certainly protected their privacy, it was not relevent to the sub- jects of the research, This brings to mind the words of Aldous Huxley: “Who will mount guard over our guardians, who will engineer the engineers? The answer is a bland dental that they need any supervision ... PH.Ds in sociology will never be corrupted by power. Like Sir Gala- had’s their strength is as the strength of ten because their heart is pure; and their heart is pure because they are scientists and have taken six thousand hours of social studies.” No matter from what source they may come, unwarranted invasions of privacy must be identified and resisted. Liberty under law is our foundation as a stable nation and it is my conviction that a suffocating sense of surveillance will restrict liberty and, ulti- mately, undermine law, Let me speak briefly about the Bill of Rights and praise, yet again, the brillance of those who drafted it. While privacy is not mentioned by name, the first ten amend- ments to our Constitution contain provi- sions guaranteeing rights to the individual which covered completely the range of pri- vacy invasion known in the 18th century. A man cannot be compelled to give up his home to quarter troops; a man cannot be forced to give testimony against himself: a man has the right to face his accuser In an adversary proceeding with the advice of legal counsel. Most important, is one of the most beautiful concepts rendered into the English language. The Fourth Amendment states simply: “The right of the people to be secure in their persons, houses, papers, and effects, against unreasonable searches and seizures, shall not be violated, and.no warrants shall issue, but upon probable cause...” In perhaps its most powerful recent mani- festation, Justice Douglas, speaking for*the Supreme Court in the Griswold Case in 1965, cites a number of constitutional guarantees and proclaims; “... The Bill of Rights have penumbras formed by emanations from those guarantees that help give them life and*sub- stance.” Sections of the First, Third, Fourth, Fifth and Ninth Amendments create “Zones of Privacy,” according to Justice Douglas. Commenting on the Griswold Case in The Wisconsin Law Review in 1966, Princeton's Cromwell Professor of Law, William Beaney, states: “. . , It should be made clear that the privacy to which all persons may lay claim is not a sterile or outmoded individual assertion, It is not a claim restricted to an aristocratic class, or to a few eccentrics who might prefer to resign from the human race ...A freedom to determine the extent to which others may share in one’s spiritual nature, and the ability to protect one’s be- liefs, thoughts, emotions, and sensations from unreasonable intrusions are of the very essence of life in a free society.” We see then that the Constitution of the United States provides a bulwark against those who would turn America into a total surveillance society. But there are always forces at work to invade privacy in an al- legedly nobie pursuit or for other less ad- mirable reasons, At the very beginning of the American experience, many saw a threat to our infant free republic in the proposed Alien and Sedition Laws. In the debate over those laws in the 5th Congress, Representa- tive Edward Livingston made a ringing dec- laration of what would happen to society should the Federal Government be empow- ered to strip away protections of the in- dividual. In a passionate speech, he made one of the most accurate predictions of the con- sequences of future actions against freedom. In 1798, Livingston said: “The system of espionage being thus estab- lished, the country will swarm with inform- ers, spies, delators, and all the odious reptile tribe that breed in the sunshine of despotic power. The hours of the most unsuspected confidence, the intimacies of friendship or the recesses of domestic retirement will af- ford no security. The companion whom you most trust, the friend in whom you must confide, are tempted to betray your impru- dence; to misrepresent your words; to convey them, distorted by calumny, to the secret tribunal where suspicion is the only evidence that is heard.” Let me repeat; that was 1798, not 1984! To make the Bill of Rights a Hving entity in a technologically sophisticated world re- quires unceasing vigilence. The dangers described by Representative Livingston in the 5th Congress are still facing those of us in the 9ist Congress. For the United States now has the capacity to establish a system of strict records surveillance which was, and is, the hallmark. of European totalitarian states and which was specifically rejected by our Founding Fathers. The files of federal, state, local and private agencies bulge with dossiers on Americans. A perfectly. understandable thrust toward making the operation of these agencies more efficient and economical has encouraged the use of computerized informa- tion systems. The most recent investigation of my Special Subcommittee on Invasion of Privacy brought forth the statement that one private credit organization confidently ex- pects to have the record of every man, woman, and child in the country within its computerized system in five years. An individ- ual’s credit history can be retrieved and read anywhere in the country within two minutes after the request is initiated, This tremendous ability to store and re- trieve data has a basic effect on America. Throughout history, we have been known as the nation of the second chance. Immigrants flocked to our shores because we offered a new beginning for people who found other societies frustrating and repressive. Yet, the abillty to weave a web of data around each individual, to recall every event of a person's past, threatens to make this a one chance society. In the same sense, we witnessed an inter- nai migration in the 19th century. Our grow- ing population could expand throughout our unused lands within the borders of America, The concept of a frontier was an essential precondition to the expansiveness of the American society and, as Frederick Jackson Turner pointed out, helped shape the Ameri- can character. New space for the body created a new life for the mind. . This brings me to the final portion of my speech this evening and to what I would regard as its most significant sectien. The argument over privacy is frequently confused by the belief that it is space alone that is the subject under discussion. This narrow em- phasis permits the legitimate objection that man is a social creature and that he demands interaction with his fellows. If privacy merely refers to a physical area, this view is perfectly correct. Everyone knows that city life lacks many of the comforte and graces of rural life, and yet urbanization is perhaps the central fact of population move- ment throughout history. So it would be foolish indeed to ignore the absolute neces- sity for man to seek the company of neigh- bors. Yet, most observers have found an equally powerful counterforce and that is withdrawal from society for certain periods. In 1961, Sociologist Erving Goffman de- écribed this basic conflict in these terms: “Our sense of being a person can come from being drawn into a wider social unit; our sense of selfhood can arise through the little ways in which we resist the pull. Our status is backed by the solid buildings of the world, whilé our sense of personal identity often resides in the cracks,” The concept of space for the health of the societies of lower animals was the subject of & brilliant book by Robert Ardrey. Published in 1966, The Territorial Imperative sets forth example after example of animal behavior which suggests that the physical ordering and control over space is a basic drive. This powerful tnstinct in lower animals is shown to precede mating and is demonstrated as the major way in which one individual differ- entlates iteelf from the rest of his species. Ardrey makes a compelling argument that demands the conclusion that what operates 60 universally in animals is relevant to un- derstanding human nature as well. I would like to suggest to you that the per- sonality needs a psychological living space just as the body insists upon an area of phys- ical autonomy. I believe that The Territo- rial Imperative in lower animals has a coun- terpart in man which I call The Intellectual Imperative. The Intellectual Imperative is as essential to mental health as The Territorial Imperative is to a sense of physical security. In my view, psychological integrity is as im- portant as bodily integrity. A stable society cannot be constructed or maintained if iNe- gal searches and seizures are permitted through a man’s ideas and beliefs while his Papers and effects are protected by law. When I first raised questions about the validity of the use of the polygraph five years ago, I called it “mental wiretapping.” Of course, the fact that lie detectors just did not work at any reliable level of accuracy was important to my opposition as well as the fact that the training of the polygraph op- erator was frequently so incredibly sloppy. But, basically, what I objected to was that there ts a portion of man that no one can invade without the full approval of the indi- Vidual. In no case should it be a precondi- tion for employment at lower or clerical Jevels, which was the situation I uncovered in certain federal agencies in 1964. : In 1958, Pope Pius XII made this state- ment: “And just as it ts illicit to appropriate another’s goods or to make an attempt on his bodily integrity without his consent, so it Js not permissible to enter into his inner domain against his will, whatever the tech- nique or method used.” Similarly, the spread of information about @ man must be under his control. Naturally, in the pursuit of a stable society, law must be maintained and the tools that science and technology have provided us must be used to preserve the rights of those who obey the law. But, as I believe I have demonstrated, technology frequently operates by its own laws which are occasionally peripheral, at best, to the purposes of society. To conduct & normal, healthy life a man must have pri- vacy and this means that he must have areas where he is assured of protection from what Livingston called “the odious reptile tribe.” Professor Charles Fried of the Harvard Law School puts the need for privacy in extreme terms. He says: “Privacy is the necessary context for rela- tionships we would hardly be human if we had to do without—the relationships of love, friendship, and trust. In is the sharing of information about one’s actions, beliefs, or emotions which one does not share with all and which one has the right not to share with anyone. By conferring this right, privacy ‘treates the moral capital which we spend in friendship and love.” In my concept of The Intellectual Impera- tive, man may choose those in whom he Wishes to confide. He may discuss gny issue in any terms he may desire and be assured that an indiscretion of phrase or even an in- decency of thought will remain private. A space of psychological control permits ideas to be discussed freely and openly within his territory and with the guarantee that strict public accountability will not foliow. It is just this blurring of the public and the pri- vate which makes invasion of privacy so obnoxious to personal integrity and to civilized society. No idea springs, like Athena from the head of Zeus, fully formed. The translation of idea into insight, of knowledge into wisdom, follows as many different courses as there are individuals who think. It is impossible to produce a flow chart which can predict or channel the maturation of a thought. - This leads to the psychological truth that the betrayal of intimacy is, in egsence. the greatest invasion of privacy. But it is equally harmful to society if the experiences of pri- vate life become shallow. If you cannot reside in an atmosphere of security, if you must remain guarded—suspicious of those in whom you confide—you diminish the commitments of private life. And without something to de- fend, without relationships of trust and love in your private life, you are going to have lit- tle reason to strongly defend the public welfare. What I am saying ts that The Intellectual Imperative permits man to strengthen his belief in abstractions like patriotism by creating personal realities like friendship and trust. I believe that my concept of the Intel- lectual Imperative leads to the point that you cannot love anything, if you are afraid to reveal yourself to another. The control of the flow of information about yourself, about your actions, about your beliefs, is then seen as a crucial aspect of a dynamic society. Urban mass culture has destroyed for most of us the opportunity to exercise freely The Territorial Impera- tive; the advance of computer and other technologies threatens The Intellectual Im- perative. Physically, we are constantly in a crowd; intellectually, technology has fro- vided devices to make our forgotten actions and our unacknowledged thoughts known to the crowd. This is, I believe, what is meant by depersonalization and dehumanization and, as I have tried to suggest earlier, may be a root cause for the violence in our nation. The American use of technology has made man immense—within the next few months, a human footstep will be on the surface of the moon. Yet technology has also diminished man and threatens to make him less than human. While every computer card received from a large organization as a bill, a financial statement, or a summation of personal his- tory carries the warning “Do not fold, muti- late, or spindle,” individual man receives little assurance from the sender that he him- self will not be folded, mutilated, and spindled. There are those who say that anyone who criticizes the forms taken by the new tech- nology is somehow against technology and, therefore, progress. There is the implication that the expression of some of the views I have given you this evening would have caused me to oppose the use of indoor plumb- ing because it destroyed a society based _ around the village pump. This 1s slmply not true. To paraphrase Shakespeare, I come to praise the new technology, not to bury it. But at the same time, we must praise man and see that he is not buried under computer- generated data. Computer professionals by and large know the limitations of their ma- chines and they Know that the output of a computer is dependent on the quality of the data fed tn. The standard acronym is GIGO: Garbage In: Garbage Out. My purpose is to disabuse nonprofessionals of the notion that it really means Garbage In, Gospel Out. At the beginning of this speech, I con- structed a slightly facetious example of tech- nology as God and man as humble pent- tent. Some of the most vocal defenders of the unevaluated use of technology sound very much as if they truly believe they are theologians and that they are justifying the operations immutable laws, which are un- changeable because they are the dicta of divinity. I take quite the opposite view. Tools are for the use of man and their valid use does not harm man; only their abuse does. Al- though I may be widely Known as a com- puter critic, I firmly believe that the forceful assertion of privacy need not be contradic- tory to the fullest exploitation of the miracle of electronic data processing. The computer is as vital to efficient government as civil liberties are to the citizen’s confidence in democratic government. This search for a balance, the attempt to isolate and control the toxic elements in the tonic of technol- ogy, is now a major challenge. For, basically, it challenges our faith in ourselves, it chal- lenges our ability to use our skills in the service of man. John Diebold has probably coined more money from the new technology than any other man; he even coined the word “auto- mation.” In 1964, he made the statement with which I would like to close my speech. “The problem of identifying and under- standing goals to match the new means that technology provides us is the central prob- lem of our time—one of the greatest prob- lems in human history. Its solution can be one of the most exciting and one of the most important areas for human activity. And the time is now.” In 1969, even more than ever, the time is now. EE